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Jefferies Financial Group (JEF) CEO discloses 600-share gift in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jefferies Financial Group Inc. insider activity shows the company’s CEO and director reporting a small gift of common stock. On 01/02/2026, the reporting person made a gift of 600 shares of Jefferies common stock, coded as a gift transaction. The shares were transferred to a family trust for which the reporting person is neither a trustee nor a beneficiary.

Following this transaction, the reporting person beneficially owns 13,477,576 shares of common stock directly, along with additional indirect holdings through multiple trusts, LLCs, and a profit sharing plan, including 1,000,000 shares held by the 2025-B Trust and 500,000 shares held by the 2025-D Trust.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HANDLER RICHARD B

(Last) (First) (Middle)
C/O JEFFERIES FINANCIAL GROUP INC.
520 MADISON AVE.

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Jefferies Financial Group Inc. [ JEF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 G(1) 600 D $0 13,477,576 D
Common Stock 128,163 I By Reporting Person's 2024-B LLC
Common Stock 285,753 I By Reporting Person's 2012 Trust
Common Stock 279,504 I By Spouse of Reporting Person's Trust
Common Stock 231,268 I By Reporting Person's 2003 Trust
Common Stock 331,685 I By Reporting Person's 2022 LLC
Common Stock 85,584 I By Reporting Person's 2022-A LLC
Common Stock 120,754 I By Reporting Person's 2023-A LLC
Common Stock 72,503 I By Reporting Person's 2023-B LLC
Common Stock 1,000,000 I By Reporting Person's 2025-B Trust
Common Stock 500,000 I By Reporting Person's 2025-D Trust
Common Stock 129,930 I By Trustee of Profit Sharing Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Gift of shares to family trust, of which the Reporting Person is neither a trustee nor a beneficiary.
Remarks:
/s/ Joanna Jia, by power of attorney 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Jefferies Financial Group (JEF) report in this Form 4?

The filing reports that the CEO and director of Jefferies Financial Group Inc. made a gift of 600 shares of common stock on 01/02/2026, recorded under transaction code G.

Who received the gifted Jefferies (JEF) shares in this insider transaction?

The 600 shares of Jefferies common stock were gifted to a family trust, and the reporting person states they are neither a trustee nor a beneficiary of that trust.

How many Jefferies (JEF) shares does the insider own directly after the reported gift?

After the reported transaction, the insider beneficially owns 13,477,576 shares of Jefferies common stock in direct ownership.

What indirect holdings in Jefferies (JEF) does the reporting person disclose?

The reporting person lists multiple indirect holdings, including 128,163 shares via a 2024-B LLC, 285,753 shares via a 2012 Trust, 279,504 shares via a spouse’s trust, and additional stakes through 2003, 2022, 2022-A, 2023-A, 2023-B LLCs, 2025-B Trust (1,000,000 shares), 2025-D Trust (500,000 shares), and 129,930 shares as trustee of a profit sharing plan.

What is the role of the reporting person at Jefferies Financial Group (JEF)?

The reporting person is both a Director and an Officer of Jefferies Financial Group Inc., holding the title of CEO.

Is this Jefferies (JEF) Form 4 filed by more than one reporting person?

No. The filing indicates that the Form is filed by one reporting person, not jointly with others.

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