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[25-NSE] Nuveen Preferred Securities & Income Opportunities Fund SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE
Rhea-AI Filing Summary

New York Stock Exchange filed a Form 25 to remove the class of securities of Nuveen Preferred Securities & Income Opportunities Fund (JPI) from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934. The form cites compliance with the Exchange's rules and the federal withdrawal procedures; it includes the standard statement that the Exchange believes it meets the requirements to file Form 25. The filing does not include details on which specific rule provision was selected, any effective date for the removal, or whether the withdrawal is voluntary or initiated by the Exchange.

Positive
  • Exchange certified procedural compliance in filing Form 25
  • Issuer compliance language for voluntary withdrawal is included
Negative
  • Form 25 notifies removal of JPI from NYSE listing/registration
  • No effective date or reason disclosed, leaving timing and market impact unclear

Insights

NYSE submitted Form 25 to remove JPI from listing; timing and reason are not disclosed.

The filing formally notifies the Securities and Exchange Commission that the New York Stock Exchange is taking steps to strike the class of securities of Nuveen Preferred Securities & Income Opportunities Fund (JPI) from listing and/or registration under Section 12(b). The document affirms procedural compliance by the Exchange and includes the issuer-compliance checkbox language for voluntary withdrawals.

The filing does not state an effective date, specify which 17 CFR 240.12d2-2 provision was checked, or indicate whether trading will cease on a particular . Investors should note the procedural notice itself is material; the concrete market effects (trading venue, liquidity, or timing) are not disclosed in this filing.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-35583
Issuer: Nuveen Preferred Securities & Income Opportunities Fund
Exchange: NEW YORK STOCK EXCHANGE LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 333 West Wacker Drive
Chicago ILLINOIS 60606
Telephone number:
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Common Shares
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-09-22 By Tyler Mastronardi Analyst, Market Watch
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 25 filing mean for Nuveen Preferred Securities & Income Opportunities Fund (JPI)?

The filing notifies the SEC that the NYSE has initiated removal of the class of securities from listing and/or registration; the document does not state an effective date or further details.

Does the filing state whether the delisting is voluntary or involuntary for JPI?

The filing includes standard language for both Exchange compliance and issuer voluntary-withdrawal compliance, but it does not explicitly state which option applies.

Is a trading halt or cessation date provided in the Form 25 for JPI?

No. The filing does not provide an effective date or any trading-halt or cessation information.

Who filed the Form 25 for JPI and what authority is cited?

The New York Stock Exchange LLC filed the Form 25 under Section 12(b) of the Securities Exchange Act of 1934 and references provisions of 17 CFR 240.12d2-2.

Where can investors find more details about the delisting of JPI?

The Form 25 itself contains only the removal notice; investors should look for subsequent SEC filings or Exchange notices for the effective date and detailed rationale.
Nuveen Preferred Sec & Income Opp

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