Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.
Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 1, 2032 with an Aggregate Principal Amount of $5,238,000. The notes pay contingent monthly coupons of $7.50 if the worst-performing index meets its coupon barrier on monthly observation dates, are autocallable beginning ~six months after pricing, and repay principal at maturity only if the worst-performing underlying is at or above its Threshold Value on the Valuation Date; otherwise holders are exposed 1-for-1 to declines in that worst-performing index. The Issue Price is 100% of stated principal ($1,000 per note) and Jefferies estimates the value on the Pricing Date at $947.10 per note. All payments are subject to Jefferies credit risk.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 1, 2032 linked to the worst-performing of the Russell 2000® and the EURO STOXX 50®. The initial Aggregate Principal Amount is $3,378,000 with an Issue Price of $1,000 per Note and a stated principal of $1,000 per Note. The Notes pay a quarterly contingent coupon of $25.50 when the worst-performing underlying is at or above its coupon barrier on each Coupon Observation Date, are autocallable on quarterly Call Observation Dates, and repay principal at maturity only if the worst-performing underlying is at or above its threshold; otherwise holders have 1-to-1 downside exposure to that underlying. All payments are subject to Jefferies' credit risk.
Jefferies Financial Group Inc. is offering an aggregate principal amount of $420,000 of Senior Autocallable Barrier Notes due May 29, 2031, linked to the worst-performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®. Each Note has a stated principal amount of $1,000 and an issue price of 100%. The Notes are autocallable on specified semi-annual Call Observation Dates and, if not called, pay at maturity either the Stated Principal Amount or an amount tied 1-for-1 to declines in the Worst-Performing Underlying below its 70% Threshold Value. All payments are subject to Jefferies’ credit risk.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Buffered Notes due May 29, 2031 linked to the worst-performing of the S&P 500® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). The aggregate principal amount is $604,000 issued at $1,000 per note. The notes pay a contingent quarterly coupon of $20.63 when the worst-performing underlying is at or above its coupon barrier on observation dates and are autocallable beginning approximately one year after issuance. At maturity, if the worst-performing underlying is at or above its threshold value you receive the stated principal; if below, you incur 1-to-1 downside from the threshold (up to 85% of principal at risk). All payments are subject to Jefferies’ credit risk. The estimated value on the pricing date was $944.00 per note and proceeds are for general corporate purposes.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 1, 2032, linked to the worst-performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50. The offering totals $11,059,000 at an issue price of $1,000 per Note with an estimated value on the pricing date of $947.60 per Note. Notes pay monthly contingent coupons of $9.58 if the worst-performing underlying is at or above a 75% coupon barrier on observation dates, are callable beginning ~six months after issuance, and expose holders to 1-to-1 downside at maturity if the worst-performing underlying is below its 75% threshold. All payments are subject to Jefferies' credit risk. Proceeds are for general corporate purposes.
Jefferies Financial Group Inc. priced a primary offering of Senior Autocallable Contingent Coupon Barrier Notes with an Aggregate Principal Amount of $727,000. The notes have a Stated Principal Amount of $1,000 per note, an Issue Price equal to 100% of principal and an estimated value on the Pricing Date of $940.00 per note. The notes pay quarterly contingent coupons of $27.13 when the Worst-Performing Underlying equals or exceeds defined barriers, are autocallable on quarterly call observation dates beginning approximately six months after pricing, and mature on June 1, 2032. The underlyings are the worst-performing of the State Street SPDR S&P Regional Banking ETF (KRE) and the S&P 500 Index (SPX). The Aggregate Principal Amount and the proceeds treatment are stated as proceeds to the issuer for general corporate purposes.
Jefferies Financial Group Inc. priced senior autocallable contingent coupon barrier notes offering an Aggregate Principal Amount of $1,823,000. The Notes have a $1,000 Stated Principal Amount and Issue Price of $1,000 per Note, mature on June 1, 2032, and pay a monthly contingent coupon of $8.33 when the Worst-Performing Underlying meets its coupon barrier. Payments depend on the Worst-Performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® and are subject to Jefferies’ credit risk. The estimated value on the Pricing Date was $941.40 per Note and proceeds are for general corporate purposes.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 2, 2028 linked to the worst-performing of the IHI ETF and the S&P 500. Each Note has a $1,000 stated principal amount, a contingent monthly coupon of $7.50 per Note, and an estimated value on the pricing date of approximately $985.90. The Notes are senior unsecured obligations of Jefferies and expose holders to issuer credit risk, 1-to-1 downside in the worst-performing underlying below the threshold, potential automatic early call if call conditions are met, and no dividend entitlement for ETF shares.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 8, 2029 linked to the worst-performing of the EFA (iShares MSCI EAFE ETF), RTY (Russell 2000 Index) and SPX (S&P 500 Index). Each Note has a $1,000 stated principal amount and an issue price of 100%. The Notes pay a contingent quarterly coupon of $30.63 when the worst-performing underlying is at or above a coupon barrier (75% of its initial value) on a coupon observation date. The Notes are autocallable on quarterly call observation dates if the worst-performing underlying is at or above its initial value; called Notes pay principal plus any contingent coupon then due. At maturity, if the worst-performing underlying is below its threshold (70% of initial value), holders suffer 1:1 downside exposure and may lose up to the entire principal. Estimated initial value is approximately $984.40 per Note. All payments are subject to Jefferies' credit risk; proceeds are for general corporate purposes.
Jefferies Financial Group Inc. prices a primary offering of Senior Autocallable Buffered Leveraged Notes with an Aggregate Principal Amount of $1,185,000 and a Stated Principal Amount of $1,000 per Note. The Notes mature on May 28, 2031 and are linked to the worst-performing share among GOOGL, MSFT and TSLA. The Notes pay no interest, carry a 200.00% Participation Rate on upside at maturity if the worst-performing underlying appreciated, and feature an autocall on observation if each underlying meets or exceeds its Call Value on the Call Observation Date of August 24, 2026, in which case holders receive a Call Payment of $1,115.00 per Note. If the worst-performing underlying falls below its Threshold Value (60% of Initial Value), losses accrue at approximately 1.66667% of principal per 1% decline below the Threshold, so investors may lose up to 100% of principal. All payments are unsecured and subject to Jefferies’ credit risk. The estimated value on the Pricing Date was $989.90 per Note.