ITG (ITG) director Robert Lee Wu identified as insider in Form 3

Rhea-AI Filing Summary

ITG, Inc. filed an initial Form 3 for director Robert Lee Wu. This filing establishes his status as a reporting insider of the company. The form does not list any transactions or current holdings, so it functions mainly as a baseline disclosure of his insider role.

Key Terms

Form 3, director, ten percent owner

3 terms

Form 3 regulatory

"ITG, Inc. filed an initial Form 3 for director Robert Lee Wu."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

director financial

"This Form 3 identifies Robert Lee Wu as a director of ITG, Inc."

ten percent owner financial

"He is classified as a director only, not a ten percent owner."

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Available on EDGAR 07/04/2026 - 12:13 PM Accepted by SEC EDGAR 07/01/2026 - 08:49 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wu Robert Lee

(Last) (First) (Middle)

2400 E COMMERCIAL BLVD STE 1000

(Street)

FORT LAUDERDALE FLORIDA 33308

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
ITG, Inc./DE/ [ ITG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Christopher H. Mecray, as attorney-in-fact for Robert L. Wu	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the ITG Form 3 filing for Robert Lee Wu disclose?

The Form 3 identifies Robert Lee Wu as a director and reporting insider of ITG, Inc. It serves as an initial ownership statement and in this case does not report any specific share holdings or transactions.

Does the ITG (ITG) Form 3 for Robert Lee Wu show any stock transactions?

No, this Form 3 does not report any buying or selling activity. All transaction-related counters are zero, indicating no reported acquisitions, dispositions, or derivative exercises in this initial disclosure.

Is Robert Lee Wu a ten percent owner of ITG according to this Form 3?

No, the Form 3 indicates Robert Lee Wu is not a ten percent owner of ITG. He is classified as a director only, with the ten percent owner flag set to zero in the filing data.

Are there any derivative securities reported for Robert Lee Wu in ITG’s Form 3?

No, the filing shows an empty derivativeSummary, meaning no options, warrants, or other derivative securities are reported for Robert Lee Wu in this initial ownership statement.

What is the overall transaction direction in the ITG Form 3 for Robert Lee Wu?

The transaction summary is neutral. Buy, sell, acquire, dispose, exercise, gift, and tax withholding counts are all zero, and the net buy/sell direction is explicitly listed as neutral in the filing data.