Japan Smaller Capitalization Fund director files Form 3 with no holdings

Japan Smaller Capitalization Fund Inc. (JOF) reported an initial ownership filing for a director as of 11/13/2025.

Rhea-AI Filing Summary

Japan Smaller Capitalization Fund Inc. (JOF) reported an initial ownership filing for a director as of 11/13/2025. The Form 3 indicates that the reporting person serves as a director of the fund and has filed individually, not as part of a group. The filing states in the explanation of responses that no securities are beneficially owned, meaning the director reports no direct or indirect holdings of JOF shares or derivative securities at this time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the JOF Form 3 filed on 11/13/2025 report?

It reports the initial ownership status of a director of Japan Smaller Capitalization Fund Inc. (JOF) as of 11/13/2025.

How is the reporting person related to Japan Smaller Capitalization Fund Inc. (JOF)?

The reporting person is identified as a director of Japan Smaller Capitalization Fund Inc. (JOF).

Does the director report owning any JOF shares on this Form 3?

No. The explanation of responses states that no securities are beneficially owned by the reporting person.

Are any derivative securities of JOF reported on this Form 3?

No. The Form 3 indicates no derivative securities are beneficially owned by the reporting person.

Is this Form 3 for a single reporting person or a group?

The filing box indicates it is a Form filed by one reporting person, not by a group.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/01/2025 - 04:30 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Jones Tina

(Last) (First) (Middle)

C/O JAPAN SMALLER CAPITALIZATION FUND

309 WEST 49TH STREET

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/13/2025

3. Issuer Name and Ticker or Trading Symbol
JAPAN SMALLER CAPITALIZATION FUND INC [ JOF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Tina Jones	12/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.