Identiv (NASDAQ: INVE) CEO RSU vesting triggers tax share withholding

Rhea-AI Filing Summary

Identiv, Inc. reported that Chief Executive Officer Kirsten F. Newquist had 6,361 shares of common stock withheld at $2.98 per share to satisfy tax obligations arising from the vesting and settlement of restricted stock units under the 2011 Incentive Compensation Plan. Following this tax-withholding disposition, she is shown as holding 281,887 shares directly, including 87,500 shares issuable upon vesting of unvested RSUs.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Newquist Kirsten F.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	6,361	$2.98	$19K

Holdings After Transaction: Common Stock — 281,887 shares (Direct)

Footnotes (1)

1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan. Includes an aggregate of 87,500 shares of common stock issuable pursuant to RSUs that have not vested.

Key Figures

Shares withheld for taxes: 6,361 shares Withholding price per share: $2.98 per share Shares held after transaction: 281,887 shares +1 more

4 metrics

Shares withheld for taxes 6,361 shares Common stock withheld in a Code F tax-withholding disposition related to RSU vesting

Withholding price per share $2.98 per share Price used for the 6,361 shares delivered to cover tax obligations

Shares held after transaction 281,887 shares Total direct holdings reported for CEO Kirsten F. Newquist following the disposition

Unvested RSUs included in holdings 87,500 shares issuable Shares of common stock issuable pursuant to RSUs that have not vested

Key Terms

restricted stock units, tax withholding obligations, 2011 Incentive Compensation Plan, Code F tax-withholding disposition

4 terms

restricted stock units financial

"associated with the vesting and settlement of restricted stock units ("RSUs")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"withholding of shares to cover tax withholding obligations associated with the vesting"

2011 Incentive Compensation Plan financial

"RSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan"

Code F tax-withholding disposition financial

"transaction_code_description: Payment of exercise price or tax liability by delivering securities"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/16/2026 - 04:38 PM Accepted by SEC EDGAR 07/16/2026 - 04:38 PM Learn about SEC filing dates

FAQ

What insider transaction did Identiv (INVE) report for CEO Kirsten Newquist?

Identiv reported that CEO Kirsten F. Newquist had 6,361 shares of common stock withheld to cover tax obligations tied to RSU vesting. This was a tax-withholding disposition, not an open-market purchase or sale.

How many Identiv (INVE) shares were involved in the CEO’s tax withholding?

The transaction involved 6,361 shares of Identiv common stock withheld at $2.98 per share. These shares were delivered to satisfy tax withholding obligations associated with the vesting and settlement of restricted stock units.

How many Identiv (INVE) shares does CEO Kirsten Newquist hold after this transaction?

After the tax-withholding disposition, CEO Kirsten F. Newquist is reported as holding 281,887 shares of Identiv common stock directly. This figure includes 87,500 shares issuable pursuant to unvested restricted stock units.

Was the Identiv (INVE) CEO’s Form 4 transaction an open-market sale?

No. The Form 4 shows a Code F tax-withholding disposition, meaning 6,361 shares were withheld to pay taxes on RSU vesting. It does not reflect an open-market sale or discretionary trading in Identiv stock.

What plan governs the RSUs involved in the Identiv (INVE) CEO’s transaction?

The restricted stock units are granted under Identiv’s 2011 Incentive Compensation Plan. The 6,361 withheld shares covered tax obligations arising from the vesting and settlement of RSUs issued pursuant to this plan.

How many unvested RSUs are included in the Identiv (INVE) CEO’s reported holdings?

CEO Kirsten F. Newquist’s reported holdings include 87,500 shares of common stock issuable upon vesting of restricted stock units. These RSUs have not yet vested but are counted as issuable shares in the total holding figure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newquist Kirsten F.

(Last) (First) (Middle)

1900-B CARNEGIE AVENUE

(Street)

SANTA ANA CALIFORNIA 92705

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2026		F		6,361(1)	D	$2.98	281,887(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

2. Includes an aggregate of 87,500 shares of common stock issuable pursuant to RSUs that have not vested.

	/s/ Ed Kirnbauer, Attorney in Fact	07/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)