STOCK TITAN

ITG (ITG) director acquires 1,200 IPO shares and 7,500 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

ITG director Francis A. Braun III reported new equity holdings in the company. He acquired 1,200 shares of Class A common stock at $16.00 per share, purchased through a directed share program connected to the company’s initial public offering.

He was also granted 7,500 restricted stock units (RSUs), each representing one share of Class A common stock upon vesting. These RSUs vest in full on the earlier of the day immediately preceding the first annual stockholder meeting after the grant date or the one-year anniversary of the grant, subject to his continued service.

Positive

  • None.

Negative

  • None.
Insider Braun III Francis A
Role null
Bought 1,200 shs ($19K)
Type Security Shares Price Value
Grant/Award Class A common stock 7,500 $0.00 --
Purchase Class A common stock 1,200 $16.00 $19K
Holdings After Transaction: Class A common stock — 7,500 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of Class A common stock upon vesting. The RSUs shall vest in full on the earlier of (i) the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant and (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date. Represents shares of Class A common stock acquired pursuant to a directed share program as part of the issuer's initial public offering.
Share purchase 1,200 shares Class A common stock acquired at $16.00 per share
Purchase price $16.00 per share Price paid for 1,200 Class A common shares
RSU grant size 7,500 RSUs Each RSU equals one share of Class A common stock upon vesting
Shares held after purchase 1,200 shares Total Class A common stock directly held after the reported purchase
Net buy shares 1,200 shares Net buy direction across reported transactions
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
directed share program financial
"Represents shares of Class A common stock acquired pursuant to a directed share program"
initial public offering financial
"acquired pursuant to a directed share program as part of the issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
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FAQ

What transactions did ITG (ITG) director Francis A. Braun III report on this Form 4?

Francis A. Braun III reported acquiring shares and receiving equity awards. He bought 1,200 shares of ITG Class A common stock at $16.00 per share and received a grant of 7,500 restricted stock units, each tied to one share of Class A common stock upon vesting.

How many ITG (ITG) shares did the director purchase, and at what price?

He acquired 1,200 shares of ITG Class A common stock at $16.00 per share. These shares were obtained through a directed share program associated with the company’s initial public offering, rather than a typical open-market transaction, and are held directly in his name.

What is the size and nature of the equity award ITG (ITG) granted to the director?

ITG granted Francis A. Braun III 7,500 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A common stock upon vesting, providing him with potential future ownership tied to his continued service on the company’s board.

When do the 7,500 ITG (ITG) restricted stock units vest for the director?

The 7,500 RSUs vest in full on the earlier of two dates: the day immediately before the first annual meeting of stockholders following the grant date, or the one-year anniversary of the grant, provided the director continues serving through the applicable vesting date.

How many ITG (ITG) shares or units does the director hold after these transactions?

After these transactions, Francis A. Braun III directly holds 1,200 shares of Class A common stock and 7,500 restricted stock units. The RSUs will convert into shares only upon vesting, so his current ownership combines existing shares and these contingent equity awards.

Were any derivative securities or option exercises reported in this ITG (ITG) Form 4?

No derivative securities or option exercises were reported. The filing only shows non-derivative transactions: a purchase of 1,200 Class A common shares at $16.00 and a grant of 7,500 restricted stock units, with no remaining derivative positions listed in the derivative summary.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Braun III Francis A

(Last)(First)(Middle)
2400 E COMMERCIAL BLVD STE 1000

(Street)
FORT LAUDERDALE FLORIDA 33308

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ITG, Inc./DE/ [ ITG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock07/02/2026A7,500(1)A$07,500D
Class A common stock07/02/2026P1,200(2)A$161,200D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of Class A common stock upon vesting. The RSUs shall vest in full on the earlier of (i) the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant and (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.
2. Represents shares of Class A common stock acquired pursuant to a directed share program as part of the issuer's initial public offering.
/s/ Christopher H. Mecray, as attorney-in-fact for Francis A. Braun III07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)