STOCK TITAN

[Form 4/A] Immunic, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

This Form 4/A amends a previously filed Form 4 for Jason Tardio, President and COO of Immunic (IMUX), correcting an administrative error in reported stock option grants from June 5, 2025.

Key transactions reported:

  • Purchase of 12,512 shares of common stock at $0.79 per share
  • Grant of 598,500 stock options at an exercise price of $0.7729, expiring June 5, 2035

The stock options vest over 4 years, with 25% vesting after one year and the remainder vesting monthly over the following 36 months. This amendment corrects the number of stock options originally reported in the June 9, 2025 filing.

Questo modulo 4/A modifica un precedente modulo 4 presentato per Jason Tardio, Presidente e COO di Immunic (IMUX), correggendo un errore amministrativo nelle concessioni di stock option riportate del 5 giugno 2025.

Transazioni chiave riportate:

  • Acquisto di 12.512 azioni ordinarie a 0,79 $ per azione
  • Concessione di 598.500 stock option con prezzo di esercizio di 0,7729 $, con scadenza il 5 giugno 2035

Le stock option maturano in 4 anni, con il 25% che matura dopo un anno e il resto che matura mensilmente nei successivi 36 mesi. Questa modifica corregge il numero di stock option originariamente riportato nella presentazione del 9 giugno 2025.

Este Formulario 4/A modifica un Formulario 4 previamente presentado para Jason Tardio, Presidente y COO de Immunic (IMUX), corrigiendo un error administrativo en las concesiones de opciones sobre acciones reportadas del 5 de junio de 2025.

Transacciones clave reportadas:

  • Compra de 12,512 acciones ordinarias a $0.79 por acción
  • Concesión de 598,500 opciones sobre acciones con precio de ejercicio de $0.7729, que vencen el 5 de junio de 2035

Las opciones sobre acciones se consolidan en 4 años, con un 25% consolidado después de un año y el resto consolidado mensualmente durante los siguientes 36 meses. Esta enmienda corrige la cantidad de opciones sobre acciones reportadas originalmente en la presentación del 9 de junio de 2025.

이 양식 4/A는 Immunic(IMUX)의 사장 겸 COO인 Jason Tardio에 대해 이전에 제출된 양식 4를 수정하며, 2025년 6월 5일에 보고된 주식 매수선택권 부여의 행정적 오류를 바로잡습니다.

보고된 주요 거래 내역:

  • 보통주 12,512주를 주당 $0.79에 매수
  • 행사가격 $0.7729598,500주 주식매수선택권 부여, 만료일 2035년 6월 5일

주식매수선택권은 4년에 걸쳐 권리가 부여되며, 1년 후 25%가 부여되고 나머지는 이후 36개월 동안 매월 부여됩니다. 이 수정은 2025년 6월 9일 제출된 원래 보고된 주식매수선택권 수를 정정합니다.

Ce formulaire 4/A modifie un formulaire 4 précédemment déposé pour Jason Tardio, président et COO d'Immunic (IMUX), en corrigeant une erreur administrative concernant les attributions d'options d'achat d'actions rapportées au 5 juin 2025.

Transactions clés rapportées :

  • Achat de 12 512 actions ordinaires au prix de 0,79 $ par action
  • Attribution de 598 500 options d'achat d'actions à un prix d'exercice de 0,7729 $, expirant le 5 juin 2035

Les options d'achat d'actions acquièrent des droits sur 4 ans, avec 25% acquis après un an et le reste acquis mensuellement sur les 36 mois suivants. Cette modification corrige le nombre d'options d'achat d'actions initialement déclaré dans le dépôt du 9 juin 2025.

Dieses Formular 4/A ändert ein zuvor eingereichtes Formular 4 für Jason Tardio, Präsident und COO von Immunic (IMUX), und korrigiert einen administrativen Fehler bei den gemeldeten Aktienoptionszuteilungen vom 5. Juni 2025.

Wesentliche gemeldete Transaktionen:

  • Kauf von 12.512 Stammaktien zu 0,79 $ pro Aktie
  • Gewährung von 598.500 Aktienoptionen zu einem Ausübungspreis von 0,7729 $, mit Ablaufdatum 5. Juni 2035

Die Aktienoptionen werden über 4 Jahre übertragen, wobei 25% nach einem Jahr und der Rest monatlich über die folgenden 36 Monate übertragen werden. Diese Änderung korrigiert die ursprünglich im Formular vom 9. Juni 2025 gemeldete Anzahl der Aktienoptionen.

Positive
  • President and COO Jason Tardio demonstrated confidence through a direct open market purchase of 12,512 shares at $0.79 per share ($9,884 total)
  • Tardio received a significant stock option grant of 598,500 shares with 4-year vesting, aligning long-term interests with shareholders
Negative
  • None.

Questo modulo 4/A modifica un precedente modulo 4 presentato per Jason Tardio, Presidente e COO di Immunic (IMUX), correggendo un errore amministrativo nelle concessioni di stock option riportate del 5 giugno 2025.

Transazioni chiave riportate:

  • Acquisto di 12.512 azioni ordinarie a 0,79 $ per azione
  • Concessione di 598.500 stock option con prezzo di esercizio di 0,7729 $, con scadenza il 5 giugno 2035

Le stock option maturano in 4 anni, con il 25% che matura dopo un anno e il resto che matura mensilmente nei successivi 36 mesi. Questa modifica corregge il numero di stock option originariamente riportato nella presentazione del 9 giugno 2025.

Este Formulario 4/A modifica un Formulario 4 previamente presentado para Jason Tardio, Presidente y COO de Immunic (IMUX), corrigiendo un error administrativo en las concesiones de opciones sobre acciones reportadas del 5 de junio de 2025.

Transacciones clave reportadas:

  • Compra de 12,512 acciones ordinarias a $0.79 por acción
  • Concesión de 598,500 opciones sobre acciones con precio de ejercicio de $0.7729, que vencen el 5 de junio de 2035

Las opciones sobre acciones se consolidan en 4 años, con un 25% consolidado después de un año y el resto consolidado mensualmente durante los siguientes 36 meses. Esta enmienda corrige la cantidad de opciones sobre acciones reportadas originalmente en la presentación del 9 de junio de 2025.

이 양식 4/A는 Immunic(IMUX)의 사장 겸 COO인 Jason Tardio에 대해 이전에 제출된 양식 4를 수정하며, 2025년 6월 5일에 보고된 주식 매수선택권 부여의 행정적 오류를 바로잡습니다.

보고된 주요 거래 내역:

  • 보통주 12,512주를 주당 $0.79에 매수
  • 행사가격 $0.7729598,500주 주식매수선택권 부여, 만료일 2035년 6월 5일

주식매수선택권은 4년에 걸쳐 권리가 부여되며, 1년 후 25%가 부여되고 나머지는 이후 36개월 동안 매월 부여됩니다. 이 수정은 2025년 6월 9일 제출된 원래 보고된 주식매수선택권 수를 정정합니다.

Ce formulaire 4/A modifie un formulaire 4 précédemment déposé pour Jason Tardio, président et COO d'Immunic (IMUX), en corrigeant une erreur administrative concernant les attributions d'options d'achat d'actions rapportées au 5 juin 2025.

Transactions clés rapportées :

  • Achat de 12 512 actions ordinaires au prix de 0,79 $ par action
  • Attribution de 598 500 options d'achat d'actions à un prix d'exercice de 0,7729 $, expirant le 5 juin 2035

Les options d'achat d'actions acquièrent des droits sur 4 ans, avec 25% acquis après un an et le reste acquis mensuellement sur les 36 mois suivants. Cette modification corrige le nombre d'options d'achat d'actions initialement déclaré dans le dépôt du 9 juin 2025.

Dieses Formular 4/A ändert ein zuvor eingereichtes Formular 4 für Jason Tardio, Präsident und COO von Immunic (IMUX), und korrigiert einen administrativen Fehler bei den gemeldeten Aktienoptionszuteilungen vom 5. Juni 2025.

Wesentliche gemeldete Transaktionen:

  • Kauf von 12.512 Stammaktien zu 0,79 $ pro Aktie
  • Gewährung von 598.500 Aktienoptionen zu einem Ausübungspreis von 0,7729 $, mit Ablaufdatum 5. Juni 2035

Die Aktienoptionen werden über 4 Jahre übertragen, wobei 25% nach einem Jahr und der Rest monatlich über die folgenden 36 Monate übertragen werden. Diese Änderung korrigiert die ursprünglich im Formular vom 9. Juni 2025 gemeldete Anzahl der Aktienoptionen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tardio Jason

(Last) (First) (Middle)
1200 AVENUE OF THE AMERICAS, SUITE 200

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IMMUNIC, INC. [ IMUX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/09/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/05/2025 P 12,512 A $0.79 12,512 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $0.7729 06/05/2025 A 598,500 (1) 06/05/2035 Common Stock 598,500 $0.00 598,500 D
Explanation of Responses:
1. 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.
Remarks:
This Form 4/A is being filed to amend the prior Form 4 filed by the Reporting Peron on June 9, 2025 to correct an administrative error that incorrectly reported the number of stock options granted.
/s/ Jason Tardio 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many IMUX shares did President and COO Jason Tardio purchase on June 5, 2025?

Jason Tardio purchased 12,512 shares of IMUX common stock at a price of $0.79 per share on June 5, 2025.

What stock options were granted to IMUX's President and COO in June 2025?

On June 5, 2025, Jason Tardio was granted 598,500 stock options with an exercise price of $0.7729 per share. The options expire on June 5, 2035.

What is the vesting schedule for IMUX COO Jason Tardio's stock options granted in June 2025?

The stock options vest as follows: 25% vest on the first anniversary of the grant date (June 5, 2026), with the remaining 75% vesting in equal monthly increments over the following 36 months.

Why did IMUX file a Form 4/A amendment for Jason Tardio's trades?

The Form 4/A was filed to correct an administrative error in the original Form 4 filed on June 9, 2025, which incorrectly reported the number of stock options granted to Jason Tardio.
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Biotechnology
Pharmaceutical Preparations
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United States
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