Every Form 4 that JAPAN SMALLER CAPITALIZATION FUND (JOF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow JOF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full JOF filings page.
Japan Smaller Capitalization Fund Inc (JOF) reported that Saba Capital Management, L.P., a 10% owner, made two indirect purchases of Common Stock: 16,222 shares on October 16, 2026, and 30,000 shares on October 19, 2026, each at $11.9400 per share. Together, the purchases were 46,222 shares. No Rule 10b5-1 plan was reported.
Japan Smaller Capitalization Fund Inc's ten-percent owner, Saba Capital Management, L.P., reported an indirect purchase of 13,133 common shares on October 14, 2026, at $12.33 per share. Its reported post-transaction position was 2,696,154 shares, held indirectly. No Rule 10b5-1 plan is reported.
Japan Smaller Capitalization Fund Inc. director Tina Jones reported buying common stock of the fund. On 12/22/2025, she purchased 950 shares of common stock at a price of $10.8003 per share in a transaction coded “P,” indicating a purchase. Following this transaction, she beneficially owns 950 shares, held in direct ownership. The filing covers activity by one reporting person and does not show any derivative securities transactions.