STOCK TITAN

INNIO (INIO) director Lee C. Banks submits initial insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

INNIO N.V. director Lee C. Banks has filed an initial Form 3, which is the required statement of beneficial ownership for company insiders. This filing does not report any stock transactions or option exercises and serves mainly to put the market on notice of his insider status.

Positive

  • None.

Negative

  • None.
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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
BANKS LEE C

(Last)(First)(Middle)
NYMPHENBURGER STRASSE 5

(Street)
MUNICHGERMANY80335

(City)(State)(Zip)

GERMANY

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/04/2026
3. Issuer Name and Ticker or Trading Symbol
INNIO N.V. [ INIO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Laura Pacey, Attorney-in-Fact06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the INIO Form 3 filing by Lee C. Banks report?

The Form 3 filing reports that Lee C. Banks is a director of INNIO N.V. It is an initial insider ownership statement and, in this case, shows no reported stock transactions or option exercises.

Does the INIO Form 3 for Lee C. Banks show any share purchases or sales?

No, the INIO Form 3 for Lee C. Banks does not show any share purchases or sales. The transaction summary lists zero buy, sell, exercise, gift, and other transaction counts and zero related share amounts.

Why is a Form 3 filing important for INNIO (INIO) investors?

Form 3 is important because it identifies company insiders whose future trades must be disclosed. For INNIO, this filing confirms Lee C. Banks as a director, so any later Form 4 or Form 5 filings will track his reportable activity.

Does the INIO Form 3 show any derivative or option holdings for Lee C. Banks?

No, the INIO Form 3 data provided shows no derivative or option positions. The derivativeSummary section is empty, and the transactionSummary indicates zero derivative transactions or exercises for Lee C. Banks.

What does a netBuySellDirection of neutral mean in the INIO Form 3?

A neutral netBuySellDirection means there were no net share purchases or sales reported. For this INNIO Form 3, all buy, sell, and related share counts are zero, so there is no directional trading activity to report.