Who signed Alt5 Sigma Corporation’s 8-K related to the $WLFI update?

The 8-K was signed on behalf of Alt5 Sigma Corporation by Jonathan Hugh, who is identified as the company’s Chief Financial Officer.

Alt5 Sigma updates its $WLFI holdings

Q: Which item of Form 8-K did Alt5 Sigma (ALTS) use for the $WLFI update?

Alt5 Sigma used Item 7.01 Regulation FD Disclosure to furnish information about its press release announcing an update to its $WLFI holdings.

Q: What exhibits are included with Alt5 Sigma Corporation’s 8-K about $WLFI?

The 8-K lists two exhibits: Exhibit 99.1, a press release dated September 4, 2025, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.

Q: Is the $WLFI holdings information considered filed or furnished by Alt5 Sigma?

The company states that the information in Item 7.01 and Exhibit 99.1 is being furnished to the SEC and shall not be deemed to be filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section.

Q: On what date did Alt5 Sigma issue the press release about its $WLFI holdings?

Alt5 Sigma states that on September 4, 2025 it issued a press release announcing an update to its $WLFI holdings, and that release is attached as Exhibit 99.1.

Alt5 Sigma Corporation filed a current report to share that it issued a press release on September 4, 2025 announcing an update to its $WLFI holdings.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Alt5 Sigma Corporation filed a current report to share that it issued a press release on September 4, 2025 announcing an update to its $WLFI holdings. The company furnished this press release as Exhibit 99.1 under a Regulation FD disclosure item, meaning it is providing the same information to all investors at the same time. The information in this section and the exhibit is being furnished to the SEC rather than filed, so it is not subject to certain liability provisions and is not automatically included in other Securities Act or Exchange Act filings unless specifically incorporated by reference.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Alt5 Sigma Corporation (ALTS) disclose in this 8-K filing?

Alt5 Sigma Corporation disclosed that on September 4, 2025 it issued a press release announcing an update to its $WLFI holdings, and furnished that release as Exhibit 99.1 under a Regulation FD disclosure item.

Which item of Form 8-K did Alt5 Sigma (ALTS) use for the $WLFI update?

Alt5 Sigma used Item 7.01 Regulation FD Disclosure to furnish information about its press release announcing an update to its $WLFI holdings.

What exhibits are included with Alt5 Sigma Corporation’s 8-K about $WLFI?

The 8-K lists two exhibits: Exhibit 99.1, a press release dated September 4, 2025, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.

Is the $WLFI holdings information considered filed or furnished by Alt5 Sigma?

The company states that the information in Item 7.01 and Exhibit 99.1 is being furnished to the SEC and shall not be deemed to be filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section.

On what date did Alt5 Sigma issue the press release about its $WLFI holdings?

Alt5 Sigma states that on September 4, 2025 it issued a press release announcing an update to its $WLFI holdings, and that release is attached as Exhibit 99.1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/04/2025 - 04:55 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) September 4, 2025

ALT5 SIGMA CORPORATION

(Exact name of registrant as specified in its charter)

Nevada

000-19621

41-1454591

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

325 E. Warm Spring Road, Suite 102

Las Vegas, NV

89119

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code (702) 997-5968

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock (par value $0.001 per share)		ALTS		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On September 4, 2025, Alt5 Sigma Corporation (the “Company”) issued a press release announcing an update to its $WLFI holdings. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated into this Item 7.01 by reference.

The information in this Item 7.01 of this Current Report on Form 8-K, including the information contained in Exhibit 99.1 is being furnished to the U.S. Securities and Exchange Commission, and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by a specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release dated September 4, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	ALT5 SIGMA CORPORATION

Date: September 4, 2025	By:	/s/ Jonathan Hugh
		Jonathan Hugh
		Chief Financial Officer

Source: View Original Filing on SEC EDGAR

Alt5 Sigma updates its $WLFI holdings

Rhea-AI Filing Summary

Positive

Negative