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  4. [Form 3] James Hardie Industries plc Initial Statement of Beneficial Ownership

James Hardie (JHX) director Hendrickson discloses options and trust-held shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

James Hardie Industries plc director Gary E. Hendrickson filed an initial ownership report showing existing share and option positions. He holds an employee stock option over 1,156,647 ordinary shares with an exercise price of $11.23 per share, expiring on June 16, 2030, which became exercisable on July 1, 2025 when the options were assumed in connection with the acquisition of The AZEK Company Inc.

The filing also shows direct ownership of 23,075 ordinary shares, plus indirect holdings through family trusts. One trust, for which Hendrickson’s spouse is trustee and has delegated investment control to him, holds 284,147 ordinary shares. A separate trust for which Hendrickson serves as trustee holds 105,000 ordinary shares.

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Insider Hendrickson Gary E
Role Director
Type Security Shares Price Value
holding Employee Stock Option (Right to Buy) -- -- --
holding Ordinary shares -- -- --
holding Ordinary shares -- -- --
holding Ordinary shares -- -- --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 1,156,647 shares (Direct); Ordinary shares — 389,147 shares (Indirect, By Trust); Ordinary shares — 23,075 shares (Direct)
Footnotes (3)
  1. F1. Represents ordinary shares held by The Hendrickson Family Trust, for which the Reporting Person's spouse serves as trustee and for which the Reporting Person's spouse has delegated investment control and management to the Director
  2. F2. Represents ordinary shares held by the Gary E. Hendrickson Trust, for which the Reporting Person serves as trustee
  3. F3. The options were exercisable as of July 1, 2025, when they were assumed by the issuer in connection with its acquisition of The AZEK Company Inc.

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FAQ

What does Gary Hendrickson’s Form 3 show for James Hardie (JHX)?
The Form 3 shows Gary E. Hendrickson’s existing ownership in James Hardie. It lists stock options, directly held shares, and shares held through family trusts, establishing his baseline stake as a company director.

How many James Hardie shares are covered by Gary Hendrickson’s stock options?
Hendrickson holds employee stock options over 1,156,647 James Hardie ordinary shares. These options have an exercise price of $11.23 per share and expire on June 16, 2030, giving him significant potential equity exposure.

When did Gary Hendrickson’s James Hardie options become exercisable?
The options became exercisable on July 1, 2025. They were assumed by James Hardie in connection with its acquisition of The AZEK Company Inc., so exercisability dates back to that assumption event.

What direct shareholdings does Gary Hendrickson have in James Hardie (JHX)?
Hendrickson directly owns 23,075 James Hardie ordinary shares. This direct position is separate from his option-based exposure and his additional indirect holdings through family trusts disclosed in the same filing.

How many James Hardie shares are held for Gary Hendrickson through trusts?
One family trust, where Hendrickson’s spouse is trustee and has delegated investment control to him, holds 284,147 shares. Another trust, for which Hendrickson serves as trustee, holds 105,000 shares, reflecting substantial indirect ownership.

What is the significance of the AZEK acquisition in this Form 3 for JHX?
The filing notes Hendrickson’s options were assumed by James Hardie when it acquired The AZEK Company Inc. This explains why his options over 1,156,647 ordinary shares exist under James Hardie’s equity structure.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hendrickson Gary E
(Last) (First) (Middle)
303 E. WACKER DR.
STE. 2500
(Street)
CHICAGO IL 60601
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026 		3. Issuer Name and Ticker or Trading Symbol
James Hardie Industries plc [ JHX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares 284,147 I By Trust(1)
Ordinary shares 105,000 I By Trust(2)
Ordinary shares 23,075 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (3) 06/16/2030 Ordinary shares 1,156,647 $11.23 D
Explanation of Responses:
1. Represents ordinary shares held by The Hendrickson Family Trust, for which the Reporting Person's spouse serves as trustee and for which the Reporting Person's spouse has delegated investment control and management to the Director
2. Represents ordinary shares held by the Gary E. Hendrickson Trust, for which the Reporting Person serves as trustee
3. The options were exercisable as of July 1, 2025, when they were assumed by the issuer in connection with its acquisition of The AZEK Company Inc.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Aoife Rockett, as attorney-in-fact for Gary Hendrickson 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR