Innodata Inc. (INOD) sets automatic shelf for future stock, debt and warrant sales
Innodata Inc. has filed an automatic shelf registration statement on Form S-3 as a well-known seasoned issuer, registering an unspecified amount of primary securities that may be offered from time to time. The registration covers common stock, preferred stock, debt securities, rights, warrants and units, which may be issued separately, together, or as convertible or exercisable into other Innodata securities.
As of August 4, 2026, 34,382,651 shares of common stock were outstanding, out of 75,000,000 authorized, and the common stock traded on Nasdaq under the symbol INOD at $70.21 per share
Net proceeds from any future offerings under this shelf may be used for general corporate purposes, including working capital, capital expenditures, subsidiary investments, acquisitions and potential repurchases or redemptions of securities. Specific terms and pricing for each issuance will be detailed in a future prospectus supplement.
Positive
- None.
Negative
- None.
Filing Explained
No shares are shown as issued; authorized preferred stock could affect common voting power only if Innodata later issues it.
The August 6 S-3ASR provides registration capacity rather than reporting a completed financing: it registers an unspecified amount of securities, but discloses no sale, offering price, purchaser, proceeds, or resulting change in common shares. The structural effect for existing holders is therefore capacity for a future transaction, not an issuance shown in this filing.
The capital-stock terms add that Innodata has
Key Figures
Key Terms
automatic registration statement regulatory
well-known issuer regulatory
shelf registration process regulatory
at the market offerings financial
Section 203 of the DGCL regulatory
Offering Details
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FAQ
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
UNDER
THE SECURITIES ACT OF 1933
| |
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
13-3475943
(I.R.S. Employer
Identification Number) |
|
Ridgefield Park, New Jersey 07660
(201) 371-8000
Matthew C. Schoenfeld, Esq.
Morgan Lewis & Bockius LLP
502 Carnegie Center, Suite 201
Princeton, New Jersey 08540
(609) 919-6600
| | Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| | Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☐ | |
| | | | | | | | Emerging growth company | | | ☐ | |
Preferred Stock
Debt Securities
Rights
Warrants
Units
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Page
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ABOUT THIS PROSPECTUS
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| | | | 1 | | |
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THE COMPANY
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| | | | 2 | | |
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RISK FACTORS
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| | | | 3 | | |
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CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
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| | | | 4 | | |
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USE OF PROCEEDS
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| | | | 6 | | |
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DESCRIPTION OF THE SECURITIES WE MAY OFFER
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| | | | 7 | | |
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Description of Capital Stock
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| | | | 7 | | |
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Description of Debt Securities
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| | | | 9 | | |
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Description of Rights
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| | | | 9 | | |
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Description of Warrants
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| | | | 10 | | |
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Description of Units
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| | | | 10 | | |
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LEGAL OWNERSHIP OF SECURITIES
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| | | | 10 | | |
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PLAN OF DISTRIBUTION
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| | | | 14 | | |
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WHERE YOU CAN FIND MORE INFORMATION
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| | | | 17 | | |
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INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
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| | | | 17 | | |
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LEGAL MATTERS
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| | | | 19 | | |
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EXPERTS
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| | | | 19 | | |
Attention: Corporate Secretary
55 Challenger Road
Ridgefield Park, New Jersey 07660
(201) 371-8000
Preferred Stock
Debt Securities
Rights
Warrants
Units
| |
Securities and Exchange Commission registration fee
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| | | $ | (1) | | |
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Printing expenses
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| | | $ | (2) | | |
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Legal fees and expenses
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| | | $ | (2) | | |
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Accounting fees and expenses
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| | | $ | (2) | | |
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Transfer Agent and Registrar fees and expenses
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| | | $ | (2) | | |
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Miscellaneous
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| | | $ | (2) | | |
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Total
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| | | $ | (2) | | |
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Exhibit No.
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Description
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| 1.1** | | | Form of Underwriting Agreement. | |
| 3.1(a) | | | Restated Certificate of Incorporation dated April 27, 1993 (incorporated herein by reference to Exhibit 3.1(a) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004). | |
| 3.1(b) | | | Certificate of Amendment of Certificate of Incorporation of Innodata Corporation dated February 28, 2001 (incorporated herein by reference to Exhibit 3.1(b) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004). | |
| 3.1(c) | | | Certificate of Amendment of Certificate of Incorporation of Innodata Corporation dated November 14, 2003 (incorporated herein by reference to Exhibit 3.1(c) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004). | |
| 3.1(d) | | | Certificate of Amendment of Certificate of Incorporation of Innodata Isogen, Inc. dated June 5, 2012 (incorporated herein by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2012, filed with the SEC on August 7, 2012). | |
| 3.2 | | | Amended and Restated By-laws of Innodata Corporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on December 20, 2002). | |
| 4.1 | | |
Specimen Common Stock Certificate (incorporated herein by reference to Exhibit 4.1 to the Company’s Quarterly Report on Form 10-Q, filed with the SEC on August 7, 2015).
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| 4.2** | | | Form of Senior Note. | |
| 4.3** | | | Form of Subordinated Note. | |
| 4.4** | | | Form of Warrant Agreement. | |
| 4.5** | | | Form of Warrant Certificate. | |
| 4.6** | | | Form of Certificate of Designations. | |
| 4.7** | | | Form of Preferred Stock Certificate. | |
| 4.8** | | | Form of Rights Agreement. | |
| 4.9** | | | Form of Unit Agreement. | |
| 4.10* | | |
Form of Indenture.
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| 5.1* | | |
Legal Opinion of Morgan, Lewis & Bockius LLP (relating to the base prospectus).
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| 23.1* | | |
Consent of BDO India Services Private Limited.
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| 23.2* | | |
Consent of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1).
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| 24.1* | | |
Power of Attorney (included on signature page).
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| 25.1*** | | | Statement of Eligibility of Trustee on Form T-1 for Senior Indenture under Trust Indenture Act of 1939. | |
| 25.2*** | | | Statement of Eligibility of Trustee on Form T-1 for Subordinated Indenture under Trust Indenture Act of 1939. | |
| 107.1* | | |
Filing fee table.
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Title: Chief Executive Officer
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Signature
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Title
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Date
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| | | ||||
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/s/ Jack S. Abuhoff
Jack S. Abuhoff
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Chief Executive Officer and Chairman
(Principal Executive Officer) |
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August 6, 2026
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| | | | | | |
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/s/ Jayant Chauhan
Jayant Chauhan
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| | Chief Financial Officer (Principal Financial Officer) | | |
August 6, 2026
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| | | ||||
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/s/ Marissa B. Espineli
Marissa B. Espineli
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| | Chief Accounting Officer (Principal Accounting Officer) | | |
August 6, 2026
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/s/ Daniel H. (Don) Callahan
Daniel H. (Don) Callahan
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| | Director | | |
August 6, 2026
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/s/ Richard D. Clarke
Richard D. Clarke
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| | Director | | |
August 6, 2026
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/s/ Louise C. Forlenza
Louise C. Forlenza
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| | Director | | |
August 6, 2026
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/s/ Stewart R. Massey
Stewart R. Massey
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| | Director | | |
August 6, 2026
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