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Innospec CEO receives 22,203-share equivalent award

Three vesting dates run from February 1, 2027, through October 1, 2028, subject to continued employment and satisfactory performance.

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Form Type
4

Rhea-AI Filing Summary

Innospec Inc. reported that its President & CEO, Patrick Williams, was granted 22,203 shares of phantom stock on October 1, 2026, bringing his reported direct phantom-stock position to 22,203 shares. Each phantom share is the economic equivalent of one share of IOSP common stock. The award vests in installments, subject to continued employment and satisfactory performance, and expires October 1, 2028.

Insider Williams Patrick
Role PRESIDENT & CEO
Type Security Shares Price Value
Grant/Award Phantom Stock F1, F2 22,203 $0.00 $0.00
Holdings After Transaction: Phantom Stock — 22,203 contracts (Direct)
Footnotes (2)
  1. F1. Each share of phantom stock is the economic equivalent of one share of IOSP common stock.
  2. F2. Award will vest according to the following schedule (each such date, a "Vesting Date"), subject to reporting persons continued employment and satisfactory performance: 25% on February 1, 2027; 25% on October 1, 2027; and 50% on October 1, 2028.
Phantom stock awarded 22,203 shares Granted October 1, 2026
Direct phantom stock after award 22,203 shares Reported position following the award
Common-stock equivalent 1 IOSP common share per phantom share Economic equivalent stated for each phantom share
First vesting installment 25% February 1, 2027
Second vesting installment 25% October 1, 2027
Third vesting installment 50% October 1, 2028
phantom stock financial
"Each share of phantom stock"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
economic equivalent financial
"is the economic equivalent of one share"
Vesting Date financial
"each such date, a "Vesting Date""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

When does Patrick Williams's IOSP phantom stock award vest?

Patrick Williams's award vests 25% on February 1, 2027, 25% on October 1, 2027, and 50% on October 1, 2028, subject to his continued employment and satisfactory performance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Patrick

(Last)(First)(Middle)
8310 SOUTH VALLEY HIGHWAY
SUITE 350

(Street)
ENGLEWOOD COLORADO 80112

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
INNOSPEC INC. [ IOSP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(1)10/01/2026A22,203 (2)10/01/2028Common Stock22,203$022,203D
Explanation of Responses:
1. Each share of phantom stock is the economic equivalent of one share of IOSP common stock.
2. Award will vest according to the following schedule (each such date, a "Vesting Date"), subject to reporting persons continued employment and satisfactory performance: 25% on February 1, 2027; 25% on October 1, 2027; and 50% on October 1, 2028.
Patrick Williams10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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