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Jefferies Financial Group SEC Filings

JEF NYSE

Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Jefferies Financial Group Inc. (NYSE: JEF) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Jefferies uses current reports on Form 8-K to communicate material events, financial results, securities offerings, governance changes and investor communications.

In its 8-K filings, Jefferies reports quarterly and annual financial results for periods ended on dates such as August 31 and November 30. These filings often include press releases that present net revenues, segment performance in Investment Banking, Capital Markets and Asset Management, net earnings attributable to common shareholders, and metrics like book value per common share and adjusted tangible book value per fully diluted share. They may also discuss compensation and non-compensation expense ratios and provide commentary on drivers of segment performance.

Jefferies also uses Form 8-K to disclose securities offerings and capital structure changes. For example, an 8-K dated January 13, 2026 reports the pricing of $1.5 billion aggregate principal amount of 5.500% Senior Notes due 2036, and other filings list multiple series of senior notes registered on the New York Stock Exchange. Additional 8-Ks describe the establishment of non-voting convertible preferred shares through amendments to the certificate of incorporation and related proxy processes.

Another key category of Jefferies filings relates to strategic transactions and alliances. The company has filed 8-Ks describing a contribution and subscription agreement under which a Jefferies subsidiary will acquire a 50% interest in Hildene Holding Company, as well as filings about the expansion of its Global Strategic Alliance with SMBC Group. These documents outline transaction structures, governance arrangements and conditions to closing.

Jefferies also furnishes investor communications such as annual letters to shareholders, investor presentations and investor meeting transcripts via Form 8-K. These materials often include non-GAAP measures and reconciliations, strategic updates and management’s perspective on the operating environment.

On Stock Titan, Jefferies filings are supplemented with AI-powered summaries that explain the main points of each document in plain language. Users can quickly understand what a particular 8-K, 10-K or 10-Q means for Jefferies’ business, capital structure and risk profile, while still having direct access to the full text as filed on EDGAR. The platform also tracks registered securities, including Jefferies’ common stock and listed senior notes, and highlights filings that relate to these instruments.

Rhea-AI Summary

Jefferies Financial Group Inc. is offering Senior Leveraged Barrier Notes due February 27, 2031, linked to the worst-performing of the Dow Jones Industrial Average and the S&P 500 Index. The notes pay no interest and are senior unsecured obligations under Jefferies’ global medium-term notes program.

Each note has a $1,000 stated principal amount110.00% of that index’s gain. If the index is at or above 60% of its initial value, principal is returned. If it finishes below 60%, repayment is reduced one-for-one with the index loss, down to a potential total loss of principal.

The indicative estimated value on the pricing date is approximately $942.50 per note, reflecting structuring, hedging costs and dealer compensation. The notes are not redeemable before maturity, will not be listed on an exchange, and all payments depend on Jefferies’ creditworthiness. U.S. federal income tax treatment is complex and uncertain, and the product is not intended for EEA or UK retail investors.

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Jefferies Financial Group Inc. is issuing senior unsecured autocallable contingent coupon barrier notes due February 27, 2032, linked to the worst-performing of the SPDR S&P Regional Banking ETF (KRE) and the S&P 500 Index (SPX). The notes pay a quarterly contingent coupon of $26.25 per $1,000 note when the worst-performing underlying is at or above 70% of its initial value on the relevant observation date. The notes can be automatically called beginning in 2027 if the worst-performing underlying is at or above 100% of its initial value, returning principal plus any due coupon. If held to maturity and the worst-performing underlying finishes below its 70% threshold, repayment is reduced 1-for-1 with the decline, up to a total loss of principal. The estimated value on the pricing date is approximately $951.70 per note, reflecting structuring and hedging costs, and all payments are subject to Jefferies’ credit risk.

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Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes maturing on February 27, 2032, linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. These senior unsecured notes pay a monthly contingent coupon of $7.50 per $1,000 only if, on each observation date, the worst-performing index is at or above 75% of its initial level.

Beginning in February 2027, the notes are automatically called if on a call observation date the worst-performing index is at or above 100% of its initial level, returning principal plus the applicable coupon. If the notes are not called and at maturity the worst-performing index is at or above 75% of its initial level, investors receive full principal back plus the final coupon if the barrier is met. If the worst-performing index finishes below 75%, repayment is reduced 1-to-1 with the index decline, with up to 100% of principal at risk.

The notes are subject to Jefferies’ credit risk, will not be listed on an exchange, and have an estimated value on the pricing date of approximately $944.70 per $1,000, reflecting issuance, hedging and distribution costs.

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Rhea-AI Summary

Jefferies Financial Group Inc. is offering senior unsecured autocallable contingent coupon barrier notes maturing on February 27, 2032, issued under its Series A global medium-term note program. The notes are linked to the worst-performing of the Russell 2000 Index and the EURO STOXX 50 Index, so all payments depend on the weaker of the two.

Each note has a $1,000 stated principal and may pay a quarterly contingent coupon of $22.50 if, on the relevant observation date, the worst-performing index is at or above its coupon barrier, set at 75% of its initial value. The notes are autocallable quarterly starting in 2027 if the worst-performing index is at or above 100% of its initial value, in which case investors receive principal plus any due coupon and the notes terminate early.

At maturity, if the worst-performing index is at or above its 75% threshold value, investors receive their $1,000 principal per note (plus the final coupon if the barrier is met). If it is below that threshold, repayment is reduced 1-for-1 with the index decline from its initial level, exposing investors to up to a 100% loss of principal. The notes do not pay dividends from the underlying indices and are subject to Jefferies’ credit risk. The preliminary estimated value on the pricing date is approximately $951.50 per note, reflecting issuance, structuring and hedging costs.

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Jefferies Financial Group Inc. is issuing $3,877,000 of senior unsecured notes due February 4, 2032, linked to the worst-performing of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index. Each $1,000 note pays a contingent monthly coupon of $7.92 only when the worst index is at or above its coupon barrier.

The notes are autocallable beginning in 2027 if the worst index is at or above its initial value, returning principal plus any due coupon. If not called, investors receive full principal at maturity only if the worst index is at or above its threshold value; otherwise repayment falls 1-to-1 with the index decline, up to total loss of principal. Jefferies estimates the note value at $950 on the pricing date, with proceeds used for general corporate purposes.

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Jefferies Financial Group Inc. is offering $5,362,000 of senior autocallable barrier notes due February 4, 2030, linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index. Each note has a $1,000 principal amount and an issue price of $1,000.

The notes may be automatically called semi-annually starting February 2027 if the worst index is at or above its initial level, paying back principal plus a call premium reflecting about 14% per year. If not called, investors receive full principal at maturity only if the worst index stays at or above 70% of its initial level; otherwise, repayment is reduced 1‑for‑1 with index declines and up to all principal can be lost.

Jefferies estimates the value at issuance at $971.90 per note, below the $1,000 issue price, reflecting structuring and hedging costs. The notes are unsecured senior obligations, are not listed on any exchange, and involve credit, market, liquidity, valuation and tax risks highlighted in the risk factors.

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Jefferies Financial Group Inc. is issuing market-linked medium-term notes tied to the S&P 500, Russell 2000 and EURO STOXX 50 indices. The total offering is $2,397,000, with each security having a $1,000 face amount and original offering price.

The notes pay a 9.80% per annum contingent coupon, evaluated quarterly. Coupons are paid only if the lowest-performing index on each calculation day closes at or above its threshold level, set at 75% of its starting level. From July 2026 to October 2029, if the lowest-performing index is at or above its starting level on a calculation day, the notes are automatically called at par plus the applicable coupon.

If the notes are not called and, on the January 25, 2030 final calculation day, the lowest-performing index is at or above its threshold, investors receive $1,000 per note at maturity. If it finishes below its threshold, repayment is reduced in proportion to the index decline, with losses greater than 25% and up to 100% of principal possible. The estimated value on the pricing date is $961.30 per security, reflecting issuance, structuring and hedging costs.

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Jefferies Financial Group Inc. is offering $4,504,000 of senior unsecured autocallable barrier notes due February 4, 2030, each with a $1,000 Stated Principal Amount. The notes are linked to the worst-performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index.

The notes can be automatically called semi-annually starting February 1, 2027 if the worst index is at or above its Initial Value, paying $1,120.00 to $1,480.00 per Note including Call Premiums that reflect approximately 12.00% per annum. If not called and the worst index stays at or above 70% of its Initial Value at maturity, investors receive $1,000 per Note.

If the Final Value of the worst index is below 70% of its Initial Value, repayment is reduced 1-to-1 with the index decline, and investors can lose up to 100% of principal. The estimated value on the Pricing Date is $951.40 per Note, the notes are not listed on any exchange, and Jefferies expects $4,413,920 in proceeds before expenses for general corporate purposes.

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Jefferies Financial Group Inc. is offering $11,894,000 of senior unsecured autocallable contingent coupon barrier notes maturing February 4, 2031, linked to the worst-performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index.

The notes pay a quarterly contingent coupon of $21.50 per $1,000 note if the worst index is at or above its coupon barrier, with automatic call beginning about one year after pricing if the worst index is at or above its initial level. At maturity, if the worst index is below its threshold level, investors are exposed 1-to-1 to downside in that index and can lose some or all principal. The estimated value on the pricing date is $973.60 per note, reflecting issuance, structuring and hedging costs, and all payments are subject to Jefferies’ credit risk.

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Jefferies Financial Group Inc. is offering $4,726,000 of Senior Autocallable Contingent Coupon Barrier Notes due February 4, 2031. These unsecured notes pay a quarterly contingent coupon of $17.75 per $1,000 note only if the worst of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index stays at or above its coupon barrier, set at 70% of its initial level. The notes can be automatically called quarterly starting in 2027 if the worst-performing index is at or above 100% of its initial level, returning principal plus any due coupon. At maturity, if the worst index is below 55% of its initial level, repayment is reduced 1-for-1 with the decline, up to total loss of principal. The notes are part of Jefferies’ Series A medium-term notes program, carry Jefferies’ senior unsecured credit risk, and were priced at $1,000 with an estimated value of $952.20 per note. Underwriting discounts of 2.00% result in proceeds to Jefferies of $4,631,480 before expenses.

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FAQ

How many Jefferies Financial Group (JEF) SEC filings are available on StockTitan?

StockTitan tracks 525 SEC filings for Jefferies Financial Group (JEF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Jefferies Financial Group (JEF)?

The most recent SEC filing for Jefferies Financial Group (JEF) was filed on February 4, 2026.