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Jefferies Financial Group (NYSE: JEF) chief gifts 81,734 shares, retains 2,008,247

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

On August 7, 2026, Brian P. Friedman, president and director of Jefferies Financial Group Inc., made a bona fide charitable gift of 81,734 shares of common stock to a non-profit organization. Following the gift, he directly held 2,008,247 shares of Jefferies common stock.

He also reported indirect holdings of 1,216,578 shares held by his trusts; 496,780 shares held by a family limited partnership, for which he disclaims beneficial ownership beyond his proportionate pecuniary interest; 1,800 shares in trusts where he is trustee; and 46,810 shares as trustee of a profit sharing plan.

Positive

  • None.

Negative

  • None.
Insider FRIEDMAN BRIAN P
Role President
Type Security Shares Price Value
Gift Common Stock F1 81,734 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock F2 -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 2,008,247 shares (Direct); Common Stock — 1,216,578 shares (Indirect, By Reporting Person's Trusts); Common Stock — 496,780 shares (Indirect, By Family Limited Partnership); Common Stock — 1,800 shares (Indirect, By Trusts of which Reporting Person is Trustee); Common Stock — 46,810 shares (Indirect, By Trustee of Profit Sharing Plan)
Footnotes (2)
  1. F1. Charitable gift of shares to a non-profit organization.
  2. F2. The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.
Shares gifted 81,734 shares Bona fide charitable gift on August 7, 2026
Direct holdings after transaction 2,008,247 shares Direct Jefferies common stock held following reported gift
Indirect holdings by trusts 1,216,578 shares Jefferies shares held indirectly by reporting person’s trusts
Family limited partnership position 496,780 shares Held by family limited partnership; beneficial ownership partially disclaimed
Trustee holdings in other trusts 1,800 shares Indirect holdings as trustee of certain trusts
Profit sharing plan holdings 46,810 shares Indirect holdings as trustee of profit sharing plan
Bona fide gift financial
"Transaction code description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of the portion of shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"in excess of his proportionate pecuniary interest in those shares"
Family Limited Partnership financial
"nature_of_ownership: By Family Limited Partnership"
Profit Sharing Plan financial
"nature_of_ownership: By Trustee of Profit Sharing Plan"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Brian P. Friedman report for JEF on August 7, 2026?

He reported a bona fide charitable gift of 81,734 Jefferies common shares to a non-profit organization. The transaction was coded as a gift (Code G) with a per-share price of $0.00, reflecting that no cash consideration was received.

How many Jefferies (JEF) shares does Brian P. Friedman hold directly after the reported gift?

After the August 7, 2026 gift, he directly holds 2,008,247 shares of Jefferies common stock. This figure represents his remaining direct ownership position, separate from additional indirect holdings reported through trusts, a family limited partnership, and a profit sharing plan.

What indirect JEF shareholdings does Brian P. Friedman report through trusts and partnerships?

He reports 1,216,578 shares held by his trusts, 496,780 shares held by a family limited partnership, 1,800 shares in trusts where he is trustee, and 46,810 shares as trustee of a profit sharing plan, with a disclaimer on full beneficial ownership of the partnership shares.

Was Brian P. Friedman's August 7, 2026 JEF gift made under a Rule 10b5-1 trading plan?

No, the Rule 10b5-1 checkbox is not affirmed as a trading plan for this report. The transaction is characterized instead as a bona fide charitable gift of 81,734 shares to a non-profit organization, rather than a sale under a pre-arranged trading plan.

Does Brian P. Friedman disclaim beneficial ownership of any JEF shares reported?

Yes. For the 496,780 shares held by a family limited partnership, he disclaims beneficial ownership of the portion exceeding his proportionate pecuniary interest. Only his economic interest in those partnership-held shares is treated as beneficially owned for reporting purposes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRIEDMAN BRIAN P

(Last)(First)(Middle)
C/O JEFFERIES
520 MADISON AVE.

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Jefferies Financial Group Inc. [ JEF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026G(1)81,734(1)D$02,008,247D
Common Stock1,216,578IBy Reporting Person's Trusts
Common Stock496,780IBy Family Limited Partnership(2)
Common Stock1,800IBy Trusts of which Reporting Person is Trustee
Common Stock46,810IBy Trustee of Profit Sharing Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Charitable gift of shares to a non-profit organization.
2. The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.
Remarks:
/s/ Joanna Jia, by power of attorney08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)