Amended Form 144: INDV (NASDAQ: INDV) lists 36,000-share sale via Fidelity

Rhea-AI Filing Summary

INDV filed an amended Form 144 reporting intended dispositions totaling 36,000 shares through Fidelity Brokerage Services LLC on 06/08/2026. The filing lists three prior restricted stock vesting entries of 6,478, 6,247, and 23,275 shares dated 11/28/2021, 03/05/2022, and 03/09/2023, respectively. The document shows an aggregate value figure of $1,357,200.00 and references NASDAQ in the record.

Insights

Securities Compliance Analyst

Amended Rule 144 notice lists exact share counts and vesting origins.

The filing is an amended Form 144 disclosure showing a 36,000-share disposition route through Fidelity Brokerage Services LLC with an aggregate amount of $1,357,200.00. The entry includes three restricted stock vesting events dated 11/28/2021, 03/05/2022, and 03/09/2023.

Regulatory focus: this is a disclosure of intended sale methods under Rule 144 rather than an executed trade. Cash‑flow treatment and whether sales have occurred are not stated in the excerpt; subsequent filings would show execution details.

Key Figures

Shares proposed for disposition: 36,000 shares Aggregate amount shown: $1,357,200.00 Vesting entry 1: 6,478 shares +3 more

6 metrics

Shares proposed for disposition 36,000 shares Form 144/A record dated <date>06/08/2026</date>

Aggregate amount shown $1,357,200.00 Amount appearing in the securities information section

Vesting entry 1 6,478 shares Restricted Stock Vesting dated <date>11/28/2021</date>

Vesting entry 2 6,247 shares Restricted Stock Vesting dated <date>03/05/2022</date>

Vesting entry 3 23,275 shares Restricted Stock Vesting dated <date>03/09/2023</date>

Broker listed Fidelity Brokerage Services LLC Broker/dealer address line in filing

Key Terms

Form 144/A, Restricted Stock Vesting, Rule 144

3 terms

Form 144/A regulatory

"Amended Form 144 reporting securities to be sold (144/A header)"

Restricted Stock Vesting financial

"Lines listing "Restricted Stock Vesting" with vesting dates and share counts"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Context implied by Form 144/A notice of proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	36000	1357200.00	121922058	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/28/2021	Restricted Stock Vesting	Issuer			6478	11/28/2021	Compensation
Common	03/05/2022	Restricted Stock Vesting	Issuer			6247	03/05/2022	Compensation
Common	03/09/2023	Restricted Stock Vesting	Issuer			23275	03/09/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does INDV's 144/A filing report?

It reports an amended Rule 144 notice for intended dispositions of 36,000 shares. The filing lists the broker as Fidelity Brokerage Services LLC and shows an aggregate figure of $1,357,200.00 dated 06/08/2026.

Which shares are identified in INDV's filing?

The filing ties the shares to three restricted stock vesting events: 6,478, 6,247, and 23,275 shares. Each vesting entry includes the original vesting dates: 11/28/2021, 03/05/2022, and 03/09/2023.

Who is the broker handling the reported sale for INDV?

The broker listed is Fidelity Brokerage Services LLC at the Smithfield, RI address. The filing specifies this broker in connection with the reported 36,000-share disposition on 06/08/2026.

Does the 144/A show proceeds or executed trades for INDV?

The excerpt shows an aggregate monetary figure of $1,357,200.00 but does not state executed sale dates or cash‑flow recipients. Execution status and net proceeds are not disclosed in the provided excerpt.

On which exchange is INDV referenced in the filing?

The filing references NASDAQ in its securities information. No further market‑execution details are provided in the excerpt.