STOCK TITAN

[Form 4] Immuneering Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Insider purchase under ESPP: Immuneering Corp Chief Accounting Officer Mallory Morales acquired 14,497 shares of Class A Common Stock on September 15, 2025 through the companys 2021 Employee Stock Purchase Plan at a price of $1.428 per share, representing an ESPP purchase for the offering period March 16, 2025September 15, 2025. After the purchase Morales beneficially owns 27,233 shares. The filing was signed by an attorney-in-fact on September 17, 2025 and notes the transaction is exempt under Rule 16b-3(c).

Acquisto interno nel quadro dell’ESPP: Mallory Morales, Chief Accounting Officer di Immuneering Corp, ha acquistato 14.497 azioni di Class A Common Stock il 15 settembre 2025 attraverso il piano di acquisto azionario per dipendenti del 2021 dell’azienda a un prezzo di 1,428 USD per azione, corrispondente a un acquisto ESPP per il periodo di offerta 16 marzo 2025–15 settembre 2025. Dopo l’acquisto Morales detiene in modo beneficiario 27.233 azioni. Il deposito è stato firmato da un procuratore-in-fatto il 17 settembre 2025 e indica che l’operazione è esente ai sensi della Regola 16b-3(c).

Compra de insider bajo ESPP: Mallory Morales, Directora de Contabilidad de Immuneering Corp, adquirió 14.497 acciones de Class A Common Stock el 15 de septiembre de 2025 mediante el plan de compra de acciones para empleados de la empresa de 2021 (ESPP) a un precio de 1,428 USD por acción, correspondiente a una compra ESPP para el periodo de oferta 16 de marzo de 2025–15 de septiembre de 2025. Después de la compra Morales posee, de forma beneficiosa, 27.233 acciones. El trámite fue firmado por un apoderado el 17 de septiembre de 2025 y señala que la transacción está exenta bajo la Regla 16b-3(c).

ESPP 하의 내부자 매수: Immuneering Corp의 최고회계책임자 Mallory Morales가 2025년 9월 15일 회사의 2021년 직원주식매입계획(ESPP)을 통해 주당 1.428달러에 Class A 보통주 14,497주를 매입했습니다. 이는 2025년 3월 16일–2025년 9월 15일의 공모기간에 해당하는 ESPP 매수입니다. 매수 후 Morales는 실질적으로 27,233주를 소유합니다. 공시는 2025년 9월 17일에 대리인이 서명했고 거래가 Rule 16b-3(c) 면책임을 명시합니다.

Achat d’initié dans le cadre de l’ESPP : Mallory Morales, Directrice Comptable d’Immuneering Corp, a acquis 14 497 actions de Class A Common Stock le 15 septembre 2025 via le plan d’achat d’actions pour les employés de l’entreprise (ESPP) de 2021, au prix de 1,428 USD par action, correspondant à un achat ESPP pour la période d’offre du 16 mars 2025 au 15 septembre 2025. Après cet achat, Morales détient bénéficiairement 27 233 actions. Le dépôt a été signé par un mandataire le 17 septembre 2025 et indique que la transaction est exonérée selon la règle 16b-3(c).

Insider-Kauf im Rahmen des ESPP: Mallory Morales, Chief Accounting Officer von Immuneering Corp, hat am 15. September 2025 14.497 Aktien der Class A Common Stock über den unternehmenseigenen Employee Stock Purchase Plan von 2021 zu einem Preis von 1,428 USD pro Aktie erworben, was einen ESPP-Kauf für den Angebotszeitraum vom 16. März 2025 bis zum 15. September 2025 darstellt. Nach dem Kauf besitzt Morales wirtschaftlich 27.233 Aktien. Die Einreichung wurde am 17. September 2025 von einem Bevollmächtigten unterzeichnet und weist darauf hin, dass die Transaktion gemäß Rule 16b-3(c) befreit ist.

شراء داخلي بموجب ESPP: اشترت ماريوري موراليس، مديرة المحاسبة في Immuneering Corp، 14,497 سهماً من Class A Common Stock في 15 سبتمبر 2025 من خلال خطة شراء أسهم الموظفين للشركة لعام 2021 (ESPP) بسعر 1.428 دولار للسهم، وهو ما يمثل شراء ESPP لفترة العرض من 16 مارس 2025 حتى 15 سبتمبر 2025. بعد الشراء تملك موراليس بشكل مفيد 27,233 سهماً. تم توقيع الملف من قبل وكيل في 17 سبتمبر 2025 ويشير إلى أن الصفقة معفاة بموجب القاعدة 16b-3(c).

在ESPP下的内部人购买: Immuneering Corp 的首席会计官 Mallory Morales 于 2025 年 9 月 15 日通过公司 2021 年员工股票购买计划以每股 1.428 美元的价格购买了 14,497 股 A 类普通股,属于 2025 年 3 月 16 日至 2025 年 9 月 15 日的 ESPP 认购期内的购买。此次交易后,Morales 实益拥有 27,233 股。该备案由代理人于 2025 年 9 月 17 日签署,说明该交易符合规则 16b-3(c) 的豁免。

Positive
  • Employee purchase via ESPP: 14,497 Class A shares acquired on 09/15/2025 at $1.428 per share.
  • Transparent disclosure: Form 4 filed and signed (attorney-in-fact) noting post-transaction beneficial ownership of 27,233 shares and Rule 16b-3(c) exemption.
Negative
  • None.

Insights

TL;DR: Officer bought shares via ESPP; transaction is routine and disclosed.

The acquisition of 14,497 shares at $1.428 under the ESPP is a standard employee purchase using plan terms (85% of FMV on the enrollment date). The filing documents beneficial ownership rising to 27,233 shares and cites Rule 16b-3(c) exemption, indicating the purchase followed a pre-approved employee plan rather than a discretionary open-market trade. This is a compliance-focused disclosure with limited material impact on valuation.

TL;DR: Timely Form 4 filing for an ESPP purchase by a senior officer; governance process appears followed.

The report identifies the reporting person as the Chief Accounting Officer and provides required details: transaction date (09/15/2025), number of shares acquired (14,497), purchase price ($1.428), and post-transaction ownership (27,233 shares). The signature by an attorney-in-fact on 09/17/2025 and the explicit Rule 16b-3(c) reference demonstrate procedural compliance with Section 16 reporting obligations and ESPP rules.

Acquisto interno nel quadro dell’ESPP: Mallory Morales, Chief Accounting Officer di Immuneering Corp, ha acquistato 14.497 azioni di Class A Common Stock il 15 settembre 2025 attraverso il piano di acquisto azionario per dipendenti del 2021 dell’azienda a un prezzo di 1,428 USD per azione, corrispondente a un acquisto ESPP per il periodo di offerta 16 marzo 2025–15 settembre 2025. Dopo l’acquisto Morales detiene in modo beneficiario 27.233 azioni. Il deposito è stato firmato da un procuratore-in-fatto il 17 settembre 2025 e indica che l’operazione è esente ai sensi della Regola 16b-3(c).

Compra de insider bajo ESPP: Mallory Morales, Directora de Contabilidad de Immuneering Corp, adquirió 14.497 acciones de Class A Common Stock el 15 de septiembre de 2025 mediante el plan de compra de acciones para empleados de la empresa de 2021 (ESPP) a un precio de 1,428 USD por acción, correspondiente a una compra ESPP para el periodo de oferta 16 de marzo de 2025–15 de septiembre de 2025. Después de la compra Morales posee, de forma beneficiosa, 27.233 acciones. El trámite fue firmado por un apoderado el 17 de septiembre de 2025 y señala que la transacción está exenta bajo la Regla 16b-3(c).

ESPP 하의 내부자 매수: Immuneering Corp의 최고회계책임자 Mallory Morales가 2025년 9월 15일 회사의 2021년 직원주식매입계획(ESPP)을 통해 주당 1.428달러에 Class A 보통주 14,497주를 매입했습니다. 이는 2025년 3월 16일–2025년 9월 15일의 공모기간에 해당하는 ESPP 매수입니다. 매수 후 Morales는 실질적으로 27,233주를 소유합니다. 공시는 2025년 9월 17일에 대리인이 서명했고 거래가 Rule 16b-3(c) 면책임을 명시합니다.

Achat d’initié dans le cadre de l’ESPP : Mallory Morales, Directrice Comptable d’Immuneering Corp, a acquis 14 497 actions de Class A Common Stock le 15 septembre 2025 via le plan d’achat d’actions pour les employés de l’entreprise (ESPP) de 2021, au prix de 1,428 USD par action, correspondant à un achat ESPP pour la période d’offre du 16 mars 2025 au 15 septembre 2025. Après cet achat, Morales détient bénéficiairement 27 233 actions. Le dépôt a été signé par un mandataire le 17 septembre 2025 et indique que la transaction est exonérée selon la règle 16b-3(c).

Insider-Kauf im Rahmen des ESPP: Mallory Morales, Chief Accounting Officer von Immuneering Corp, hat am 15. September 2025 14.497 Aktien der Class A Common Stock über den unternehmenseigenen Employee Stock Purchase Plan von 2021 zu einem Preis von 1,428 USD pro Aktie erworben, was einen ESPP-Kauf für den Angebotszeitraum vom 16. März 2025 bis zum 15. September 2025 darstellt. Nach dem Kauf besitzt Morales wirtschaftlich 27.233 Aktien. Die Einreichung wurde am 17. September 2025 von einem Bevollmächtigten unterzeichnet und weist darauf hin, dass die Transaktion gemäß Rule 16b-3(c) befreit ist.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Morales Mallory

(Last) (First) (Middle)
C/O IMMUNEERING CORPORATION
245 MAIN STREET, SECOND FLOOR

(Street)
CAMBRIDGE MA 02142

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Immuneering Corp [ IMRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock(1) 09/15/2025(2) A 14,497 A $1.428(3) 27,233 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person is voluntarily reporting the acquisition of shares of the issuer's Class A Common Stock pursuant to the Immuneering Corporation 2021 Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of March 16, 2025 through September 15, 2025. This transaction is also exempt pursuant to Rule 16b-3(c) promulgated pursuant to the Securities Exchange Act of 1934.
2. The relevant Offering Period (as defined in the ESPP) ended, and the shares were acquired, on the Purchase Date (as defined in the ESPP) of September 15, 2025.
3. In accordance with the ESPP, the shares were purchased at a price not less than eighty-five percent (85%) of the Fair Market Value (as defined in the ESPP) of a share of Class A Common Stock on the Enrollment Date (as defined in the ESPP) of the relevant Offering Period.
Remarks:
/s/ Michael D. Bookman, Attorney-in-Fact for Mallory Morales 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mallory Morales purchase and when?

Mallory Morales purchased 14,497 shares of Class A Common Stock on 09/15/2025 under the ESPP.

At what price were the shares purchased?

The shares were purchased at $1.428 per share, consistent with the ESPP pricing provisions.

How many shares does Morales own after this transaction?

After the ESPP purchase Morales beneficially owns 27,233 shares.

What plan governed the purchase and is the transaction exempt?

The purchase was made under the Immuneering Corporation 2021 Employee Stock Purchase Plan (ESPP) and is exempt under Rule 16b-3(c).

When was the Form 4 signed and filed?

The Form 4 was signed by Michael D. Bookman, attorney-in-fact, on 09/17/2025.
Immuneering Corp

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