Ispire Tech's New CFO Takes Helm with Zero Initial Stock Holdings

Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed by Jay Yu, who serves as the Chief Financial Officer of Ispire Technology (NASDAQ: ISPR). The filing was submitted on June 28, 2025, following Yu's appointment which required disclosure as of May 13, 2025.

Key details:

• Yu currently holds no beneficial ownership of any securities in the company, either direct or indirect
• No derivative securities (options, warrants, convertible securities) are reported
• Filing includes a Power of Attorney (Exhibit 24.1)
• The document was signed by Jay Yu on June 20, 2025

This Form 3 filing is a standard regulatory requirement for new officers, directors, and 10% shareholders to disclose their initial securities ownership positions within 10 days of becoming an insider.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yu Jay

(Last) (First) (Middle)

C/O ISPIRE TECHNOLOGY INC.

19700 MAGELLAN DRIVE

(Street)

LOS ANGELES CA 90502

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/13/2025

3. Issuer Name and Ticker or Trading Symbol
Ispire Technology Inc. [ ISPR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1, Power of Attorney

No securities are beneficially owned.

	/s Jay Yu	06/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new CFO of ISPR (Ispire Technology Inc.)?

Jay Yu was appointed as the Chief Financial Officer of Ispire Technology Inc. (ISPR), as disclosed in the Form 3 filing dated June 28, 2025. This filing represents his initial statement of beneficial ownership upon becoming an officer of the company.

How many shares does ISPR's CFO Jay Yu own in the company?

According to the Form 3 filing, Jay Yu owns no securities beneficially in Ispire Technology Inc. (ISPR). This is explicitly stated in the 'Remarks' section which notes 'No securities are beneficially owned.'

When did Jay Yu become CFO of ISPR?

The Form 3 filing indicates that Jay Yu's appointment as CFO required this beneficial ownership statement on May 13, 2025, which is likely the effective date of his position as Chief Financial Officer of Ispire Technology Inc.

Does ISPR's CFO Jay Yu hold any derivative securities in the company?

No, according to Table II of the Form 3 filing, Jay Yu does not hold any derivative securities (such as stock options, warrants, or convertible securities) in Ispire Technology Inc. (ISPR).