STOCK TITAN

[Form 4] Identive, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

UMB Financial Corp. (UMBFP) – Form 144 filing: Charitable trusts affiliated with the Kemper family have filed a notice to sell up to 2,550 common shares through Capital Institutional Services on or after 1 Aug 2025. Based on the reported 75.9 million shares outstanding, the proposed sale equals roughly 0.003 % of the float and carries an estimated market value of $282.5 k.

The same trusts and related entities disclosed 11 sales during the past three months totaling 18,540 shares for gross proceeds of about $1.8 million. All stock was originally acquired via a 2008 gift of 708,554 shares from R.C. Kemper Jr. The filing states that the sellers affirm no undisclosed material adverse information and are not relying on a pre-arranged 10b5-1 plan.

Implications: Form 144 only signals the intent to sell; execution is not guaranteed. The volume is immaterial relative to UMB’s market capitalization and average trading volume, suggesting limited share-price impact. However, continued selling by insider-controlled trusts can be interpreted as mildly negative sentiment.

UMB Financial Corp. (UMBFP) – Deposito Modulo 144: Trusts beneficiari affiliati alla famiglia Kemper hanno presentato un avviso per la vendita di un massimo di 2.550 azioni ordinarie tramite Capital Institutional Services a partire dal 1 agosto 2025. Considerando le 75,9 milioni di azioni in circolazione riportate, la vendita proposta corrisponde a circa lo 0,003% del flottante e ha un valore di mercato stimato di 282,5 mila dollari.

Gli stessi trusts e entità correlate hanno comunicato 11 vendite negli ultimi tre mesi per un totale di 18.540 azioni, con proventi lordi di circa 1,8 milioni di dollari. Tutte le azioni sono state originariamente acquisite tramite una donazione nel 2008 di 708.554 azioni da R.C. Kemper Jr. Nel deposito è specificato che i venditori confermano l'assenza di informazioni materiali sfavorevoli non divulgate e non si basano su un piano predefinito 10b5-1.

Implicazioni: Il Modulo 144 indica solo l'intenzione di vendita; l'esecuzione non è garantita. Il volume è irrilevante rispetto alla capitalizzazione di mercato di UMB e al volume medio di scambi, suggerendo un impatto limitato sul prezzo delle azioni. Tuttavia, vendite continue da trusts controllati da insider possono essere interpretate come un segnale di sentiment leggermente negativo.

UMB Financial Corp. (UMBFP) – Presentación del Formulario 144: Fideicomisos benéficos afiliados a la familia Kemper han presentado un aviso para vender hasta 2,550 acciones ordinarias a través de Capital Institutional Services a partir del 1 de agosto de 2025. Basado en las 75.9 millones de acciones en circulación reportadas, la venta propuesta equivale aproximadamente al 0.003% del float y tiene un valor de mercado estimado de $282,500.

Los mismos fideicomisos y entidades relacionadas divulgaron 11 ventas durante los últimos tres meses que totalizan 18,540 acciones, con ingresos brutos de aproximadamente $1.8 millones. Todas las acciones fueron originalmente adquiridas mediante un regalo en 2008 de 708,554 acciones de R.C. Kemper Jr. La presentación indica que los vendedores afirman no tener información material adversa no divulgada y que no dependen de un plan 10b5-1 preestablecido.

Implicaciones: El Formulario 144 solo señala la intención de vender; la ejecución no está garantizada. El volumen es insignificante en relación con la capitalización de mercado y el volumen promedio de operaciones de UMB, lo que sugiere un impacto limitado en el precio de las acciones. Sin embargo, la venta continua por parte de fideicomisos controlados por insiders puede interpretarse como un sentimiento ligeramente negativo.

UMB Financial Corp. (UMBFP) – Form 144 제출: Kemper 가족과 관련된 자선 신탁이 2025년 8월 1일 또는 그 이후에 Capital Institutional Services를 통해 최대 2,550 보통주를 매도할 예정임을 신고했습니다. 보고된 7,590만 주의 유통 주식을 기준으로 제안된 매도 물량은 약 0.003%에 해당하며, 추정 시장 가치는 282,500 달러입니다.

동일한 신탁 및 관련 기관들은 지난 3개월 동안 총 18,540 주를 11회에 걸쳐 매도하여 약 180만 달러의 총 수익을 올렸습니다. 모든 주식은 원래 2008년 R.C. Kemper Jr.로부터 708,554주를 증여받아 취득한 것입니다. 제출서류에는 판매자가 공개하지 않은 중요한 부정적 정보가 없으며, 사전 계획된 10b5-1 계획에 의존하지 않음을 확인한다고 명시되어 있습니다.

의미: Form 144는 매도 의사만을 나타내며, 실제 매도 실행은 보장되지 않습니다. 거래량은 UMB의 시가총액 및 평균 거래량에 비해 미미하여 주가에 미치는 영향은 제한적일 것으로 보입니다. 다만, 내부자 통제 신탁의 지속적인 매도는 다소 부정적인 신호로 해석될 수 있습니다.

UMB Financial Corp. (UMBFP) – Dépôt du formulaire 144 : Des trusts caritatifs affiliés à la famille Kemper ont déposé un avis pour vendre jusqu'à 2 550 actions ordinaires via Capital Institutional Services à partir du 1er août 2025. Sur la base des 75,9 millions d’actions en circulation déclarées, la vente proposée représente environ 0,003 % du flottant et a une valeur marchande estimée à 282 500 $.

Les mêmes trusts et entités associées ont divulgué 11 ventes au cours des trois derniers mois totalisant 18 540 actions, pour des produits bruts d'environ 1,8 million de dollars. Toutes les actions ont été initialement acquises via un don en 2008 de 708 554 actions de R.C. Kemper Jr. Le dépôt précise que les vendeurs affirment ne pas détenir d’informations défavorables importantes non divulguées et ne s’appuient pas sur un plan 10b5-1 préétabli.

Implications : Le formulaire 144 signale uniquement l’intention de vendre ; l’exécution n’est pas garantie. Le volume est négligeable par rapport à la capitalisation boursière et au volume moyen d’échanges d’UMB, ce qui suggère un impact limité sur le cours de l’action. Cependant, la poursuite des ventes par des trusts contrôlés par des initiés peut être interprétée comme un sentiment légèrement négatif.

UMB Financial Corp. (UMBFP) – Einreichung von Formular 144: Wohltätigkeitsstiftungen, die mit der Familie Kemper verbunden sind, haben eine Mitteilung eingereicht, um bis zu 2.550 Stammaktien über Capital Institutional Services ab dem 1. August 2025 zu verkaufen. Basierend auf den gemeldeten 75,9 Millionen ausstehenden Aktien entspricht der geplante Verkauf etwa 0,003 % des Streubesitzes und hat einen geschätzten Marktwert von 282.500 US-Dollar.

Die gleichen Stiftungen und zugehörigen Einheiten gaben an, in den letzten drei Monaten 11 Verkäufe mit insgesamt 18.540 Aktien getätigt zu haben, mit einem Bruttoerlös von etwa 1,8 Millionen US-Dollar. Alle Aktien wurden ursprünglich 2008 durch eine Schenkung von 708.554 Aktien von R.C. Kemper Jr. erworben. Die Einreichung besagt, dass die Verkäufer bestätigen, keine nicht offengelegten wesentlichen nachteiligen Informationen zu besitzen und sich nicht auf einen vorab vereinbarten 10b5-1-Plan stützen.

Folgen: Formular 144 signalisiert nur die Verkaufsabsicht; die Ausführung ist nicht garantiert. Das Volumen ist im Verhältnis zur Marktkapitalisierung und dem durchschnittlichen Handelsvolumen von UMB unerheblich, was auf eine begrenzte Auswirkung auf den Aktienkurs hindeutet. Dennoch kann fortgesetzter Verkauf durch insiderkontrollierte Stiftungen als leicht negative Stimmung interpretiert werden.

Positive
  • None.
Negative
  • None.

Insights

TL;DR – Small insider sale; not likely market-moving.

Under Rule 144, Kemper-related charitable trusts plan to dispose of 2,550 UMB shares, adding to 18,540 shares sold in the prior quarter. This represents less than 0.03 % of quarterly volume and 0.02 % of insider holdings, so liquidity impact is negligible. Insider selling by trusts often reflects diversification or funding needs rather than operational outlook. I view the event as neutral; any negative signal is muted by de-minimis size.

UMB Financial Corp. (UMBFP) – Deposito Modulo 144: Trusts beneficiari affiliati alla famiglia Kemper hanno presentato un avviso per la vendita di un massimo di 2.550 azioni ordinarie tramite Capital Institutional Services a partire dal 1 agosto 2025. Considerando le 75,9 milioni di azioni in circolazione riportate, la vendita proposta corrisponde a circa lo 0,003% del flottante e ha un valore di mercato stimato di 282,5 mila dollari.

Gli stessi trusts e entità correlate hanno comunicato 11 vendite negli ultimi tre mesi per un totale di 18.540 azioni, con proventi lordi di circa 1,8 milioni di dollari. Tutte le azioni sono state originariamente acquisite tramite una donazione nel 2008 di 708.554 azioni da R.C. Kemper Jr. Nel deposito è specificato che i venditori confermano l'assenza di informazioni materiali sfavorevoli non divulgate e non si basano su un piano predefinito 10b5-1.

Implicazioni: Il Modulo 144 indica solo l'intenzione di vendita; l'esecuzione non è garantita. Il volume è irrilevante rispetto alla capitalizzazione di mercato di UMB e al volume medio di scambi, suggerendo un impatto limitato sul prezzo delle azioni. Tuttavia, vendite continue da trusts controllati da insider possono essere interpretate come un segnale di sentiment leggermente negativo.

UMB Financial Corp. (UMBFP) – Presentación del Formulario 144: Fideicomisos benéficos afiliados a la familia Kemper han presentado un aviso para vender hasta 2,550 acciones ordinarias a través de Capital Institutional Services a partir del 1 de agosto de 2025. Basado en las 75.9 millones de acciones en circulación reportadas, la venta propuesta equivale aproximadamente al 0.003% del float y tiene un valor de mercado estimado de $282,500.

Los mismos fideicomisos y entidades relacionadas divulgaron 11 ventas durante los últimos tres meses que totalizan 18,540 acciones, con ingresos brutos de aproximadamente $1.8 millones. Todas las acciones fueron originalmente adquiridas mediante un regalo en 2008 de 708,554 acciones de R.C. Kemper Jr. La presentación indica que los vendedores afirman no tener información material adversa no divulgada y que no dependen de un plan 10b5-1 preestablecido.

Implicaciones: El Formulario 144 solo señala la intención de vender; la ejecución no está garantizada. El volumen es insignificante en relación con la capitalización de mercado y el volumen promedio de operaciones de UMB, lo que sugiere un impacto limitado en el precio de las acciones. Sin embargo, la venta continua por parte de fideicomisos controlados por insiders puede interpretarse como un sentimiento ligeramente negativo.

UMB Financial Corp. (UMBFP) – Form 144 제출: Kemper 가족과 관련된 자선 신탁이 2025년 8월 1일 또는 그 이후에 Capital Institutional Services를 통해 최대 2,550 보통주를 매도할 예정임을 신고했습니다. 보고된 7,590만 주의 유통 주식을 기준으로 제안된 매도 물량은 약 0.003%에 해당하며, 추정 시장 가치는 282,500 달러입니다.

동일한 신탁 및 관련 기관들은 지난 3개월 동안 총 18,540 주를 11회에 걸쳐 매도하여 약 180만 달러의 총 수익을 올렸습니다. 모든 주식은 원래 2008년 R.C. Kemper Jr.로부터 708,554주를 증여받아 취득한 것입니다. 제출서류에는 판매자가 공개하지 않은 중요한 부정적 정보가 없으며, 사전 계획된 10b5-1 계획에 의존하지 않음을 확인한다고 명시되어 있습니다.

의미: Form 144는 매도 의사만을 나타내며, 실제 매도 실행은 보장되지 않습니다. 거래량은 UMB의 시가총액 및 평균 거래량에 비해 미미하여 주가에 미치는 영향은 제한적일 것으로 보입니다. 다만, 내부자 통제 신탁의 지속적인 매도는 다소 부정적인 신호로 해석될 수 있습니다.

UMB Financial Corp. (UMBFP) – Dépôt du formulaire 144 : Des trusts caritatifs affiliés à la famille Kemper ont déposé un avis pour vendre jusqu'à 2 550 actions ordinaires via Capital Institutional Services à partir du 1er août 2025. Sur la base des 75,9 millions d’actions en circulation déclarées, la vente proposée représente environ 0,003 % du flottant et a une valeur marchande estimée à 282 500 $.

Les mêmes trusts et entités associées ont divulgué 11 ventes au cours des trois derniers mois totalisant 18 540 actions, pour des produits bruts d'environ 1,8 million de dollars. Toutes les actions ont été initialement acquises via un don en 2008 de 708 554 actions de R.C. Kemper Jr. Le dépôt précise que les vendeurs affirment ne pas détenir d’informations défavorables importantes non divulguées et ne s’appuient pas sur un plan 10b5-1 préétabli.

Implications : Le formulaire 144 signale uniquement l’intention de vendre ; l’exécution n’est pas garantie. Le volume est négligeable par rapport à la capitalisation boursière et au volume moyen d’échanges d’UMB, ce qui suggère un impact limité sur le cours de l’action. Cependant, la poursuite des ventes par des trusts contrôlés par des initiés peut être interprétée comme un sentiment légèrement négatif.

UMB Financial Corp. (UMBFP) – Einreichung von Formular 144: Wohltätigkeitsstiftungen, die mit der Familie Kemper verbunden sind, haben eine Mitteilung eingereicht, um bis zu 2.550 Stammaktien über Capital Institutional Services ab dem 1. August 2025 zu verkaufen. Basierend auf den gemeldeten 75,9 Millionen ausstehenden Aktien entspricht der geplante Verkauf etwa 0,003 % des Streubesitzes und hat einen geschätzten Marktwert von 282.500 US-Dollar.

Die gleichen Stiftungen und zugehörigen Einheiten gaben an, in den letzten drei Monaten 11 Verkäufe mit insgesamt 18.540 Aktien getätigt zu haben, mit einem Bruttoerlös von etwa 1,8 Millionen US-Dollar. Alle Aktien wurden ursprünglich 2008 durch eine Schenkung von 708.554 Aktien von R.C. Kemper Jr. erworben. Die Einreichung besagt, dass die Verkäufer bestätigen, keine nicht offengelegten wesentlichen nachteiligen Informationen zu besitzen und sich nicht auf einen vorab vereinbarten 10b5-1-Plan stützen.

Folgen: Formular 144 signalisiert nur die Verkaufsabsicht; die Ausführung ist nicht garantiert. Das Volumen ist im Verhältnis zur Marktkapitalisierung und dem durchschnittlichen Handelsvolumen von UMB unerheblich, was auf eine begrenzte Auswirkung auf den Aktienkurs hindeutet. Dennoch kann fortgesetzter Verkauf durch insiderkontrollierte Stiftungen als leicht negative Stimmung interpretiert werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kuntz Richard

(Last) (First) (Middle)
1900-B AVENUE

(Street)
SANTA ANA CA 92705

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/29/2025 A 21,148(1) A $0.00 48,168(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.
2. Includes an aggregate of 19,386 shares of common stock issuable pursuant to restricted stock units that have not vested.
/s/ Ed Kirnbauer, Attorney in Fact 07/31/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does UMBFP's Form 144 filed on 1 Aug 2025 disclose?

Intent to sell 2,550 common shares valued at roughly $282.5 k by Kemper-related charitable trusts.

How many UMB Financial shares were sold by the trusts in the last 3 months?

A total of 18,540 shares were sold between May and July 2025.

What percentage of UMB Financial’s outstanding shares does the proposed 2,550-share sale represent?

Approximately 0.003 % of the 75.9 million shares outstanding.

Is the Form 144 filing a confirmation that the sale will occur?

No. Form 144 only provides notice of intent; the seller may or may not execute the trade.

Who is executing the trade for the proposed sale?

Broker Capital Institutional Services, Dallas, TX is listed on the filing.
Identiv

NASDAQ:INVE

INVE Rankings

INVE Latest News

INVE Latest SEC Filings

INVE Stock Data

80.54M
20.64M
12.48%
54.69%
0.54%
Building Products & Equipment
Computer Peripheral Equipment, Nec
Link
United States
SANTA ANA