STOCK TITAN

First Trust group (NYSE: JRI) discloses 5% beneficial stake in Nuveen fund

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly report beneficial ownership of common shares of Nuveen Real Asset Income and Growth Fund. They report 1,810,360 shares beneficially owned, representing 5.00% of the fund’s common stock as of 06/30/2026.

The group reports no sole voting or dispositive power. They have shared voting power over 95,004 shares and shared dispositive power over 1,810,360 shares, largely through unit investment trusts sponsored by First Trust Portfolios L.P. The trustee votes those UIT shares, generally in line with other shareholders. The reporting persons state that each of them disclaims beneficial ownership of the reported shares.

Positive

  • None.

Negative

  • None.
Beneficial ownership 1,810,360 shares Common shares of Nuveen Real Asset Income and Growth Fund reported by First Trust group
Percent of class 5.00% Portion of Nuveen Real Asset Income and Growth Fund common stock beneficially owned
Shared voting power 95,004 shares Shares over which the reporting persons share voting power
Shared dispositive power 1,810,360 shares Shares over which the reporting persons share dispositive power
CUSIP 67074Y105 CUSIP for Nuveen Real Asset Income and Growth Fund common shares
As-of date 06/30/2026 Date tied to the reported ownership levels
beneficially owned financial
"Amount beneficially owned: 1,810,360"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
shared dispositive power financial
"Shared Dispositive Power 1,810,360.00"
shared voting power financial
"Shared Voting Power 95,004.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
unit investment trusts financial
"acts as sponsor of certain unit investment trusts which hold shares"
A unit investment trust (UIT) is a pooled investment that sells investors fixed “units” representing a pre-selected, unchanging bundle of stocks, bonds or other securities held for a set period. Think of it like buying a pre-packed grocery basket that won’t be rearranged — you know exactly what you own and roughly when it will end. UITs matter to investors because they offer predictable holdings and income patterns, lower active management, and clear tax and fee implications compared with regularly traded funds.
Rule 13d-1(k)(1) regulatory
"jointly filed by ... pursuant to Rule 13d-1(k)(1)"
Rule 12d1-4 regulatory
"Subject to the requirements of Rule 12d1-4 under the Investment Company Act"

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FAQ

What percentage of Nuveen Real Asset Income and Growth Fund (JRI) is held by the First Trust group?

The First Trust entities report beneficial ownership of 5.00% of Nuveen Real Asset Income and Growth Fund’s common shares, representing 1,810,360 shares as disclosed in the Schedule 13G filing.

How many JRI shares do the First Trust entities beneficially own according to this Schedule 13G?

They report beneficial ownership of 1,810,360 common shares of Nuveen Real Asset Income and Growth Fund (JRI). This position equals 5.00% of the outstanding class as of 06/30/2026.

What voting power do the First Trust entities have over JRI shares?

They report no sole voting power and shared voting power over 95,004 JRI shares. Voting for unit investment trust holdings is exercised by the trustee, generally mirroring outside shareholders’ voting patterns.

What dispositive power over JRI shares is reported by First Trust Portfolios and affiliates?

The group reports no sole dispositive power and shared dispositive power over 1,810,360 JRI shares. These shares are mainly held in unit investment trusts and other advisory accounts overseen by First Trust affiliates.

Do the First Trust entities claim full beneficial ownership of their reported JRI position?

No. Each of First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation disclaims beneficial ownership of the Nuveen Real Asset Income and Growth Fund shares identified in the Schedule 13G.

How are JRI shares held through unit investment trusts treated in this filing for JRI?

Unit investment trusts sponsored by First Trust Portfolios L.P. hold JRI shares included in the 1,810,360 total. The trustee votes these shares, and no single UIT holds more than 3% of any registered investment company’s shares.





67074Y105

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



First Trust Portfolios L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/27/2026
First Trust Advisors L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/27/2026
The Charger Corporation
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer and Treasurer
Date:07/27/2026
Exhibit Information

Please see Exhibit 99.1 for Joint Filing Agreement