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Nuveen Multi-Market Income (JMM) names Joseph Castro as EVP insider

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Multi-Market Income Fund filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer of the fund but does not report any share purchases, sales, or other transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
C/O NUVEEN INVESTMENTS
333 W. WACKER DRIVE

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Multi-Market Income Fund [ JMM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Joseph Castro’s Form 3 filing mean for Nuveen Multi-Market Income Fund (JMM)?

The Form 3 filing identifies Joseph Castro as an officer of Nuveen Multi-Market Income Fund. It establishes his status as EVP, Chief Risk & Compliance, but reports no share purchases, sales, or other transactions, making it primarily an administrative disclosure of insider status.

Did Joseph Castro buy or sell JMM shares in this Form 3 filing?

No transactions are reported in this Form 3 for Joseph Castro. The filing shows zero buys, zero sells, and no other transactions, indicating it only serves as an initial statement of insider status rather than documenting any trading activity in JMM shares.

What is Joseph Castro’s role at Nuveen Multi-Market Income Fund (JMM)?

Joseph Castro is listed as an officer of Nuveen Multi-Market Income Fund, holding the title EVP, Chief Risk & Compliance. This role is disclosed in the Form 3 filing, which formally records his insider position with the fund for regulatory reporting purposes.

Does this JMM Form 3 filing indicate any change in insider ownership?

The Form 3 does not indicate any change in ownership because it reports no transactions. It functions as an initial insider ownership statement for Joseph Castro, confirming his officer status without detailing share amounts or recent trading in Nuveen Multi-Market Income Fund.

Why is a Form 3 filed for Nuveen Multi-Market Income Fund (JMM)?

A Form 3 is filed to register an individual as an insider subject to reporting rules. For JMM, this filing records Joseph Castro’s position as EVP, Chief Risk & Compliance, establishing disclosure obligations even though no specific share transactions are reported in this document.
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