Ives Ultra AI Opportunities: officer holds 0 shares directly

Ives Ultra AI Opportunities Inc. (IVAI) reports Chief Compliance Officer Alexander Woodcock’s direct common-stock position as 0 shares as of September 29, 2026.

Rhea-AI Filing Summary

Ives Ultra AI Opportunities Inc. (IVAI) reports Chief Compliance Officer Alexander Woodcock’s direct common-stock position as 0 shares as of September 29, 2026.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Woodcock Alexander

Role Chief Compliance Officer

Type	Security	Shares	Price	Value
holding	Common Stock, par value $0.001 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.001 per share — 0 shares (Direct)

Key Figures

Direct common-stock position: 0 shares

1 metrics

Direct common-stock position 0 shares Alexander Woodcock, as of September 29, 2026

FAQ

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How many IVAI shares did Alexander Woodcock report holding directly?

Alexander Woodcock reported a direct position of 0 shares of common stock as of September 29, 2026.

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Available on EDGAR 09/30/2026 - 06:08 PM Accepted by SEC EDGAR 09/30/2026 - 06:07 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Woodcock Alexander

(Last) (First) (Middle)

501 S. CHERRY STREET

SUITE 610

(Street)

DENVER COLORADO 80246

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2026

3. Issuer Name and Ticker or Trading Symbol
Ives Ultra AI Opportunities Inc. [ IVAI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Alexander Woodcock	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)