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ORIX (NYSE: IX) officer lists 6,228 share-based compensation points

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ORIX CORP officer Yamada Masataka filed an initial Form 3 showing indirect holdings of share-based compensation points. The filing reports 6,228 share-based compensation points held through a Board Incentive Plan Trust, each point representing a right to receive one share of Common Stock upon retirement.

Positive

  • None.

Negative

  • None.
Insider Yamada Masataka
Role See Remarks
Type Security Shares Price Value
holding Share-based Compensation Points -- -- --
Holdings After Transaction: Share-based Compensation Points — 6,228 shares (Indirect, By Board Incentive Plan Trust)
Footnotes (1)
  1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement. Each point represents a right to receive one share of Common Stock.
Share-based compensation points 6,228 points Indirect holdings via Board Incentive Plan Trust
Underlying common shares 6,228 shares Each point represents one share of Common Stock
Exercise price $0.0000 per share Share-based compensation points under ORIX program
Share-based Compensation Points financial
"The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program"
Board Incentive Plan Trust financial
"nature_of_ownership: By Board Incentive Plan Trust"
derivative securities financial
"The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
Common Stock financial
"Each point represents a right to receive one share of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yamada Masataka
(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSUCHO, MINATO-KU
(Street)
TOKYOJAPAN105-5135
(City)(State)(Zip)
JAPAN
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
04/10/2026		3. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
3a. Foreign Trading Symbol
[TSE: 8591] 		5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points (1) (1)Common Stock6,228(2)IBy Board Incentive Plan Trust
Explanation of Responses:
1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
2. Each point represents a right to receive one share of Common Stock.
Remarks:
Senior Managing Executive Officer Exhibit List: Exhibit 24 - Power of Attorney
/s/ Tomohiko Ishihara, as Attorney-in-Fact for Masataka Yamada04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does ORIX (IX) officer Yamada Masataka report on this Form 3?

Yamada Masataka reports indirect holdings of share-based compensation points. The filing lists 6,228 points held through a Board Incentive Plan Trust, representing rights to receive the same number of ORIX Common Stock shares upon retirement under the company’s compensation program.

How many ORIX (IX) share-based compensation points are reported on the Form 3?

The Form 3 reports 6,228 share-based compensation points. According to the footnotes, each point gives the right to receive one share of ORIX Common Stock upon retirement, so the points correspond to 6,228 underlying common shares under the program.

Are the ORIX (IX) share-based compensation points held directly by Yamada Masataka?

No, the share-based compensation points are held indirectly. The Form 3 states they are held "By Board Incentive Plan Trust," meaning the position is attributed to a trust structure associated with ORIX’s board incentive plan rather than direct personal ownership.

What do the share-based compensation points in ORIX (IX) represent?

The share-based compensation points represent rights under ORIX’s share-based compensation program. Each point entitles the reporting person to receive one share of ORIX Common Stock upon retirement, effectively functioning as deferred equity-based compensation tied to future delivery of stock.

Does this ORIX (IX) Form 3 show any insider buying or selling activity?

The Form 3 does not show insider buying or selling. It is an initial statement of beneficial ownership that records 6,228 share-based compensation points as an existing holding, with no reported purchase, sale, or exercise transactions associated with these awards in the filing.

How are the ORIX (IX) share-based awards priced in this Form 3?

The derivative summary lists an exercise price of 0.0000 for the share-based compensation points. This indicates the awards represent rights to receive ORIX Common Stock upon retirement without a cash exercise price, consistent with a deferred share-based compensation structure.