STOCK TITAN

IMMUNIC (IMUX) director Barclay Phillips awarded 25,370 stock options as equity pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

IMMUNIC, INC. director Barclay A. Phillips received a grant of stock options that can convert into 25,370 shares of common stock. The options have an exercise price of $14.80 per share and expire on July 5, 2036. They vest in monthly increments over one year from the grant date, and after this award Phillips holds 25,370 stock options directly.

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Insider PHILLIPS BARCLAY A
Role null
Type Security Shares Price Value
Grant/Award Stock Option 25,370 $0.00 --
Holdings After Transaction: Stock Option — 25,370 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 25,370 options Stock option award to director Barclay A. Phillips
Exercise price $14.80 per share Conversion price for IMMUNIC common stock under options
Expiration date July 5, 2036 Option term end date
Underlying shares 25,370 shares IMMUNIC common stock underlying the options
Post-grant derivative holdings 25,370 options Total options held after transaction
Stock Option financial
"security_title: "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
exercise price financial
"conversion_or_exercise_price: "14.8000""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vests in monthly increments financial
"The option vests in monthly increments over a period of one year"
expiration date financial
"expiration_date: "2036-07-05T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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FAQ

What insider transaction did IMMUNIC (IMUX) report for Barclay A. Phillips?

IMMUNIC reported that director Barclay A. Phillips received a grant of stock options covering 25,370 shares of common stock. This is a compensation-related award, not an open-market share purchase or sale, and reflects equity-based pay rather than a traded transaction.

What are the key terms of Barclay A. Phillips' new IMMUNIC (IMUX) stock options?

The granted stock options allow purchase of 25,370 IMMUNIC common shares at an exercise price of $14.80 per share. They expire on July 5, 2036, giving a long exercise window typical for director or executive incentive compensation packages.

How do the IMMUNIC (IMUX) stock options granted to Barclay A. Phillips vest?

The options vest in monthly increments over one year from the grant date. This means portions become exercisable each month during the first year, aligning Phillips’ potential equity ownership progressively with his ongoing board service.

Did Barclay A. Phillips buy or sell IMMUNIC (IMUX) shares in the market?

No open-market buy or sell occurred. The Form 4 shows a stock option grant classified as a “Grant, award, or other acquisition,” a typical non-cash compensation event rather than a discretionary market transaction involving IMMUNIC shares.

How many IMMUNIC (IMUX) stock options does Barclay A. Phillips hold after this grant?

After the reported grant, Phillips directly holds 25,370 stock options linked to IMMUNIC common stock. These options represent his reported derivative position in the filing and become exercisable over time as monthly vesting occurs during the first year.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PHILLIPS BARCLAY A

(Last)(First)(Middle)
1200 AVENUE OF THE AMERICAS, SUITE 200

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
IMMUNIC, INC. [ IMUX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$14.807/05/2026A25,370 (1)07/05/2036Common Stock25,370$0.0025,370D
Explanation of Responses:
1. The option vests in monthly increments over a period of one year from the grant date.
/s/ Barclay Phillips07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)