Indaptus Therapeutics (INDP) CEO details 8.44% common stock stake
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary
Indaptus Therapeutics CEO Junyi Dai reports his current ownership stake in the company’s common stock. He beneficially owns 11,250,000 shares, representing 8.44% of Indaptus Therapeutics’ common stock, based on 133,242,324 shares outstanding as of June 24, 2026.
Dai acquired these shares through a Securities Purchase Agreement dated March 19, 2026, using personal funds of $1,156,642.43 to buy Series AA and Series AAA Preferred Stock that later converted into common shares. The filing notes that his percentage ownership fell by more than 1% solely because the company issued additional shares in a private placement on June 17, 2026; he did not buy or sell any common shares in connection with that event.
Positive
- None.
Negative
- None.
Key Figures
Beneficial ownership: 11,250,000 shares
Ownership percentage: 8.44%
Shares outstanding: 133,242,324 shares
+3 more
6 metrics
Beneficial ownership
11,250,000 shares
Common stock beneficially owned by Junyi Dai
Ownership percentage
8.44%
Percent of common stock class represented by 11,250,000 shares
Shares outstanding
133,242,324 shares
Common stock outstanding as of June 24, 2026
Purchase amount
$1,156,642.43
Personal funds used by Junyi Dai to purchase Series AAA Preferred Stock
Sole voting power
11,250,000 shares
Shares over which Dai has sole voting power
Sole dispositive power
11,250,000 shares
Shares over which Dai has sole dispositive power
Key Terms
beneficially owns, Securities Purchase Agreement, Series AAA Preferred Stock, private placement, +1 more
5 terms
beneficially owns financial
"Junyi Dai beneficially owns 11,250,000 shares of the Issuer's Common Stock."
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.
Securities Purchase Agreement financial
"Such shares were acquired pursuant to the Securities Purchase Agreement, dated as of March 19, 2026"
A securities purchase agreement is a written contract between a buyer and a seller outlining the terms for buying or selling financial assets such as stocks or bonds. It specifies details like the price, quantity, and conditions of the transaction, similar to a shopping list with agreed-upon terms. For investors, it provides clarity and legal protection when transferring ownership of these financial instruments.
Series AAA Preferred Stock financial
"The Series AAA Preferred Stock was purchased by Mr. Dai pursuant to the Securities Purchase Agreement"
private placement financial
"upon the closing of the Issuer's private placement on June 17, 2026."
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
Schedule 13D financial
"previously filed a statement on Schedule 13G to report the acquisition that is the subject of this"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
FAQ
What ownership stake does Junyi Dai report in Indaptus Therapeutics (INDP)?
Junyi Dai reports beneficial ownership of 11,250,000 Indaptus Therapeutics common shares, representing 8.44% of the company’s outstanding stock as of June 24, 2026, based on 133,242,324 shares outstanding.
How did Junyi Dai acquire his Indaptus Therapeutics (INDP) position?
He acquired his stake through a Securities Purchase Agreement dated March 19, 2026, purchasing Series AA and Series AAA Preferred Stock with $1,156,642.43 of personal funds. These preferred shares later converted into 11,250,000 common shares at closing on March 23, 2026.
Why did Junyi Dai’s ownership percentage in Indaptus (INDP) decrease?
His ownership percentage decreased by more than 1% because Indaptus issued additional common shares in a private placement that closed on June 17, 2026. The filing explains that this dilution, not any trades by Dai, reduced his percentage.