Jupiter Neurosciences (JUNS) CAO converts RSAs and RSUs into common stock
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
JUPITER NEUROSCIENCES, INC. Chief Administrative Officer Alexander Gustaf Erik Rosen exercised equity awards into common stock. On 2 June 2025, he converted 96,608 Restricted Stock Awards and 164,554 Restricted Stock Units, each on a one-for-one basis into common shares at a $0.0000 exercise price, following the expiration of the IPO lock-up period.
Positive
- None.
Negative
- None.
Insider Trade Summary
261,162 shares exercised/converted
Mixed
4 txns
Insider
Rosen Alexander Gustaf Erik
Role
Chief Administrative Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 164,554 | $0.00 | -- |
| Exercise | Restricted Stock Award | 96,608 | $0.00 | -- |
| Exercise | Common Stock | 164,553 | -- | -- |
| Exercise | Common Stock | 96,608 | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Restricted Stock Award — 0 shares (Direct);
Common Stock — 520,803 shares (Direct)
Footnotes (1)
- These securities convert into common stock on a one-for-one basis. These awards vested on the expiration of the lock-up period for the Issuer's initial public offering.
Key Figures
Restricted Stock Awards exercised: 96,608 shares
Restricted Stock Units exercised: 164,554 units
Total derivative exercises: 261,162 shares
+3 more
6 metrics
Restricted Stock Awards exercised
96,608 shares
Restricted Stock Awards converted into common stock on June 2, 2025
Restricted Stock Units exercised
164,554 units
Restricted Stock Units converted into common stock on June 2, 2025
Total derivative exercises
261,162 shares
ExerciseShares reported in transaction summary for code M transactions
RSA exercise price
$0.0000 per share
Exercise or conversion price for Restricted Stock Award entry
RSA expiration date
July 21, 2032
Expiration date for the Restricted Stock Award derivative security
RSU expiration date
December 17, 2033
Expiration date for the Restricted Stock Units derivative security
Key Terms
Restricted Stock Units, Restricted Stock Award, derivative security, lock-up period, +1 more
5 terms
Restricted Stock Units financial
"The security title includes Restricted Stock Units as a derivative award."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Restricted Stock Award financial
"One derivative entry lists the security title as Restricted Stock Award."
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
derivative security financial
"Transaction code M is described as Exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
lock-up period financial
"Awards vested on the expiration of the lock-up period for the IPO."
A lock-up period is a fixed time after a stock offering during which company insiders and early investors are legally barred from selling their shares. It matters because when that restriction expires a large block of previously locked-up shares can enter the market at once, potentially lowering the stock price or spiking trading volume—like opening a floodgate—so investors monitor these dates to anticipate price moves and manage risk.
initial public offering financial
"The awards vested on expiration of the lock-up period for the Issuer's initial public offering."
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
FAQ
What did JUNS executive Alexander Rosen report in this Form 4?
Alexander Rosen reported exercising equity awards into common stock, converting 96,608 Restricted Stock Awards and 164,554 Restricted Stock Units on June 2, 2025, each on a one-for-one basis into Jupiter Neurosciences common shares.
What types of equity awards did JUNS use for Alexander Rosen?
Alexander Rosen held Restricted Stock Awards and Restricted Stock Units. On June 2, 2025 these awards vested and converted into Jupiter Neurosciences common stock, with the awards originally tied to the company’s initial public offering lock-up period.
Why did Alexander Rosen’s JUNS awards vest on June 2, 2025?
A footnote states the awards vested upon expiration of the lock-up period for Jupiter Neurosciences’ initial public offering, triggering the conversion of the Restricted Stock Awards and Restricted Stock Units into common shares on that date.