ITG (ITG) director Francis Braun files Form 3 initial ownership report

Rhea-AI Filing Summary

ITG, Inc. director Francis A. Braun III has filed an initial statement of beneficial ownership on Form 3. This filing establishes him as a reporting person for ITG under SEC rules. The data provided shows no reported transactions or holdings and reflects a neutral net buy/sell position.

Key Figures

Net buy/sell shares: 0 shares Buy transactions: 0 Sell transactions: 0

3 metrics

Net buy/sell shares 0 shares NetBuySellShares in transaction summary

Buy transactions 0 buyCount in transaction summary

Sell transactions 0 sellCount in transaction summary

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"establishes him as a reporting person for ITG"

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Available on EDGAR 07/04/2026 - 12:13 PM Accepted by SEC EDGAR 07/01/2026 - 08:58 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Braun III Francis A

(Last) (First) (Middle)

2400 E COMMERCIAL BLVD STE 1000

(Street)

FORT LAUDERDALE FLORIDA 33308

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
ITG, Inc./DE/ [ ITG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Christopher H. Mecray, as attorney-in-fact for Francis A. Braun III	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the ITG (ITG) Form 3 filing by Francis A. Braun III show?

The Form 3 for ITG shows that director Francis A. Braun III has become a reporting person. It reports no purchases, sales, or derivative exercises, with net buy/sell shares at zero and no holding entries disclosed in this dataset.

Did Francis A. Braun III buy or sell ITG (ITG) shares in this Form 3?

No, this Form 3 shows no reported buying or selling of ITG shares. The transaction summary lists zero buy and zero sell transactions, with net buy/sell shares of 0 and no derivative exercises recorded.

Are any ITG (ITG) derivative securities reported in this Form 3?

No derivative securities are reported for ITG in this Form 3. The derivative summary is empty and the transaction summary shows derivativeTransactionCount and exerciseShares as zero, indicating no option or similar derivative positions disclosed here.

What is the net trading position reported for ITG (ITG) in this Form 3?

The net trading position reported is neutral for ITG. The transaction summary shows netBuySellShares of 0 and netBuySellDirection listed as neutral, reflecting no reported acquisitions or dispositions in this initial ownership statement.

What role does Francis A. Braun III hold at ITG (ITG) in this filing?

In this filing, Francis A. Braun III is identified as a director of ITG. He is not listed as an officer or ten percent owner, so the Form 3 focuses on his status as a board member subject to SEC reporting rules.