STOCK TITAN

Director Don H. Liu awarded 13,157 IVR shares, now holds 52,243

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LIU DON H reported acquisition or exercise transactions in this Form 4 filing.

Invesco Mortgage Capital Inc. director Don H. Liu received a grant of 13,157 shares of common stock, recorded at a price of $0.00 per share. Following this award, he directly holds a total of 52,243 common shares.

Positive

  • None.

Negative

  • None.
Insider LIU DON H
Role null
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 13,157 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 52,243 shares (Direct, null)
Footnotes (1)
Shares granted 13,157 shares Common Stock grant to Don H. Liu
Reported grant price $0.00 per share Grant/award acquisition code A
Total shares after transaction 52,243 shares Direct holdings of Don H. Liu after grant
Transaction date 2026-05-15 Date of non-derivative stock grant
Common Stock, par value $0.01 per share financial
"Security title: Common Stock, par value $0.01 per share"
Grant, award, or other acquisition financial
"Transaction code description: Grant, award, or other acquisition"
non-derivative financial
"Transaction type listed as non-derivative security"
Form 4 regulatory
"Insider activity is disclosed on SEC Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LIU DON H

(Last)(First)(Middle)
1331 SPRING STREET, NW
SUITE 2500

(Street)
ATLANTA GEORGIA 30309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Invesco Mortgage Capital Inc. [ IVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/15/2026A13,157A$052,243D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This Form 4 reports the acquisition by the reporting person of Common Stock resulting from an equity grant to the registrant's non-executive directors.
/s/ Tina Carew, as Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Invesco Mortgage Capital (IVR) report for Don H. Liu?

Invesco Mortgage Capital reported that director Don H. Liu received a grant of 13,157 shares of common stock. The award was recorded at $0.00 per share, increasing his direct holdings to 52,243 shares after the transaction.

Was Don H. Liu’s Form 4 transaction in IVR stock a purchase or a grant?

The Form 4 shows a grant or award acquisition, not a market purchase. Code "A" indicates "Grant, award, or other acquisition," with 13,157 common shares awarded at a reported price of $0.00 per share to Don H. Liu.

How many Invesco Mortgage Capital (IVR) shares does Don H. Liu hold after this Form 4?

After the reported transaction, Don H. Liu directly holds 52,243 shares of Invesco Mortgage Capital common stock. This reflects the addition of 13,157 awarded shares, as disclosed in the Form 4 insider filing data.

What is the transaction code used in Don H. Liu’s IVR Form 4 filing?

The transaction uses code "A," which stands for "Grant, award, or other acquisition." This indicates that 13,157 IVR common shares were awarded to Don H. Liu rather than bought in an open-market transaction.

Does the Don H. Liu Form 4 for IVR involve derivative securities?

No, the Form 4 transaction involves non-derivative common stock only. The filing lists 13,157 shares of common stock granted, with no derivative securities or option exercises reported in the derivativeSummary section.