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[Form 3] Ispire Technology Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed by Jay Yu, who serves as the Chief Financial Officer of Ispire Technology (NASDAQ: ISPR). The filing was submitted on June 28, 2025, following Yu's appointment which required disclosure as of May 13, 2025.

Key details:

  • Yu currently holds no beneficial ownership of any securities in the company, either direct or indirect
  • No derivative securities (options, warrants, convertible securities) are reported
  • Filing includes a Power of Attorney (Exhibit 24.1)
  • The document was signed by Jay Yu on June 20, 2025

This Form 3 filing is a standard regulatory requirement for new officers, directors, and 10% shareholders to disclose their initial securities ownership positions within 10 days of becoming an insider.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata da Jay Yu, Chief Financial Officer di Ispire Technology (NASDAQ: ISPR). La comunicazione è stata inviata il 28 giugno 2025, a seguito della nomina di Yu che ha richiesto la divulgazione a partire dal 13 maggio 2025.

Dettagli principali:

  • Yu non detiene attualmente alcuna proprietà beneficiaria di titoli della società, né diretta né indiretta
  • Non sono segnalati titoli derivati (opzioni, warrant, titoli convertibili)
  • La documentazione include una Procura (Allegato 24.1)
  • Il documento è stato firmato da Jay Yu il 20 giugno 2025

La presentazione del Modulo 3 è un requisito normativo standard per nuovi dirigenti, amministratori e azionisti con oltre il 10% di partecipazione, che devono comunicare le loro posizioni iniziali di proprietà di titoli entro 10 giorni dall'acquisizione dello status di insider.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada por Jay Yu, quien se desempeña como Director Financiero de Ispire Technology (NASDAQ: ISPR). La presentación se realizó el 28 de junio de 2025, tras el nombramiento de Yu que requirió la divulgación desde el 13 de mayo de 2025.

Detalles clave:

  • Yu actualmente no posee ninguna propiedad beneficiaria de valores en la empresa, ni directa ni indirectamente
  • No se reportan valores derivados (opciones, warrants, valores convertibles)
  • La presentación incluye un Poder Notarial (Anexo 24.1)
  • El documento fue firmado por Jay Yu el 20 de junio de 2025

La presentación del Formulario 3 es un requisito regulatorio estándar para nuevos oficiales, directores y accionistas con más del 10%, que deben revelar sus posiciones iniciales de propiedad de valores dentro de los 10 días posteriores a convertirse en insiders.

초기 실질 소유권 신고서(Form 3)는 Ispire Technology(NASDAQ: ISPR)의 최고재무책임자(CFO)인 Jay Yu에 의해 제출되었습니다. 이 신고서는 Yu의 임명에 따라 2025년 5월 13일 기준으로 공개가 요구되어 2025년 6월 28일에 제출되었습니다.

주요 내용:

  • Yu는 현재 회사의 증권에 대해 직접적 또는 간접적인 실질 소유권을 보유하고 있지 않습니다
  • 옵션, 워런트, 전환증권 등 파생 증권은 보고되지 않았습니다
  • 신고서에는 위임장(Exhibit 24.1)이 포함되어 있습니다
  • 문서는 2025년 6월 20일 Jay Yu가 서명하였습니다

Form 3 신고는 신규 임원, 이사 및 10% 이상 주주가 내부자가 된 날로부터 10일 이내에 초기 증권 소유 현황을 공개해야 하는 표준 규제 요건입니다.

Déclaration Initiale de Détention Bénéficiaire (Formulaire 3) déposée par Jay Yu, Directeur Financier d'Ispire Technology (NASDAQ : ISPR). Le dépôt a été effectué le 28 juin 2025, suite à la nomination de Yu nécessitant une divulgation à compter du 13 mai 2025.

Points clés :

  • Yu ne détient actuellement aucune propriété bénéficiaire de titres de la société, ni directe ni indirecte
  • Aucun titre dérivé (options, bons de souscription, titres convertibles) n'est déclaré
  • Le dépôt comprend une Procuration (Annexe 24.1)
  • Le document a été signé par Jay Yu le 20 juin 2025

Le dépôt du Formulaire 3 est une exigence réglementaire standard pour les nouveaux dirigeants, administrateurs et actionnaires détenant plus de 10 %, afin de déclarer leurs positions initiales en titres dans les 10 jours suivant leur entrée en tant qu’initiés.

Erste Erklärung über wirtschaftliches Eigentum (Formular 3) eingereicht von Jay Yu, Chief Financial Officer von Ispire Technology (NASDAQ: ISPR). Die Einreichung erfolgte am 28. Juni 2025 nach Yus Ernennung, die ab dem 13. Mai 2025 eine Offenlegung erforderte.

Wichtige Details:

  • Yu hält derzeit keinerlei wirtschaftliches Eigentum an Wertpapieren des Unternehmens, weder direkt noch indirekt
  • Es werden keine derivativen Wertpapiere (Optionen, Warrants, Wandelanleihen) gemeldet
  • Die Einreichung enthält eine Vollmacht (Anlage 24.1)
  • Das Dokument wurde von Jay Yu am 20. Juni 2025 unterschrieben

Die Einreichung des Formulars 3 ist eine standardmäßige regulatorische Anforderung für neue Führungskräfte, Direktoren und Aktionäre mit mindestens 10% Beteiligung, ihre anfänglichen Wertpapierbestände innerhalb von 10 Tagen nach Erlangen des Insiderstatus offen zu legen.

Positive
  • None.
Negative
  • None.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata da Jay Yu, Chief Financial Officer di Ispire Technology (NASDAQ: ISPR). La comunicazione è stata inviata il 28 giugno 2025, a seguito della nomina di Yu che ha richiesto la divulgazione a partire dal 13 maggio 2025.

Dettagli principali:

  • Yu non detiene attualmente alcuna proprietà beneficiaria di titoli della società, né diretta né indiretta
  • Non sono segnalati titoli derivati (opzioni, warrant, titoli convertibili)
  • La documentazione include una Procura (Allegato 24.1)
  • Il documento è stato firmato da Jay Yu il 20 giugno 2025

La presentazione del Modulo 3 è un requisito normativo standard per nuovi dirigenti, amministratori e azionisti con oltre il 10% di partecipazione, che devono comunicare le loro posizioni iniziali di proprietà di titoli entro 10 giorni dall'acquisizione dello status di insider.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada por Jay Yu, quien se desempeña como Director Financiero de Ispire Technology (NASDAQ: ISPR). La presentación se realizó el 28 de junio de 2025, tras el nombramiento de Yu que requirió la divulgación desde el 13 de mayo de 2025.

Detalles clave:

  • Yu actualmente no posee ninguna propiedad beneficiaria de valores en la empresa, ni directa ni indirectamente
  • No se reportan valores derivados (opciones, warrants, valores convertibles)
  • La presentación incluye un Poder Notarial (Anexo 24.1)
  • El documento fue firmado por Jay Yu el 20 de junio de 2025

La presentación del Formulario 3 es un requisito regulatorio estándar para nuevos oficiales, directores y accionistas con más del 10%, que deben revelar sus posiciones iniciales de propiedad de valores dentro de los 10 días posteriores a convertirse en insiders.

초기 실질 소유권 신고서(Form 3)는 Ispire Technology(NASDAQ: ISPR)의 최고재무책임자(CFO)인 Jay Yu에 의해 제출되었습니다. 이 신고서는 Yu의 임명에 따라 2025년 5월 13일 기준으로 공개가 요구되어 2025년 6월 28일에 제출되었습니다.

주요 내용:

  • Yu는 현재 회사의 증권에 대해 직접적 또는 간접적인 실질 소유권을 보유하고 있지 않습니다
  • 옵션, 워런트, 전환증권 등 파생 증권은 보고되지 않았습니다
  • 신고서에는 위임장(Exhibit 24.1)이 포함되어 있습니다
  • 문서는 2025년 6월 20일 Jay Yu가 서명하였습니다

Form 3 신고는 신규 임원, 이사 및 10% 이상 주주가 내부자가 된 날로부터 10일 이내에 초기 증권 소유 현황을 공개해야 하는 표준 규제 요건입니다.

Déclaration Initiale de Détention Bénéficiaire (Formulaire 3) déposée par Jay Yu, Directeur Financier d'Ispire Technology (NASDAQ : ISPR). Le dépôt a été effectué le 28 juin 2025, suite à la nomination de Yu nécessitant une divulgation à compter du 13 mai 2025.

Points clés :

  • Yu ne détient actuellement aucune propriété bénéficiaire de titres de la société, ni directe ni indirecte
  • Aucun titre dérivé (options, bons de souscription, titres convertibles) n'est déclaré
  • Le dépôt comprend une Procuration (Annexe 24.1)
  • Le document a été signé par Jay Yu le 20 juin 2025

Le dépôt du Formulaire 3 est une exigence réglementaire standard pour les nouveaux dirigeants, administrateurs et actionnaires détenant plus de 10 %, afin de déclarer leurs positions initiales en titres dans les 10 jours suivant leur entrée en tant qu’initiés.

Erste Erklärung über wirtschaftliches Eigentum (Formular 3) eingereicht von Jay Yu, Chief Financial Officer von Ispire Technology (NASDAQ: ISPR). Die Einreichung erfolgte am 28. Juni 2025 nach Yus Ernennung, die ab dem 13. Mai 2025 eine Offenlegung erforderte.

Wichtige Details:

  • Yu hält derzeit keinerlei wirtschaftliches Eigentum an Wertpapieren des Unternehmens, weder direkt noch indirekt
  • Es werden keine derivativen Wertpapiere (Optionen, Warrants, Wandelanleihen) gemeldet
  • Die Einreichung enthält eine Vollmacht (Anlage 24.1)
  • Das Dokument wurde von Jay Yu am 20. Juni 2025 unterschrieben

Die Einreichung des Formulars 3 ist eine standardmäßige regulatorische Anforderung für neue Führungskräfte, Direktoren und Aktionäre mit mindestens 10% Beteiligung, ihre anfänglichen Wertpapierbestände innerhalb von 10 Tagen nach Erlangen des Insiderstatus offen zu legen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Yu Jay

(Last) (First) (Middle)
C/O ISPIRE TECHNOLOGY INC.
19700 MAGELLAN DRIVE

(Street)
LOS ANGELES CA 90502

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/13/2025
3. Issuer Name and Ticker or Trading Symbol
Ispire Technology Inc. [ ISPR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1, Power of Attorney
No securities are beneficially owned.
/s Jay Yu 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new CFO of ISPR (Ispire Technology Inc.)?

Jay Yu was appointed as the Chief Financial Officer of Ispire Technology Inc. (ISPR), as disclosed in the Form 3 filing dated June 28, 2025. This filing represents his initial statement of beneficial ownership upon becoming an officer of the company.

How many shares does ISPR's CFO Jay Yu own in the company?

According to the Form 3 filing, Jay Yu owns no securities beneficially in Ispire Technology Inc. (ISPR). This is explicitly stated in the 'Remarks' section which notes 'No securities are beneficially owned.'

When did Jay Yu become CFO of ISPR?

The Form 3 filing indicates that Jay Yu's appointment as CFO required this beneficial ownership statement on May 13, 2025, which is likely the effective date of his position as Chief Financial Officer of Ispire Technology Inc.

Does ISPR's CFO Jay Yu hold any derivative securities in the company?

No, according to Table II of the Form 3 filing, Jay Yu does not hold any derivative securities (such as stock options, warrants, or convertible securities) in Ispire Technology Inc. (ISPR).
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