Identiv (NASDAQ: INVE) sets 40% voting trigger for major holder

Rhea-AI Filing Summary

Identiv, Inc. (INVE) received an amended Schedule 13D (Amendment No. 6) from Bleichroeder and related reporting persons regarding their position in Identiv common stock. The group reports beneficial ownership of 5,247,467 shares of common stock, representing 19.9% of the outstanding class, with sole voting and dispositive power over all reported shares.

The amendment primarily updates the description of a Governance Letter Agreement between Identiv and Bleichroeder. A Governance Letter Supplement clarifies that the proportional voting requirement in Section 3(e) applies whenever Bleichroeder holds more than 40% of Identiv’s voting stock for any reason, including purchases, conversion of nonvoting Series B Preferred Stock into voting stock, issuer share repurchases, or any other cause. Aside from the arrangements described in this governance framework, the reporting persons state there are no other contracts or understandings regarding Identiv’s securities.

Filing Explained

The amendment clarifies that the Governance Letter Agreement’s proportional-voting requirement applies if Bleichroeder’s voting stake exceeds 40% by any route; its reported stake is currently 19.9%, so the condition is not currently in effect.

Key Figures

Shares beneficially owned: 5,247,467 shares of common stock Percent of class: 19.9% Proportional voting threshold: more than 40% of the Issuer's voting stock +1 more

4 metrics

Shares beneficially owned 5,247,467 shares of common stock Beneficially owned by each reporting person with sole voting and dispositive power

Percent of class 19.9% Percent of Identiv common stock class represented by 5,247,467 shares

Proportional voting threshold more than 40% of the Issuer's voting stock Ownership level at which the proportional voting requirement under Section 3(e) applies

Amendment number Amendment No. 6 Sixth amendment to the original Schedule 13D relating to Identiv common stock

Key Terms

Schedule 13D, beneficially owned, proportional voting requirement, Governance Letter Agreement, +1 more

5 terms

Schedule 13D regulatory

"This Amendment No. 6 amends the originally filed Schedule 13D"

A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.

beneficially owned financial

"Aggregate amount beneficially owned by each reporting person 5,247,467.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

proportional voting requirement regulatory

"confirmed their mutual understanding that the proportional voting requirement established"

Governance Letter Agreement regulatory

"supplemented Section 3(e) of the Governance Letter Agreement"

nonvoting Series B Preferred Stock financial

"conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock"

FAQ

What percentage of Identiv, Inc. (INVE) does Bleichroeder report owning in this Schedule 13D/A?

Bleichroeder and the related reporting persons report beneficial ownership of 5,247,467 shares of Identiv common stock, representing 19.9% of the outstanding class. They report sole voting and sole dispositive power over all of these shares.

What is the main purpose of this Amendment No. 6 to Bleichroeder’s Schedule 13D for INVE?

The amendment updates Item 4 to describe a Governance Letter Supplement between Identiv and Bleichroeder, clarifying how the proportional voting requirement in Section 3(e) applies when Bleichroeder’s voting stake exceeds a specified threshold.

How does the proportional voting requirement work for Bleichroeder’s stake in Identiv (INVE)?

The Governance Letter Supplement confirms that the proportional voting requirement applies if Bleichroeder holds more than 40% of Identiv’s voting stock, regardless of how that level is reached, including purchases, conversions of nonvoting Series B Preferred Stock, issuer repurchases, or other causes.

Does Bleichroeder report any shared voting or dispositive power over INVE shares?

No. The reporting persons state 0 shared voting power and 0 shared dispositive power. All 5,247,467 reported shares of Identiv common stock are listed with sole voting and sole dispositive power.

Are there other contracts or relationships regarding Identiv (INVE) securities beyond the governance agreements?

Item 6 states that, other than the arrangements described in Item 4, there are no other contracts, arrangements, understandings or relationships between the reporting persons and any other person with respect to Identiv’s securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 04:05 PM Accepted by SEC EDGAR 08/25/2026 - 04:05 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)

Identiv, Inc. (INVE)

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

45170X205

(CUSIP Number)

Bleichroeder LP
1345 Avenue of the Americas, 47 th Floor,
New York, NY, 10105
(212) 698-3101

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

08/24/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 45170X205

1

Name of reporting person

Bleichroeder LP

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,247,467.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 5,247,467.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

5,247,467.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

19.9 %

14

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13D

CUSIP Number(s): 45170X205

1

Name of reporting person

Bleichroeder Holdings LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,247,467.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 5,247,467.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

5,247,467.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

19.9 %

14

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13D

CUSIP Number(s): 45170X205

1

Name of reporting person

Andrew Gundlach

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

AF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,247,467.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 5,247,467.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

5,247,467.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

19.9 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock, $0.001 par value
(b)	Name of Issuer: Identiv, Inc. (INVE)
(c)	Address of Issuer's Principal Executive Offices: 2201 Walnut Avenue, Suite 100, Fremont, CALIFORNIA , 94538.
Item 1 Comment: This Amendment No. 6 (this "Amendment") amends the Schedule 13D originally filed by the Reporting Person with the Securities and Exchange Commission (the "SEC") on May 8, 2023, as amended by Amendment No. 1 filed with the SEC on October 21, 2023, Amendment No. 2 filed with the SEC on April 4, 2024, Amendment No. 3 filed with the SEC on May 22, 2024, Amendment No. 4 filed with the SEC on March 21, 2025, Amendment No. 5 filed with the SEC on June 25, 2026 and this Amendment (the "Schedule 13D"), with respect to the Common Stock, $0.001 par value (the "Shares"), of Identiv, Inc., a Delaware corporation (the "Issuer"), and is being filed pursuant to Rule 13d-2 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Except as otherwise provided herein, each item of the Schedule 13D remains unchanged.
Item 4.	Purpose of Transaction
	Item 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Issuer's repurchases of outstanding voting stock, or from any other cause. The foregoing description of the Governance Letter Supplement is not complete and is qualified in its entirety by reference to the Governance Letter Supplement included as Exhibit 4.1 to this Amendment No. 6, which is incorporated herein by reference.
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	Item 6 is hereby amended to include the following: (a) The disclosure under Item 4 of this Amendment is incorporated herein by reference. (b) Other than as described herein, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Person and any other person with respect to the securities of the Issuer.
Item 7.	Material to be Filed as Exhibits.
	Exhibit 4.1 Governance Letter Supplement dated August 24, 2026 by and among Identiv, Inc and Bleichroeder LP (incorporated herein by reference to Exhibit 99.1 of the Current Report on Form 8-K filed by the Issuer on August 24, 2026).

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Bleichroeder LP

Signature:	Andrew Gundlach
Name/Title:	Andrew Gundlach, Chairman and CEO
Date:	08/25/2026

Bleichroeder Holdings LLC

Signature:	Andrew Gundlach
Name/Title:	Andrew Gundlach, Chairman and CEO
Date:	08/25/2026

Andrew Gundlach

Signature:	Andrew Gundlach
Name/Title:	Andrew Gundlach, Individual
Date:	08/25/2026