STOCK TITAN

[Form 4] Immix Biopharma, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Immix Biopharma, Inc. (IMMX) – Form 4 insider filing dated 06/23/2025

Director Jane Buchan reported one equity award and updated share ownership as of 06/20/2025:

  • New derivative grant: 33,000 non-qualified stock options with an exercise price of $2.24 per share, expiring 06/20/2035. The options vest in 12 equal monthly installments beginning on the grant date, contingent on continued service (Note 1).
  • Post-transaction ownership: 22,455 shares of common stock held directly. No common shares were bought or sold in the reported period; the table only updates the total beneficial ownership.

No cash consideration was paid for the option grant (price listed as $0.00), indicating a routine director compensation award. The filing does not disclose any simultaneous open-market transactions, earnings data, or major corporate events.

Investors should note that while option grants can create future dilution if exercised, the 33,000-share award is relatively small and vests over one year, spreading potential dilution. The filing aligns the director’s incentives with shareholder value but, by itself, does not signal immediate changes to Immix Biopharma’s financial outlook.

Immix Biopharma, Inc. (IMMX) – Comunicazione interna Form 4 datata 23/06/2025

La direttrice Jane Buchan ha segnalato un nuovo premio azionario e ha aggiornato la propria partecipazione azionaria al 20/06/2025:

  • Nuova concessione di strumenti derivati: 33.000 stock option non qualificate con prezzo di esercizio pari a $2,24 per azione, con scadenza il 20/06/2035. Le opzioni maturano in 12 rate mensili uguali a partire dalla data di concessione, subordinatamente alla continuazione del servizio (Nota 1).
  • Partecipazione post-transazione: 22.455 azioni ordinarie detenute direttamente. Nel periodo segnalato non sono state acquistate o vendute azioni ordinarie; la tabella aggiorna solo la proprietà complessiva effettiva.

Non è stato pagato alcun corrispettivo in denaro per la concessione delle opzioni (prezzo indicato come $0,00), segnalando un premio di compensazione ordinario per il direttore. La comunicazione non riporta operazioni simultanee sul mercato aperto, dati sugli utili o eventi societari rilevanti.

Gli investitori devono considerare che, sebbene le stock option possano causare diluizione futura se esercitate, il premio di 33.000 azioni è relativamente contenuto e si matura nell’arco di un anno, distribuendo così l’impatto diluitivo potenziale. La comunicazione allinea gli incentivi del direttore al valore per gli azionisti ma, di per sé, non indica cambiamenti immediati nelle prospettive finanziarie di Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – Presentación interna Formulario 4 fechada 23/06/2025

La directora Jane Buchan reportó una nueva concesión de acciones y actualizó su participación accionaria al 20/06/2025:

  • Nueva concesión de derivados: 33,000 opciones sobre acciones no calificadas con un precio de ejercicio de $2.24 por acción, con vencimiento el 20/06/2035. Las opciones se consolidan en 12 cuotas mensuales iguales desde la fecha de concesión, condicionadas a la continuidad del servicio (Nota 1).
  • Propiedad después de la transacción: 22,455 acciones ordinarias poseídas directamente. No se compraron ni vendieron acciones ordinarias durante el período reportado; la tabla solo actualiza la propiedad total efectiva.

No se pagó ninguna contraprestación en efectivo por la concesión de las opciones (precio listado como $0.00), indicando un premio de compensación rutinario para el director. La presentación no revela transacciones simultáneas en el mercado abierto, datos de ganancias o eventos corporativos importantes.

Los inversores deben notar que, aunque las concesiones de opciones pueden generar dilución futura si se ejercen, el premio de 33,000 acciones es relativamente pequeño y se consolida durante un año, distribuyendo la posible dilución. La presentación alinea los incentivos del director con el valor para los accionistas pero, por sí sola, no señala cambios inmediatos en las perspectivas financieras de Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – 2025년 6월 23일자 내부자 신고서(Form 4)

이사 Jane Buchan이 2025년 6월 20일 기준으로 주식 보유 현황과 신규 주식 보상 내역을 신고했습니다:

  • 신규 파생상품 부여: 주당 행사가격 $2.24인 비자격 주식매수선택권 33,000주, 만료일은 2035년 6월 20일입니다. 해당 옵션은 부여일로부터 12개월간 매월 균등하게 권리가 부여되며, 계속 근무 조건이 붙어 있습니다(참고 1).
  • 거래 후 보유 현황: 직접 보유한 보통주 22,455주. 신고 기간 동안 보통주 매매는 없었으며, 표는 총 실질 보유량만 갱신한 것입니다.

옵션 부여에 대한 현금 지급은 없었으며(가격 $0.00으로 표기), 이는 일반적인 이사 보상으로 해석됩니다. 신고서에는 동시 시장 거래, 수익 데이터 또는 주요 기업 이벤트는 포함되어 있지 않습니다.

투자자들은 옵션 부여가 행사 시 미래 희석 효과를 일으킬 수 있으나, 33,000주 규모는 비교적 적고 1년에 걸쳐 권리가 부여되어 희석 효과가 분산된다는 점을 유념해야 합니다. 이번 신고는 이사의 인센티브를 주주 가치와 일치시키지만, 단독으로는 Immix Biopharma의 재무 전망에 즉각적인 변화를 의미하지는 않습니다.

Immix Biopharma, Inc. (IMMX) – Déclaration d’initié Formulaire 4 datée du 23/06/2025

La directrice Jane Buchan a déclaré une nouvelle attribution d’actions et mis à jour sa détention au 20/06/2025 :

  • Nouvelle attribution de dérivés : 33 000 options d’achat d’actions non qualifiées avec un prix d’exercice de 2,24 $ par action, expirant le 20/06/2035. Les options sont acquises en 12 versements mensuels égaux à partir de la date d’attribution, sous réserve de la poursuite du service (Note 1).
  • Détention post-transaction : 22 455 actions ordinaires détenues directement. Aucune action ordinaire n’a été achetée ou vendue durant la période déclarée ; le tableau met uniquement à jour la détention effective totale.

Aucune contrepartie en espèces n’a été versée pour l’attribution des options (prix indiqué à 0,00 $), ce qui indique une rémunération habituelle pour la directrice. La déclaration ne révèle aucune transaction simultanée sur le marché ouvert, données de résultats ou événements majeurs de l’entreprise.

Les investisseurs doivent noter que, bien que les attributions d’options puissent entraîner une dilution future en cas d’exercice, l’attribution de 33 000 actions est relativement modeste et s’acquiert sur un an, répartissant ainsi la dilution potentielle. La déclaration aligne les incitations de la directrice avec la valeur pour les actionnaires mais, à elle seule, ne signale pas de changements immédiats dans les perspectives financières d’Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – Insider-Meldung Form 4 vom 23.06.2025

Die Direktorin Jane Buchan meldete eine neue Aktienzuteilung und aktualisierte ihren Aktienbesitz zum 20.06.2025:

  • Neue Derivatzuweisung: 33.000 nicht qualifizierte Aktienoptionen mit einem Ausübungspreis von 2,24 $ pro Aktie, gültig bis 20.06.2035. Die Optionen werden in 12 gleichen monatlichen Raten ab dem Zuteilungsdatum unverfallbar, vorbehaltlich fortgesetzter Dienstzeit (Anmerkung 1).
  • Besitz nach der Transaktion: 22.455 Stammaktien, die direkt gehalten werden. Im gemeldeten Zeitraum wurden keine Stammaktien gekauft oder verkauft; die Tabelle aktualisiert nur den Gesamtbesitz.

Für die Optionszuteilung wurde keine Barzahlung geleistet (Preis mit 0,00 $ angegeben), was auf eine übliche Vergütung für Direktoren hinweist. Die Meldung enthält keine gleichzeitigen Transaktionen am offenen Markt, Gewinnzahlen oder bedeutende Unternehmensereignisse.

Investoren sollten beachten, dass Optionszuteilungen bei Ausübung zu zukünftiger Verwässerung führen können, die 33.000 Aktien jedoch relativ gering sind und über ein Jahr vesten, wodurch die potenzielle Verwässerung verteilt wird. Die Meldung richtet die Anreize der Direktorin auf den Aktionärswert aus, signalisiert jedoch für sich genommen keine unmittelbaren Änderungen der finanziellen Aussichten von Immix Biopharma.

Positive
  • Equity-based compensation aligns director incentives with shareholder value through a 33,000-option grant.
  • Timely filing and compliance reinforce sound corporate governance practices.
Negative
  • None.

Insights

TL;DR: Routine director option grant; minimal dilution; neutral impact.

The 33,000-share option grant at $2.24 is standard board compensation. It vests monthly over a year, indicating service-based incentives rather than performance triggers. With only 22,455 shares currently owned, total potential ownership if fully exercised would rise to 55,455 shares, still an immaterial percentage of Immix’s float. No common stock sale occurred, so there is no bearish signal. Given the modest size and absence of additional context, the filing is neutral for valuation and liquidity.

TL;DR: Standard Form 4 shows alignment of interest; governance practices intact.

The company continues to compensate directors primarily through equity, consistent with governance best practices encouraging long-term alignment. Monthly vesting over 12 months links retention to board service. The power-of-attorney reference and timely filing (three days post-transaction) indicate procedural compliance. There is no indication of 10b5-1 plan usage, and the filing checks the Rule 10b5-1 box unchecked, reflecting discretionary award rather than pre-planned trades. Overall, this is a routine, non-impactful disclosure.

Immix Biopharma, Inc. (IMMX) – Comunicazione interna Form 4 datata 23/06/2025

La direttrice Jane Buchan ha segnalato un nuovo premio azionario e ha aggiornato la propria partecipazione azionaria al 20/06/2025:

  • Nuova concessione di strumenti derivati: 33.000 stock option non qualificate con prezzo di esercizio pari a $2,24 per azione, con scadenza il 20/06/2035. Le opzioni maturano in 12 rate mensili uguali a partire dalla data di concessione, subordinatamente alla continuazione del servizio (Nota 1).
  • Partecipazione post-transazione: 22.455 azioni ordinarie detenute direttamente. Nel periodo segnalato non sono state acquistate o vendute azioni ordinarie; la tabella aggiorna solo la proprietà complessiva effettiva.

Non è stato pagato alcun corrispettivo in denaro per la concessione delle opzioni (prezzo indicato come $0,00), segnalando un premio di compensazione ordinario per il direttore. La comunicazione non riporta operazioni simultanee sul mercato aperto, dati sugli utili o eventi societari rilevanti.

Gli investitori devono considerare che, sebbene le stock option possano causare diluizione futura se esercitate, il premio di 33.000 azioni è relativamente contenuto e si matura nell’arco di un anno, distribuendo così l’impatto diluitivo potenziale. La comunicazione allinea gli incentivi del direttore al valore per gli azionisti ma, di per sé, non indica cambiamenti immediati nelle prospettive finanziarie di Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – Presentación interna Formulario 4 fechada 23/06/2025

La directora Jane Buchan reportó una nueva concesión de acciones y actualizó su participación accionaria al 20/06/2025:

  • Nueva concesión de derivados: 33,000 opciones sobre acciones no calificadas con un precio de ejercicio de $2.24 por acción, con vencimiento el 20/06/2035. Las opciones se consolidan en 12 cuotas mensuales iguales desde la fecha de concesión, condicionadas a la continuidad del servicio (Nota 1).
  • Propiedad después de la transacción: 22,455 acciones ordinarias poseídas directamente. No se compraron ni vendieron acciones ordinarias durante el período reportado; la tabla solo actualiza la propiedad total efectiva.

No se pagó ninguna contraprestación en efectivo por la concesión de las opciones (precio listado como $0.00), indicando un premio de compensación rutinario para el director. La presentación no revela transacciones simultáneas en el mercado abierto, datos de ganancias o eventos corporativos importantes.

Los inversores deben notar que, aunque las concesiones de opciones pueden generar dilución futura si se ejercen, el premio de 33,000 acciones es relativamente pequeño y se consolida durante un año, distribuyendo la posible dilución. La presentación alinea los incentivos del director con el valor para los accionistas pero, por sí sola, no señala cambios inmediatos en las perspectivas financieras de Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – 2025년 6월 23일자 내부자 신고서(Form 4)

이사 Jane Buchan이 2025년 6월 20일 기준으로 주식 보유 현황과 신규 주식 보상 내역을 신고했습니다:

  • 신규 파생상품 부여: 주당 행사가격 $2.24인 비자격 주식매수선택권 33,000주, 만료일은 2035년 6월 20일입니다. 해당 옵션은 부여일로부터 12개월간 매월 균등하게 권리가 부여되며, 계속 근무 조건이 붙어 있습니다(참고 1).
  • 거래 후 보유 현황: 직접 보유한 보통주 22,455주. 신고 기간 동안 보통주 매매는 없었으며, 표는 총 실질 보유량만 갱신한 것입니다.

옵션 부여에 대한 현금 지급은 없었으며(가격 $0.00으로 표기), 이는 일반적인 이사 보상으로 해석됩니다. 신고서에는 동시 시장 거래, 수익 데이터 또는 주요 기업 이벤트는 포함되어 있지 않습니다.

투자자들은 옵션 부여가 행사 시 미래 희석 효과를 일으킬 수 있으나, 33,000주 규모는 비교적 적고 1년에 걸쳐 권리가 부여되어 희석 효과가 분산된다는 점을 유념해야 합니다. 이번 신고는 이사의 인센티브를 주주 가치와 일치시키지만, 단독으로는 Immix Biopharma의 재무 전망에 즉각적인 변화를 의미하지는 않습니다.

Immix Biopharma, Inc. (IMMX) – Déclaration d’initié Formulaire 4 datée du 23/06/2025

La directrice Jane Buchan a déclaré une nouvelle attribution d’actions et mis à jour sa détention au 20/06/2025 :

  • Nouvelle attribution de dérivés : 33 000 options d’achat d’actions non qualifiées avec un prix d’exercice de 2,24 $ par action, expirant le 20/06/2035. Les options sont acquises en 12 versements mensuels égaux à partir de la date d’attribution, sous réserve de la poursuite du service (Note 1).
  • Détention post-transaction : 22 455 actions ordinaires détenues directement. Aucune action ordinaire n’a été achetée ou vendue durant la période déclarée ; le tableau met uniquement à jour la détention effective totale.

Aucune contrepartie en espèces n’a été versée pour l’attribution des options (prix indiqué à 0,00 $), ce qui indique une rémunération habituelle pour la directrice. La déclaration ne révèle aucune transaction simultanée sur le marché ouvert, données de résultats ou événements majeurs de l’entreprise.

Les investisseurs doivent noter que, bien que les attributions d’options puissent entraîner une dilution future en cas d’exercice, l’attribution de 33 000 actions est relativement modeste et s’acquiert sur un an, répartissant ainsi la dilution potentielle. La déclaration aligne les incitations de la directrice avec la valeur pour les actionnaires mais, à elle seule, ne signale pas de changements immédiats dans les perspectives financières d’Immix Biopharma.

Immix Biopharma, Inc. (IMMX) – Insider-Meldung Form 4 vom 23.06.2025

Die Direktorin Jane Buchan meldete eine neue Aktienzuteilung und aktualisierte ihren Aktienbesitz zum 20.06.2025:

  • Neue Derivatzuweisung: 33.000 nicht qualifizierte Aktienoptionen mit einem Ausübungspreis von 2,24 $ pro Aktie, gültig bis 20.06.2035. Die Optionen werden in 12 gleichen monatlichen Raten ab dem Zuteilungsdatum unverfallbar, vorbehaltlich fortgesetzter Dienstzeit (Anmerkung 1).
  • Besitz nach der Transaktion: 22.455 Stammaktien, die direkt gehalten werden. Im gemeldeten Zeitraum wurden keine Stammaktien gekauft oder verkauft; die Tabelle aktualisiert nur den Gesamtbesitz.

Für die Optionszuteilung wurde keine Barzahlung geleistet (Preis mit 0,00 $ angegeben), was auf eine übliche Vergütung für Direktoren hinweist. Die Meldung enthält keine gleichzeitigen Transaktionen am offenen Markt, Gewinnzahlen oder bedeutende Unternehmensereignisse.

Investoren sollten beachten, dass Optionszuteilungen bei Ausübung zu zukünftiger Verwässerung führen können, die 33.000 Aktien jedoch relativ gering sind und über ein Jahr vesten, wodurch die potenzielle Verwässerung verteilt wird. Die Meldung richtet die Anreize der Direktorin auf den Aktionärswert aus, signalisiert jedoch für sich genommen keine unmittelbaren Änderungen der finanziellen Aussichten von Immix Biopharma.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BUCHAN JANE

(Last) (First) (Middle)
C/O IMMIX BIOPHARMA, INC.
11400 WEST OLYMPIC BLVD., SUITE 200

(Street)
LOS ANGELES CA 90064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Immix Biopharma, Inc. [ IMMX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 22,455 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $2.24 06/20/2025 A 33,000 (1) 06/20/2035 Common Stock 33,000 $0.00 33,000 D
Explanation of Responses:
1. The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer.
Remarks:
See Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 15, 2021.
/s/ Ilya Rachman as Attorney-In-Fact for Jane Buchan 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Immix Biopharma (IMMX) stock options were granted to Director Jane Buchan?

The Form 4 reports a grant of 33,000 stock options exercisable at $2.24 per share.

What is the exercise price and expiration date of the new options for IMMX?

The options carry a $2.24 exercise price and expire on 06/20/2035.

Did Jane Buchan buy or sell any IMMX common shares in this filing?

No common shares were bought or sold; only total ownership of 22,455 shares was reported.

When will the newly granted IMMX options vest?

They vest in 12 equal monthly installments following the 06/20/2025 grant date, subject to continued service.

Does the filing indicate use of a Rule 10b5-1 trading plan?

The checkbox for Rule 10b5-1(c) was left unchecked, so the transaction was not made under a pre-arranged trading plan.
Immix Biopharma Inc

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Biotechnology
Pharmaceutical Preparations
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United States
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