Major INNIO (INIO) holders disclose 750M-share position and control links
Rhea-AI Filing Summary
INNIO N.V. received an initial ownership report showing that 750,000,000 common shares are directly held by AI Alpine (Luxembourg) S.a r.l. Advent International–affiliated funds indirectly hold 53.8% of AI Alpine Parent, while Abu Dhabi Investment Authority indirectly holds about 45.0%. All reporting persons disclaim Section 16 beneficial ownership beyond any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
AI Alpine (Luxembourg) S.a.r.l., AI Alpine Parent & Cy S.C.A., ADVENT INTERNATIONAL, L.P., ADVENT INTERNATIONAL GP, LLC, Abu Dhabi Investment Authority
Role
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 750,000,000 shares (Direct)
Footnotes (3)
- F1. The reported securities are directly held by AI Alpine (Luxembourg) S.a r.l. (the "Shareholder"), which is indirectly controlled by AI Alpine Parent & Cy S.C.A. ("AI Alpine Parent"). Various funds and accounts affiliated with Advent International, L.P. and its general partner, Advent International GP, LLC (together with Advent International, L.P., "Advent"), indirectly hold 53.8% of the equity of AI Alpine Parent and, accordingly, Advent exercises voting and investment control of the securities directly held by the Shareholder. The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (the "Investment Committee"), which Investment Committee has voting and investment power with respect to the securities directly held by the Shareholder.
- F2. Abu Dhabi Investment Authority ("ADIA") indirectly holds approximately 45.0% of the equity of AI Alpine Parent through Luxinva S.A., a wholly owned subsidiary of ADIA. Due to the terms of its relationship with AI Alpine Parent and such indirect holdings, ADIA may, for the purposes of and pursuant to the rules and regulations of the SEC, also be deemed to have beneficial ownership of the securities directly held by the Shareholder. ADIA is a public institution established by the Government of the Emirate of Abu Dhabi.
- F3. Each Reporting Person and each other person referenced in this Statement disclaims Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.
Key Figures
Common shares held: 750,000,000 shares
Advent equity in AI Alpine Parent: 53.8%
ADIA equity in AI Alpine Parent: 45.0%
3 metrics
Common shares held
750,000,000 shares
Common Shares directly held following the reported holding entry
Advent equity in AI Alpine Parent
53.8%
Equity of AI Alpine Parent indirectly held by Advent-affiliated funds
ADIA equity in AI Alpine Parent
45.0%
Approximate equity of AI Alpine Parent indirectly held by ADIA
Key Terms
beneficial ownership, Section 16 beneficial ownership, pecuniary interest, voting and investment power, +1 more
5 terms
beneficial ownership financial
"may, for the purposes of and pursuant to the rules and regulations of the SEC, also be deemed to have beneficial ownership of the securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 beneficial ownership regulatory
"Each Reporting Person and each other person referenced in this Statement disclaims Section 16 beneficial ownership of the reported securities"
pecuniary interest financial
"disclaims Section 16 beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein"
voting and investment power financial
"the Investment Committee has voting and investment power with respect to the securities directly held by the Shareholder"
public institution other
"ADIA is a public institution established by the Government of the Emirate of Abu Dhabi"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the INNIO (INIO) Form 3 filing report?
The Form 3 filing reports initial beneficial ownership of INNIO N.V. common shares. It discloses that 750,000,000 common shares are directly held by AI Alpine (Luxembourg) S.a r.l., with indirect interests held by Advent International–affiliated funds and Abu Dhabi Investment Authority.
Who are the reporting persons in the INNIO (INIO) Form 3?
Reporting persons include AI Alpine (Luxembourg) S.a r.l., AI Alpine Parent & Cy S.C.A., Advent International, L.P., Advent International GP, LLC, and Abu Dhabi Investment Authority. Each is identified as a ten percent owner for Section 16 reporting purposes under SEC rules.
What does the beneficial ownership disclaimer mean in the INNIO Form 3?
The filing states each reporting person disclaims Section 16 beneficial ownership of the reported securities except to the extent of their pecuniary interest. This means they do not admit full beneficial ownership beyond any economic interest they may actually have in the reported shares.