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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 30, 2026
JASPER THERAPEUTICS, INC.
(Exact Name of Registrant as Specified in its Charter)
| Delaware |
|
001-39138 |
|
84-2984849 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
2200 Bridge Pkwy Suite #102
Redwood City, California 94065
(Address of Principal Executive Offices) (Zip Code)
(650) 549-1400
Registrant’s telephone number, including area
code
N/A
(Former Name, or Former Address, if Changed Since
Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Exchange Act:
| (Title
of each class) |
|
(Trading
Symbol) |
|
(Name
of exchange on which registered) |
| Voting
Common Stock, par value $0.0001 per share |
|
JSPR |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07. Submission of Matters to a Vote of Security Holders.
On
September 30, 2026, Jasper Therapeutics, Inc. (the “Company”) held a special meeting of stockholders (the “Special
Meeting”). At the Special Meeting, a total of 21,747,865 shares of the Company’s voting common stock, $0.0001 par value per
share (the “Common Stock”), or approximately 65.36% of the 33,274,561 shares of the Common Stock issued and outstanding as
of August 10, 2026, the record date for the Special Meeting, were represented virtually or by proxy.
At
the Special Meeting, the Company’s stockholders considered three proposals, each of which is described in more detail in the Company’s
definitive proxy statement filed with the Securities and Exchange Commission on September 4, 2026.
Set
forth below is a brief description of each proposal voted upon at the Special Meeting and the voting results with respect to each
proposal. Each proposal was approved at the Special Meeting.
Proposal
No. 1: To approve an amendment to the Company’s Second Amended and Restated Certificate of Incorporation, as amended (the
“Certificate of Incorporation”), to effect, in the sole discretion of the Company’s Board of Directors (the “Board”)
at any time on or before December 31, 2026, a reverse stock split of the Common Stock, at a ratio to be determined by the Board within
a range of 1-for-15 to 1-for-35 (or any number in between), without reducing the authorized number of shares of Common Stock, and without
further approval or authorization of the Company’s stockholders (the “Reverse Stock Split Proposal”).
| Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
| 21,088,353 |
|
567,692 |
|
91,820 |
|
– |
Proposal
No. 2: To approve an amendment to the Certificate of Incorporation to increase the total number of authorized shares of Common Stock
from 490,000,000 shares to 675,000,000 shares, to be effected in the sole discretion of the Board (the “Authorized Share Increase
Proposal”).
| Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
| 20,722,644 |
|
903,655 |
|
121,566 |
|
– |
Proposal
No. 3: To approve the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there were not sufficient
votes in favor of the Reverse Stock Split Proposal or the Authorized Share Increase Proposal (the “Adjournment Proposal”).
| Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
| 20,938,915 |
|
528,123 |
|
280,827 |
|
– |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
JASPER THERAPEUTICS, INC. |
| |
|
| Date: October 5, 2026 |
By: |
/s/
Herb Cross |
| |
|
Name: |
Herb Cross |
| |
|
Title: |
Chief Financial Officer |