Nuveen Core Equity VP reports no JCE holdings
Nuveen Core Equity Alpha Fund (JCE) filed an initial ownership report identifying Parth Doshi as a reporting person.
Rhea-AI Filing Summary
Nuveen Core Equity Alpha Fund (JCE) filed an initial ownership report identifying Parth Doshi as a reporting person. He is not listed as a director, officer, or ten percent owner, but is described in the filing as "VP" in the "other" relationship field.
The Form 3 does not report any equity transactions or holdings for Parth Doshi, and no derivative positions are listed.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0
Sell transactions reported: 0
Derivative transactions reported: 0
3 metrics
Buy transactions reported
0
Transaction summary for Parth Doshi on this Form 3
Sell transactions reported
0
Transaction summary for Parth Doshi on this Form 3
Derivative transactions reported
0
Derivative transaction count in transaction summary
FAQ
What does the Form 3 filed for JCE disclose about Parth Doshi?
The Form 3 for Nuveen Core Equity Alpha Fund (JCE) identifies Parth Doshi as a reporting person, described as "VP" in the other relationship field. He is not marked as a director, officer, or ten percent owner, and no holdings or transactions are reported.
Does the JCE Form 3 show that Parth Doshi is a ten percent owner?
No. The Form 3 data lists the ten percent owner flag for Parth Doshi as 0, meaning he is not reported as a ten percent owner of Nuveen Core Equity Alpha Fund.
What role is indicated for Parth Doshi in the JCE Form 3?
The reporting person section lists Parth Doshi with the "other" relationship field set to "VP", while the director and officer checkboxes are both set to 0.
Does the JCE Form 3 report any derivative positions for Parth Doshi?
No. The derivativeSummary is empty and the transaction summary shows 0 derivative transactions, indicating no reportable derivative positions for Parth Doshi in this filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.