Itaú Unibanco Holding S.A. filings document the disclosure record of a Brazil-based financial holding company that reports to the SEC as a foreign private issuer. Form 6-K reports furnish quarterly results materials, financial statements, management discussion and analysis, earnings presentations, annual-report notices, and CVM material facts.
The bank's regulatory filings also cover Pillar 3 risk and capital management, prudential metrics, capital adequacy, risk governance, stress testing, and recovery and resolution planning. Governance-related exhibits include fiscal council materials and policies for the disclosure of material acts or facts, while capital-action disclosures address interest on capital and stock repurchase programs.
Itau Unibanco Holding S.A. director Santana Maria Helena dos Santos Fernandes de filed an initial ownership report on preferred shares ITUB4. The filing shows direct ownership of 182,417 preferred shares following the reported position, with no buy or sell transactions indicated.
Itau Unibanco Holding S.A. director Marcos M Lutz filed an initial ownership report showing direct holdings of 30,505 preferred shares (ITUB4). This Form 3 does not reflect any recent buy or sell activity; it simply discloses his existing equity position in the company.
Itau Unibanco Holding S.A. director Joao Moreira Salles filed an initial ownership report showing his positions in the bank’s shares. He reports direct ownership of 298,761 preferred shares (ITUB4) and an indirect economic interest in 2,905,107,629 common shares (ITUB3) held through a controlled corporate shareholder, while formally disclaiming beneficial ownership beyond his pecuniary interest.
Itau Unibanco Holding S.A. director Bloisi Rocha Fabricio has filed an initial ownership report showing direct holdings of 58,490 preferred shares (ITUB4). This Form 3 filing records his existing stake and does not indicate any recent purchase or sale activity, only current beneficial ownership.
Itau Unibanco Holding S.A. director Bracher Candido filed an initial ownership report detailing his stake in the company. He directly holds 6,986,493 preferred shares (ITUB4). In addition, his spouse holds 7,212 preferred shares (ITUB4) and 14,180 common shares (ITUB3), reported as indirect ownership.
Itau Unibanco Holding S.A. director Egydio Setubal Alfredo filed an initial statement of holdings in the company’s shares. He reports direct ownership of 1,489,090 preferred shares (ITUB4), plus additional preferred shares held indirectly through his spouse and a corporation, and a very large block of common shares (ITUB3) held indirectly through a corporation associated with him. The filing notes that he disclaims beneficial ownership of the indirectly held shares beyond his economic interest.
Itau Unibanco Holding S.A. director Ricardo Villela Marino filed an initial ownership report detailing his shareholdings. He reports direct ownership of 200,298 preferred shares (ITUB4) and 93,710 common shares (ITUB3) as of the filing date.
He also reports indirect ownership, held through a corporation that is an indirect controlling shareholder of Itau Unibanco. These indirect positions include 5,107,553,780 common shares (ITUB3) and 191,842 preferred shares (ITUB4). He disclaims beneficial ownership of these indirect shares except to the extent of his pecuniary interest.
Itau Unibanco Holding S.A. director Gon Cesar Nivaldo filed an initial ownership report showing a direct holding of 141,108 preferred shares (ITUB4). This Form 3 does not indicate any recent buy or sell activity; it simply establishes his equity position in the company’s preferred shares.
Itaú Unibanco Holding S.A. filed a Form 6-K describing a related-party services arrangement with Instituto Itaú de Ciência, Tecnologia e Inovação (ICTi), a private association founded by Itaú Unibanco entities. ICTi conducts research, innovation and technology development projects for Itaú Unibanco under a master agreement signed on July 19, 2023.
On February 27, 2026, the cumulative amount invoiced for these services exceeded R$50 million, triggering disclosure requirements under CVM Resolution No. 80/22. The company states that project prices are based on the costs of involved professionals and project complexity, and that the engagement followed its Transactions with Related Parties Policy, including approval by a Related Parties Committee composed entirely of independent board members.
Itaú Unibanco Holding S.A. explains how it is handling fractional shares created by a previous share bonus. These fractions were grouped and sold on B3 at an auction on February 24, 2026, totaling 198,581 book-entry shares, including 55,921 common shares and 142,660 preferred shares. The net proceeds were BRL 44.8730180388 per common share and BRL 48.1301186067 per preferred share. The funds will be made available on March 10, 2026 to eligible stockholders. Holders with updated registration details at the Company will receive deposits via Itaú Corretora de Valores S.A., while others will receive payment through B3 and their custody agents. Amounts for stockholders without up-to-date registration will remain available for 10 years.