iOThree Ltd (IOTR) CCO discloses 1.43M indirect Class A share stake on Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
iOThree Ltd executive Joanna Hui Cheng Soh filed an initial Form 3 showing indirect ownership of Class A Shares through IO3 Strategic Investments Limited. The filing reports 1,428,240 underlying Ordinary Shares linked to these Class A Shares, which are convertible on a one-for-one basis under the company’s governing documents.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Soh Joanna Hui Cheng
Role
Chief Commercial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Class A Shares | -- | -- | -- |
Holdings After Transaction:
Class A Shares — 1,428,240 shares (Indirect, By IO3 STRATEGIC INVESTMENTS LIMITED)
Footnotes (1)
- Each Class A Share is convertible into one Ordinary Share of the Issuer at any time, at the election of the holder or automatically upon certain transfers, whether or not for value. A holder's Class A Shares convert automatically upon certain transfers and may be subject to mandatory conversion into Ordinary Shares upon the occurrence of certain events described in the Issuer's Second Amended and Restated Articles of Association. Joanna Hui Cheng Soh owns 10% of iO3 Strategic Investments Limited. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FAQ
What does the iOThree Ltd (IOTR) Form 3 filed by Joanna Hui Cheng Soh report?
The Form 3 reports Joanna Hui Cheng Soh’s initial indirect ownership in iOThree Ltd. It shows exposure to 1,428,240 underlying Ordinary Shares via Class A Shares held by IO3 Strategic Investments Limited, establishing her status as a significant shareholder and officer.
What role does Joanna Hui Cheng Soh hold at iOThree Ltd (IOTR)?
She is the Chief Commercial Officer of iOThree Ltd and is also identified as a ten percent owner. The Form 3 combines her executive role with disclosure of her indirect equity exposure through IO3 Strategic Investments Limited’s holdings of Class A Shares.
Is there any buy or sell transaction disclosed in this iOThree Ltd (IOTR) Form 3?
No specific buy or sell transaction is disclosed. The Form 3 functions as an initial statement of beneficial ownership, listing an existing indirect position in Class A Shares rather than reporting new market purchases or sales of iOThree Ltd securities.