STOCK TITAN

Nuveen Core Equity VP reports no JCE holdings

Nuveen Core Equity Alpha Fund (JCE) filed an initial ownership report identifying Parth Doshi as a reporting person.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Core Equity Alpha Fund (JCE) filed an initial ownership report identifying Parth Doshi as a reporting person. He is not listed as a director, officer, or ten percent owner, but is described in the filing as "VP" in the "other" relationship field.

The Form 3 does not report any equity transactions or holdings for Parth Doshi, and no derivative positions are listed.

Positive

  • None.

Negative

  • None.
Buy transactions reported 0 Transaction summary for Parth Doshi on this Form 3
Sell transactions reported 0 Transaction summary for Parth Doshi on this Form 3
Derivative transactions reported 0 Derivative transaction count in transaction summary

FAQ

What does the Form 3 filed for JCE disclose about Parth Doshi?

The Form 3 for Nuveen Core Equity Alpha Fund (JCE) identifies Parth Doshi as a reporting person, described as "VP" in the other relationship field. He is not marked as a director, officer, or ten percent owner, and no holdings or transactions are reported.

Are any JCE share transactions reported for Parth Doshi on this Form 3?

No. The filing’s transaction summary shows 0 buy and 0 sell transactions, with 0 shares bought or sold and no derivative transactions reported for Parth Doshi.

Does the JCE Form 3 show that Parth Doshi is a ten percent owner?

No. The Form 3 data lists the ten percent owner flag for Parth Doshi as 0, meaning he is not reported as a ten percent owner of Nuveen Core Equity Alpha Fund.

What role is indicated for Parth Doshi in the JCE Form 3?

The reporting person section lists Parth Doshi with the "other" relationship field set to "VP", while the director and officer checkboxes are both set to 0.

Does the JCE Form 3 report any derivative positions for Parth Doshi?

No. The derivativeSummary is empty and the transaction summary shows 0 derivative transactions, indicating no reportable derivative positions for Parth Doshi in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doshi Parth

(Last)(First)(Middle)
NUVEEN INVESTMENTS
333 W. WACKER DRIVE

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
Nuveen Core Equity Alpha Fund [ JCE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
VP
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
doshipoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)