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Alpha Modus Holdings, Inc. disclosed that on August 14, 2025 it entered into an Exchange Agreement with a family trust of its CEO, William Alessi. Under the agreement the trust exchanged 4,300,000 shares of Series C Preferred Stock (held by The Alessi 2023 Irrevocable Trust and deemed beneficially owned by Mr. Alessi) for 40,111,940 shares of Class A common stock. A Cancellation Agreement dated September 8, 2025 is referenced as Exhibit 10.1. The filing is signed by William Alessi as President and Chief Executive Officer.
Alpha Modus Holdings reported an exchange agreement converting Series C preferred stock into Class A common stock. A family trust affiliated with CEO William Alessi will exchange 4,300,000 shares of Series C Preferred for 40,111,940 shares of Class A common stock, and those shares are deemed beneficially owned by Mr. Alessi. The trust agreed not to sell or transfer the new common shares until June 13, 2026, except for permitted affiliate transfers. The filing is signed by William Alessi as President and CEO.
