Heritage Distilling (CASK) SVP Beth Marker vests 1,875 RSUs, withholds 556 shares for taxes

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Form Type

Rhea-AI Filing Summary

Heritage Distilling Holding Company, Inc. SVP of Retail Operations Beth A. Marker reported routine equity compensation activity. On February 2, 2026, 1,875 restricted stock units were converted into an equal number of common shares. A portion of these shares, 556, was withheld at a price of $1.08 per share to cover tax obligations, leaving 6,621 common shares directly owned after the transactions.

Marker continues to hold 13,125 restricted stock units directly. These RSUs vest in equal quarterly installments over two years, with one-eighth vesting on each quarterly date beginning January 2, 2026. Settlement of vested RSUs occurs on the 45th day after the company’s Form S-8 registration became effective on December 19, 2025, but only for RSUs vested by each settlement date.

Insider Trade Summary

Net Buyer: 1,319 shares

Net Buy 3 txns

Insider Marker Beth A

Role SVP of Retail Operations

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,875	$0.00	$0.00
Exercise	Common Stock	1,875	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	556	$1.08	$600.48

Holdings After Transaction: Restricted Stock Units — 13,125 shares (Direct); Common Stock — 6,621 shares (Direct)

Footnotes (3)

F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
F3. The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/03/2026 - 09:45 PM

FAQ

What insider transaction did CASK executive Beth A. Marker report on February 2, 2026?

Beth A. Marker reported the vesting and conversion of 1,875 restricted stock units into common stock on February 2, 2026. After tax withholding of 556 shares, she directly owned 6,621 common shares and 13,125 un-settled RSUs.

How many Heritage Distilling (CASK) shares does Beth A. Marker own after this Form 4?

After the reported transactions, Beth A. Marker directly owns 6,621 shares of Heritage Distilling common stock. She also holds 13,125 restricted stock units, which represent contingent rights to receive the same number of common shares upon future vesting and settlement.

What price was used for the tax withholding on Beth A. Marker’s CASK shares?

The tax withholding transaction used a price of $1.08 per share. A total of 556 common shares were withheld at this closing price on the vesting date, reflecting share-based tax settlement rather than an open-market sale by the executive.

How do Beth A. Marker’s CASK restricted stock units vest and settle?

Her restricted stock units vest in equal quarterly installments over two years, with one-eighth vesting each quarter beginning January 2, 2026. Vested RSUs are settled in shares 45 days after the Form S-8 effectiveness date, but only for RSUs vested by each settlement date.

What does each RSU reported by Beth A. Marker represent for Heritage Distilling (CASK)?

Each restricted stock unit represents a contingent right to receive one share of Heritage Distilling common stock. The units convert into shares only as they vest and are subsequently settled, following the schedule and conditions in the applicable award agreement.

Is Beth A. Marker’s February 2026 Form 4 for CASK a planned compensation event?

The filing reflects routine equity compensation mechanics, including RSU vesting and share withholding for taxes. It documents standard conversion of restricted stock units into common shares under a preset vesting schedule and the company’s Form S-8 registration framework.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marker Beth A

(Last)

(First)

(Middle)

C/O HERITAGE DISTILLING HOLDING COMPANY

9668 BUJACICH ROAD

(Street)

GIG HARBOR

98332

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Heritage Distilling Holding Company, Inc. [ IPST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP of Retail Operations

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/02/2026		M		1,875	A	⁽¹⁾	7,177	D
Common Stock	02/02/2026		F		556	D	$1.08⁽²⁾	6,621	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	02/02/2026		M			1,875	⁽³⁾	⁽³⁾	Common Stock	1,875	$0	13,125	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

2. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

3. The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

Remarks:

	/s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR