ETRADE Financial (NASDAQ: JAZZ) restricted-share Form 144 notice

Rhea-AI Filing Summary

ETRADE Financial Corporation submitted a Form 144 notice regarding the proposed sale of restricted common stock dated 03/05/2026 tied to compensation. The filing also lists securities sold during the past three months by Mary Elizabeth Henderson on 12/09/2025 (2,338 common; $396,314.38) and 02/26/2026 (5,343 common; $1,039,626.50).

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	ETRADE FINANCIAL CORPORATION ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	2643	498707.67	61560350	02/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	03/05/2026	RESTRICTED STOCK	ISSUER			2643	03/05/2026	COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mary Elizabeth Henderson FIFTH FLOOR, WATERLOO EXCHANGEWATERLOO R DUBLIN L2 04E5W7	Common	12/09/2025	2338	396314.38
Mary Elizabeth Henderson FIFTH FLOOR, WATERLOO EXCHANGEWATERLOO R DUBLIN L2 04E5W7	Common	02/26/2026	5343	1039626.50

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for JAZZ/ETRADE Financial report?

It reports a proposed sale of restricted common stock dated 03/05/2026. The notice ties the securities to compensation and lists recent dispositions by Mary Elizabeth Henderson on 12/09/2025 and 02/26/2026 with reported amounts.

How many shares did Mary Elizabeth Henderson report selling recently?

The filing lists two recent sales: 2,338 shares on 12/09/2025 and 5,343 shares on 02/26/2026. Aggregate dollar amounts shown are $396,314.38 and $1,039,626.50, respectively.

Are the 03/05/2026 shares registered as issuer compensation?

Yes; the filing describes the 03/05/2026 securities as restricted common stock and labels the transaction as compensation. The entry identifies the sale type as issuer and the security class as COMMON.

What exchange and date information appears in the filing?

The filing shows NASDAQ as the exchange and includes the date 02/26/2026 in the header. The proposed sale of restricted shares is dated 03/05/2026 and prior sales list specific transaction dates.