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Form 3 Filed: AleAnna Insider Ronald Edward Reports No Holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership filed for Ronald Ivan Edward regarding AleAnna, Inc. (ANNA). The form lists Mr. Edward's Dallas address and indicates his relationship to the issuer as a Director and an Officer (Chief Financial Officer). The date of the event requiring the statement is 08/13/2025. The filing reports no securities beneficially owned by the reporting person. The form references an Exhibit 24 power of attorney and is signed on behalf of the reporting person by an attorney-in-fact, William K. Dirks, dated 09/03/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Officer/director filed Form 3 disclosing no beneficial ownership; standard governance disclosure, not material.

The filing documents that Ronald Ivan Edward serves as a director and as Chief Financial Officer of AleAnna, Inc. and that he does not beneficially own any securities of the issuer at the time of the report. This is a routine initial Section 16 filing that establishes transparency around insider status. The presence of Exhibit 24 indicates delegation via power of attorney for filing execution. There are no transactions, holdings, or changes reported that would affect voting power or control.

TL;DR: Compliance filing meets Section 16 initial-disclosure requirements; absence of holdings means no immediate reporting obligations for trades.

The Form 3 satisfies the issuer reporting requirement by identifying the reporting person, role, address, and event date. Because the form states that no securities are beneficially owned, there are no entries in Tables I or II and no derivative instruments reported. From a compliance perspective, this reduces short-term reporting complexity for the insider but preserves the obligation to file future Forms 4 or 5 should holdings or transactions occur.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ronald Ivan Edward

(Last) (First) (Middle)
300 CRESCENT COURT, SUITE 1860

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2025
3. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ William K. Dirks, attorney-in-fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for AleAnna, Inc. (ANNA) disclose?

The Form 3 names Ronald Ivan Edward as a director and Chief Financial Officer and discloses no securities beneficially owned at filing.

When is the event date reported on the Form 3 for ANNA?

The form lists the date of the event requiring the statement as 08/13/2025.

Does the Form 3 report any derivative or equity holdings for the reporting person?

No. The filing explicitly states no securities are beneficially owned and contains no entries in Tables I or II.

Who signed the Form 3 for the reporting person?

The filing was signed on behalf of the reporting person by attorney-in-fact William K. Dirks with a signature date of 09/03/2025.

What relationship to the issuer does the reporting person have?

The document indicates the reporting person is a Director and an Officer with the officer title Chief Financial Officer.
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