Insider files to sell 78,000 shares at Apex Clearing (JOUT)

Rhea-AI Filing Summary

John M. Fahey, Jr. submitted a Rule 144 notice to sell 78,000 shares of Class A Common Stock of Apex Clearing. The filing lists shares outstanding 9,246,844 as of 03/02/2026 and records a prior sale of 1,240 shares on 12/19/2025 for $54,888.00.

Insights

Corporate Governance Expert

Routine Rule 144 resale notice by an insider; not necessarily market-moving.

The filing shows a proposed resale under Rule 144 of 78,000 shares by John M. Fahey, Jr., with shares outstanding listed as 9,246,844 as of 03/02/2026. Prior sales of 1,240 shares on 12/19/2025 are disclosed, including proceeds of $54,888.00.

Execution depends on seller decisions and compliance with Rule 144 conditions; timing and method of sale are not stated in the excerpt. Subsequent filings or broker reports would show whether and when these shares trade.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Apex Clearing 350 N. St. Paul St. Suite 300 Dallas TX 75201	1588	78000.00	9246844	03/02/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/02/2026	Receipt of Restricted Stock Award	Issuer			1588	03/02/2023	N/A - Stock Award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John M. Fahey, Jr. 77 Pound Ridge Rd. BEDFORD NY 10506	Class A Common Stock	12/19/2025	1240	54888.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does John M. Fahey Jr.'s Form 144 for JOUT disclose?

It discloses a proposed resale of 78,000 shares of Class A common stock and lists 9,246,844 shares outstanding as of 03/02/2026. The filing also notes a prior sale of 1,240 shares on 12/19/2025 for $54,888.00.

How many shares did the insider sell recently according to the filing?

The filing records a sale of 1,240 shares on 12/19/2025 with proceeds of $54,888.00. It separately lists a proposed resale notice for 78,000 shares under Rule 144.

What outstanding share count is shown in the Form 144 for JOUT?

The filing lists shares outstanding 9,246,844 as of 03/02/2026. That figure is presented in the filing excerpt as the outstanding share count on that date and is tied to the disclosed resale notice.

Does the Form 144 state how or when the 78,000 shares will be sold?

No; the excerpt provides the proposed resale quantity of 78,000 shares but does not specify timing or sale methods. Execution details and timing are not included in the provided content.

Who is the issuer named in the Form 144 filing?

The issuer named is Apex Clearing, with an address listed as 350 N. St. Paul St., Suite 300, Dallas, TX 75201. The securities are listed on the Nasdaq Stock Market.