STOCK TITAN

ORIX (IX) executive discloses 45,793 share-based compensation rights

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ORIX Corporation executive officer Tomohiko Ishihara has filed an initial statement of ownership showing both direct and indirect interests in the company’s stock. He directly holds 366 shares of Common Stock and indirectly holds share-based compensation points through a Board Incentive Plan Trust.

These derivative awards represent the right to receive 45,793 shares of Common Stock upon retirement, with each point equaling one share under ORIX’s share-based compensation program.

Positive

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Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ishihara Tomohiko

(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)
TOKYOJAPAN105-5135

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock366D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points (1) (1)Common Stock45,793(2)IBy Board Incentive Plan Trust
Explanation of Responses:
1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
2. Each point represents a right to receive one share of Common Stock.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Tomohiko Ishihara03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What did ORIX (IX) executive Tomohiko Ishihara report in this Form 3?

Tomohiko Ishihara reported his initial ownership in ORIX. He holds 366 shares of Common Stock directly and has share-based compensation points indirectly, representing rights to receive 45,793 shares upon retirement under ORIX’s share-based compensation program.

How many ORIX (IX) shares does Tomohiko Ishihara hold directly and indirectly?

He directly holds 366 shares of ORIX Common Stock. Indirectly, through a Board Incentive Plan Trust, he has share-based compensation points that entitle him to receive 45,793 shares of Common Stock when he retires, subject to the program’s terms.

What are the share-based compensation points reported for ORIX (IX)?

The share-based compensation points are derivative awards under ORIX’s program. Each point represents a right to receive one share of Common Stock, totaling 45,793 underlying shares that Tomohiko Ishihara may receive upon retirement through the Board Incentive Plan Trust.

How is Tomohiko Ishihara’s indirect ownership in ORIX (IX) structured?

His indirect ownership arises from share-based compensation points held by a Board Incentive Plan Trust. These points give him the right to receive 45,793 ORIX Common Stock shares upon retirement, while his 366 directly held shares are owned in his own name.

Does this ORIX (IX) Form 3 show any insider buying or selling?

The Form 3 reflects holdings rather than new trades. It reports Tomohiko Ishihara’s direct ownership of 366 shares and indirect rights to 45,793 shares via share-based compensation, without indicating any specific buying or selling transactions on the reported date.
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