IP Strategy Holdings: Stiefel receives 208 vested shares

Q: How many IPST shares were acquired through RSU vesting on November 2, 2026?

Jennifer D. H. Stiefel reported 208 common shares acquired directly through vesting. A further 1,458 common shares vested from RSUs held by her spouse, Justin B. Stiefel. Stiefel disclaimed beneficial ownership of the spouse-held securities except to the extent of any pecuniary interest.

The issuer cancelled shares for RSU-related tax withholding, rather than the reported transactions being market sales.

Available on EDGAR 11/04/2026 - 05:43 PM EST Accepted by SEC EDGAR 11/04/2026 - 05:42 PM EST

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Rhea-AI Filing Summary

IP Strategy Holdings, Inc. (IPST) President & Secretary Jennifer D. H. Stiefel reported that 208 directly held restricted stock units vested into 208 common shares on November 2, 2026. Another 1,458 RSUs held by her spouse, Justin B. Stiefel, vested into 1,458 common shares. The issuer cancelled 62 directly held shares and 433 spouse-held shares for tax withholding obligations related to the vesting. The reported per-share closing price was $2.22; the footnote states the shares were not sold by the reporting person.

Insider Trade Summary

1,666 shares exercised/converted

Exercise 6 txns

Insider Stiefel Jennifer D H

Role President & Secretary

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F5}	208	$0.00	$0.00
Exercise	Restricted Stock Units ^{F1, F5, F4}	1,458	$0.00	$0.00
Exercise	Common Stock ^F1	208	--	--
Tax Withholding	Common Stock ^{F2, F3}	62	$2.22	$137.64
Exercise	Common Stock ^{F1, F4}	1,458	--	--
Tax Withholding	Common Stock ^{F2, F3, F4}	433	$2.22	$961.26

Holdings After Transaction: Restricted Stock Units — 208 contracts (Direct); Restricted Stock Units — 1,458 contracts (Indirect, By Spouse); Common Stock — 1,550 shares (Direct); Common Stock — 5,934 shares (Indirect, By Spouse)

Holdings Before and After: Restricted Stock Units, 416 to 208 contracts (Direct); Restricted Stock Units, 2,916 to 1,458 contracts (Indirect, By Spouse); Common Stock, 1,404 to 1,550 shares (Direct); Common Stock, 4,909 to 5,934 shares (Indirect, By Spouse)

Footnotes (5)

F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
F3. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
F4. These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F5. The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service.

Key Figures

Direct common shares acquired: 208 shares Spouse-held common shares acquired: 1,458 shares Direct shares cancelled for tax withholding: 62 shares +2 more

5 metrics

Direct common shares acquired 208 shares Jennifer D. H. Stiefel; November 2, 2026

Spouse-held common shares acquired 1,458 shares Justin B. Stiefel; November 2, 2026

Direct shares cancelled for tax withholding 62 shares November 2, 2026

Spouse-held shares cancelled for tax withholding 433 shares November 2, 2026

Reported per-share closing price $2.22 per share Applicable vesting date, or immediately preceding trading date if no closing price was available

Key Terms

restricted stock unit, service-based vesting, pecuniary interest

3 terms

restricted stock unit financial

"Each restricted stock unit ("RSU") represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

service-based vesting financial

"six (6) months of service-based vesting deemed satisfied"

pecuniary interest regulatory

"except to the extent of her pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many IPST shares were acquired through RSU vesting on November 2, 2026?

Jennifer D. H. Stiefel reported 208 common shares acquired directly through vesting. A further 1,458 common shares vested from RSUs held by her spouse, Justin B. Stiefel. Stiefel disclaimed beneficial ownership of the spouse-held securities except to the extent of any pecuniary interest.

How many IPST shares were cancelled for tax withholding?

The issuer cancelled 62 directly held shares and 433 spouse-held shares in connection with tax withholding obligations related to RSU vesting. The reported price was $2.22 per share, defined as the closing price on the vesting date or, if unavailable, the immediately preceding trading date.

What was the vesting schedule for Jennifer Stiefel's IPST RSUs?

The RSUs vested over an 18-month period beginning September 1, 2025. Six months of service-based vesting was deemed satisfied as of February 2, 2026; the remaining units were scheduled to vest in equal installments on May 2, August 2, November 2, 2026, and February 2, 2027, subject to continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stiefel Jennifer D H

(Last)

(First)

(Middle)

C/O IP STRATEGY HOLDINGS, INC.

11010 HARBOR HILL DRIVE #B-308

(Street)

GIG HARBOR

WASHINGTON

98332

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IP STRATEGY HOLDINGS, INC. [ IPST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/02/2026		M		208	A	⁽¹⁾	1,612	D
Common Stock	11/02/2026		F		62⁽²⁾	D	$2.22⁽³⁾	1,550	D
Common Stock	11/02/2026		M		1,458	A	⁽¹⁾	6,367	I	By Spouse⁽⁴⁾
Common Stock	11/02/2026		F		433⁽²⁾	D	$2.22⁽³⁾	5,934	I	By Spouse⁽⁴⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	11/02/2026		M			208	⁽⁵⁾	⁽⁵⁾	Common Stock	208	$0	208	D
Restricted Stock Units	⁽¹⁾	11/02/2026		M			1,458	⁽⁵⁾	⁽⁵⁾	Common Stock	1,458	$0	1,458	I	By Spouse⁽⁴⁾

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

2. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

3. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

4. These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

5. The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service.

Remarks:

	/s/ Justin B. Stiefel, attorney-in-fact for Jennifer D.H. Stiefel	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR