LPL Financial (JBSS) lists 2,272 common shares from RSU vesting

Rhea-AI Filing Summary

LPL Financial submitted a Form 144 notice to sell 2,272 common shares on NASDAQ.

The filing lists two vested restricted stock unit tranches tied to John B. Sanfilippo & Son, Inc. under its 2023 Omnibus Incentive Plan: 1,004 shares vesting on 10/30/2024 and 1,268 shares vesting on 10/29/2025.

Insights

Equity Compensation Specialist

Form 144 lists proposed resale of vested RSUs totaling 2,272 common shares.

The filing identifies two RSU vesting events from John B. Sanfilippo & Son, Inc. under the 2023 Omnibus Incentive Plan: 1,004 shares vested on 10/30/2024 and 1,268 shares vesting on 10/29/2025. The total shown is 2,272 shares associated with common stock on NASDAQ.

Sale timing, offering method, and cash‑flow treatment are not stated in the excerpt; subsequent filings or broker notices would specify execution details and potential market impact.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	LPL Financial 1055 LPL Way Fort Mill SC 29715	2272	156540.80	9207284	03/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/30/2024	Vesting of RSU Equity Grant from John B. Sanfilippo & Son, Inc. as part of their 2023 Onnibus Incentive Plan	John B. Sanfilippo & Son, Inc. as part of their 2023 Omnibus Incertive Plan			1004	10/30/2024	None
Common	10/29/2025	Vesting of RSU Equity Grant from John B. Sanfilippo & Son, Inc. as part of their 2023 Onnibus Incentive Plan	John B. Sanfilippo & Son, Inc. as part of their 2023 Omnibus Incentive Plan			1268	10/29/2025	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does JBSS Form 144 show about shares to be sold?

The filing shows a proposed sale of 2,272 common shares in aggregate. The excerpt lists two RSU tranches of 1,004 and 1,268 shares tied to vesting dates.

Who granted the RSUs referenced in the Form 144 for JBSS?

John B. Sanfilippo & Son, Inc. granted the RSUs under its 2023 Omnibus Incentive Plan. The excerpt links both tranches to that plan and grant.

What are the RSU vesting dates in the JBSS excerpt?

The RSU tranches vest on 10/30/2024 (1,004 shares) and 10/29/2025 (1,268 shares). Those dates are shown next to each tranche in the filing excerpt.

Does the Form 144 excerpt state how the shares will be sold?

No; the excerpt does not specify sale method or execution details. It lists the securities and vesting tranches but not offering mechanics or timing.

Which entity is listed as the filer in the provided excerpt?

The excerpt lists LPL Financial with an address and NASDAQ designation in the securities information header. That filer name appears in the provided lines.