STOCK TITAN

InfuSystem (INFU) grants RSUs and stock options to EVP Jerod Funke

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

InfuSystem Holdings, Inc executive Jerod Funke, EVP–Chief HR Officer, reported new equity compensation awards. He received 11,478 restricted stock units, which each convert into one share of common stock and vest in three equal annual installments beginning on May 12, 2027.

He was also granted a stock option for 23,913 shares of common stock at an exercise price of $8.37 per share, vesting in four equal annual installments beginning May 12, 2027 and expiring on May 12, 2036. Following these awards, he holds 18,662 shares of common stock directly, alongside the new unvested RSUs and options.

Positive

  • None.

Negative

  • None.
Insider Funke Jerod
Role EVP-Chief HR Officer
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 23,913 $0.00 --
Grant/Award Restricted Stock Units 11,478 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (right to buy) — 23,913 shares (Direct, null); Restricted Stock Units — 11,478 shares (Direct, null); Common Stock — 18,662 shares (Direct, null)
Footnotes (1)
  1. The option, representing the right to purchase a total of 23,913 shares of InfuSystem Holdings, Inc. common stock, vests in four equal annual installments beginning May 12, 2027. Restricted stock units convert into common stock on a one-for-one basis. These restricted stock units vest in three equal annual installments beginning on May 12, 2027.
Restricted stock units granted 11,478 units Award to EVP Jerod Funke on May 12, 2026
Stock options granted 23,913 options Award to EVP Jerod Funke on May 12, 2026
Option exercise price $8.37 per share Stock Option (right to buy) underlying common stock
Option expiration date May 12, 2036 Stock Option (right to buy) term end
RSU vesting start May 12, 2027 RSUs vest in three equal annual installments
Option vesting start May 12, 2027 Options vest in four equal annual installments
Common shares held after 18,662 shares Direct InfuSystem common stock holdings after reported transactions
Restricted stock units financial
"Restricted stock units convert into common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Option (right to buy) financial
"Stock Option (right to buy) for 23,913 shares at $8.37 per share."
vests in four equal annual installments financial
"The option ... vests in four equal annual installments beginning May 12, 2027."
vest in three equal annual installments financial
"These restricted stock units vest in three equal annual installments beginning on May 12, 2027."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Funke Jerod

(Last)(First)(Middle)
C/O INFUSYSTEM HOLDINGS, INC.
3851 WEST HAMLIN ROAD

(Street)
ROCHESTER HILLS MICHIGAN 48309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
InfuSystem Holdings, Inc [ INFU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP-Chief HR Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock18,662D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$8.3705/12/2026A23,913 (1)05/12/2036Common Stock23,913$023,913D
Restricted Stock Units(2)05/12/2026A11,478 (3)05/12/2029Common Stock11,478$011,478D
Explanation of Responses:
1. The option, representing the right to purchase a total of 23,913 shares of InfuSystem Holdings, Inc. common stock, vests in four equal annual installments beginning May 12, 2027.
2. Restricted stock units convert into common stock on a one-for-one basis.
3. These restricted stock units vest in three equal annual installments beginning on May 12, 2027.
Remarks:
/s/ Kevin Whitman, Attorney-in-Fact for Jerod Funke05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did InfuSystem (INFU) EVP Jerod Funke receive?

Jerod Funke received 11,478 restricted stock units and a stock option for 23,913 shares. These awards are compensation grants, not open-market trades, and give him additional potential ownership in InfuSystem over future years.

At what price can Jerod Funke exercise his new InfuSystem stock options?

The new stock option grants allow Jerod Funke to buy 23,913 InfuSystem shares at $8.37 per share. This fixed exercise price applies through the option term, which runs until May 12, 2036, subject to the option vesting schedule.

When do Jerod Funke’s InfuSystem restricted stock units vest?

Jerod Funke’s 11,478 restricted stock units vest in three equal annual installments starting May 12, 2027. As each tranche vests, units convert into common stock on a one-for-one basis, increasing his actual share holdings over time.

What is the vesting schedule for Jerod Funke’s new InfuSystem stock options?

The option for 23,913 shares vests in four equal annual installments beginning May 12, 2027. Each year, one-quarter of the option becomes exercisable, allowing him to purchase that portion of shares at the $8.37 exercise price.

How many InfuSystem common shares does Jerod Funke hold after these grants?

After the reported transactions, Jerod Funke directly holds 18,662 shares of InfuSystem common stock. This is separate from his 11,478 restricted stock units and 23,913 stock options, which represent additional potential future equity if they vest and, for options, are exercised.

Do Jerod Funke’s InfuSystem restricted stock units convert into common stock?

Yes. Each restricted stock unit converts into one share of InfuSystem common stock. The 11,478 units will convert as they vest in three equal annual installments beginning May 12, 2027, gradually increasing his direct share ownership.