Iron Horse SEC Filings

Jose A. Bengochea reported changes in beneficial ownership tied to the closing of a business combination on 09/30/2025 that renamed Iron Horse Acquisitions Corp. to CN Healthy Food Tech Group Corp. In connection with the closing, 580,000 existing shares converted one-for-one into the new company's common stock and 1,932,000 private warrants converted one-for-one into New CFI private warrants. Separately, 500,000 additional shares were acquired by Bengochea for $10.10 per share as consideration for post-closing consulting services, increasing his directly held shares to 580,000 and leaving 1,932,000 warrants held indirectly through Bengochea SPAC Sponsors I LLC. The filing lists 2,533,500 warrants acquired on 09/30/2025 exercisable beginning 10/30/2025 and expiring 09/30/2030.

William J. Caragol, formerly Director, CFO and COO of Iron Horse Acquisitions Corp., reported two stock transactions tied to the closing of a business combination that converted the SPAC into CN Healthy Food Tech Group Corp. on 09/30/2025. His pre-existing 80,000 shares of the SPAC converted one-for-one into 80,000 shares of the new issuer and remain held indirectly through Bengochea SPAC Sponsors I LLC. In addition, he received 500,000 newly issued shares on 09/30/2025 as compensation for providing post-closing services under a Consulting Agreement; those shares were reported as acquired at a $10.10 per-share closing market price on 09/26/2025, and he is shown as beneficially owning 580,000 shares directly after the transactions.

Iron Horse Acquisitions Corp. (IROH) filed an 8-K reporting material developments tied to a business combination with Rosy Sea Holdings Limited and related parties, including multiple amended and restated agreements and promissory notes dated around September 30, 2025. The filing lists numerous exhibits: a Business Combination Agreement, two amendments, a Second Amended and Restated Certificate of Incorporation for CN Healthy Food Tech Group Corp., amended bylaws, registration and lock-up agreements, several promissory notes, and unaudited condensed financial statements and pro forma information for the six months ended June 30, 2025. Financial line items appear in condensed tables (e.g., Cost of revenues, Gross profit, Operating income) with figures such as 6,996, 7,544, 4,679, and cash flows from investing including (249). The filing highlights intellectual property counts (e.g., 66 trademark rights, 13 patents, 5 copyrights) and discloses risks including the company’s ability to meet product and growth expectations, retain customers and personnel, realize benefits of the Business Combination, maintain Nasdaq listing post-combination, and potential legal or data-privacy exposures. The document is signed by Zhenjun Jiang as CEO on October 5, 2025.

Lili Zhang, identified as a director of Iron Horse Acquisitions Corp. (symbol IROH), filed an Initial Statement of Beneficial Ownership (Form 3) dated 09/30/2025. The filing lists a Zhuhai, China address and indicates the report was filed by one reporting person.

The Form 3 explicitly states no securities are beneficially owned by the reporting person. The form is signed "/s/ Lili Zhang" and contains the required certification language regarding intentional misstatements.

Iron Horse Acquisitions Corp. filed an initial Form 3 reporting that John L. Suprock, listed as a director, does not beneficially own any securities of the issuer. The filing shows the reporting person’s address and that the form was filed individually on 09/30/2025. The submission is signed by John L. Suprock and contains an explicit statement: “No securities are beneficially owned.”

Li Donghai filed an initial Form 3 reporting relationship to Iron Horse Acquisitions Corp. The filing, dated 09/30/2025, lists Mr. Li's address in Zhuhai and indicates he is a director of the issuer. The Form 3 shows no securities are beneficially owned by the reporting person at the time of this filing, and it is submitted as an individual filing.

Jinyu Huang filed an initial Form 3 on 09/30/2025 reporting a relationship to Iron Horse Acquisitions Corp. (UCFI) as a Director. The form states no securities are beneficially owned by the reporting person. The filing lists a Zhuhai address for the reporting person and is signed "/s/ Jinyu Huang" on the filing date.

Iron Horse Acquisitions Corp. disclosed that units and underlying securities are structured and listed for trading and warned of material regulatory risk from PRC authorities. Each unit consists of one share of common stock, one redeemable warrant exercisable for one share at an exercise price of $11.50, and one right entitling the holder to receive one-fifth of one share of common stock. The company cautions that adverse actions, sanctions, or intervention by the China Securities Regulatory Commission or other PRC authorities, together with uncertain interpretation and rapid changes in PRC laws and policies, could materially harm the combined company’s operations, limit legal protections, restrict or prevent future securities offerings, reduce liquidity, and cause the market value of its securities to decline.