Jackson Financial Inc SEC Filings

Jackson Financial Inc. (JXN) Form 4 filing dated 06/30/2025 discloses that President & CEO Scott Romine received dividend-equivalent restricted share units (RSUs) on 06/26/2025.

• Three separate RSU entries credited: 51.04, 78.63 and 82.21 units, totaling 211.88 shares.
• No cash consideration (price listed as $0.00); transaction code “A” signifies an acquisition.
• Following these credits, Romine’s direct beneficial ownership rises to 77,030.17 common shares.
• No derivative securities activity, sales, or option exercises were reported.

The filing reflects routine quarterly dividend-equivalent adjustments rather than an active open-market purchase or sale. The additional shares represent less than 0.3% of Romine’s existing stake and are not expected to materially affect insider-ownership dynamics or market sentiment.

Form 4 overview: On 06/30/2025, UFP Industries (UFPI) Chief Financial Officer Michael R. Cole reported the acquisition of 14 phantom stock units at an implied price of $99.36 apiece through the company’s Deferred Compensation Plan. Each unit converts into one share of UFPI common stock upon the executive’s death, disability, or retirement.

After this transaction, Cole’s total beneficial ownership rises to 31,617 share-equivalents, all held directly. No open-market purchases or sales of common shares were disclosed, and there was no change in derivative positions other than the incremental award.

Given the transaction’s small dollar value (≈ $1.4 thousand) and its deferred settlement terms, the filing is regarded as routine and non-material for near-term valuation. Nonetheless, ongoing insider accumulation can be interpreted as continued management alignment with shareholder interests over the long run.

PlayAGS, Inc. ("AGS") has filed Post-Effective Amendment No. 1 to three prior Form S-8 registration statements in order to deregister all shares that remain unsold or unissued under its equity-compensation plans. The action follows the closing of the June 30, 2025 merger in which Bingo Merger Sub, Inc. merged with and into AGS, making the company a wholly owned subsidiary of Bingo Holdings I, LLC, an affiliate of Brightstar Capital Partners. The affected S-8 filings had originally registered 3,500,000 shares (2018), 3,000,000 shares (2020) and 5,000,000 shares (2022), respectively, for a cumulative 11,500,000 shares tied to the Omnibus Incentive Plan and predecessor plan. Because the public company no longer exists as an independent issuer, AGS has terminated all related offerings and formally removed the unsold shares from registration, thereby ending the effectiveness of the three S-8 statements.

PlayAGS, Inc. ("AGS") has filed Post-Effective Amendment No. 1 to three prior Form S-8 registration statements in order to deregister all shares that remain unsold or unissued under its equity-compensation plans. The action follows the closing of the June 30, 2025 merger in which Bingo Merger Sub, Inc. merged with and into AGS, making the company a wholly owned subsidiary of Bingo Holdings I, LLC, an affiliate of Brightstar Capital Partners. The affected S-8 filings had originally registered 3,500,000 shares (2018), 3,000,000 shares (2020) and 5,000,000 shares (2022), respectively, for a cumulative 11,500,000 shares tied to the Omnibus Incentive Plan and predecessor plan. Because the public company no longer exists as an independent issuer, AGS has terminated all related offerings and formally removed the unsold shares from registration, thereby ending the effectiveness of the three S-8 statements.

Schedule 13G highlights: Interactive Communications International, Inc. ("InComm"), HI Technology Corp ("HIT") and Merrill Brooks Smith have jointly disclosed a passive ownership position in Giftify, Inc. common stock.

• Shares owned: 2,595,370.
• Ownership percentage: 8.7 % of Giftify’s 29,684,336 outstanding shares (per the issuer’s SEC filings dated May 13 and June 5 2025).
• Voting & dispositive power: All three reporting persons share voting and dispositive power over the entire block; none holds sole power.
• Control structure: HIT owns and controls InComm; Smith is CEO and majority shareholder of HIT. Both HIT and Smith disclaim beneficial ownership despite shared power.
• Filing status: Filed on June 30 2025 for an event on December 29 2023, under Rule 13d-1(c) (passive investors).

The filing signals that a corporate group led by Smith has accumulated a sizeable, but non-controlling, stake. As a Schedule 13G (rather than 13D), the investors attest they are not pursuing control or activism. Nevertheless, an 8.7 % holding can influence corporate actions that require shareholder approval and may attract market attention to Giftify’s register.

Form 144 filed for Hagerty, Inc. (HGTY) discloses that Robert I. Kauffman/Aldel LLC intends to sell up to 4,600 common shares around 30 June 2025 through Merrill Lynch on the NYSE. Based on the filing’s stated market value of $46,276, the proposed sale represents less than 0.01 % of the company’s 90.0 million shares outstanding.

The seller originally acquired 3.5 million shares on 2 Dec 2021 as part of the PIPE financing linked to Hagerty’s SPAC business-combination. Over the preceding three months (17 Mar – 27 Jun 2025) the filer reported 53 separate open-market transactions totaling approximately 507,000 shares and $4.9 million in gross proceeds. The new notice therefore continues an established pattern of incremental insider disposals.

No operational, earnings, or strategic information about Hagerty is provided; the document is strictly a compliance notice under Rule 144. While the share volume is modest relative to the float, continuing insider sales may weigh on investor sentiment.

Form 144 filed for Hagerty, Inc. (HGTY) discloses that Robert I. Kauffman/Aldel LLC intends to sell up to 4,600 common shares around 30 June 2025 through Merrill Lynch on the NYSE. Based on the filing’s stated market value of $46,276, the proposed sale represents less than 0.01 % of the company’s 90.0 million shares outstanding.

The seller originally acquired 3.5 million shares on 2 Dec 2021 as part of the PIPE financing linked to Hagerty’s SPAC business-combination. Over the preceding three months (17 Mar – 27 Jun 2025) the filer reported 53 separate open-market transactions totaling approximately 507,000 shares and $4.9 million in gross proceeds. The new notice therefore continues an established pattern of incremental insider disposals.

No operational, earnings, or strategic information about Hagerty is provided; the document is strictly a compliance notice under Rule 144. While the share volume is modest relative to the float, continuing insider sales may weigh on investor sentiment.

Form 144 filed for Meta Platforms, Inc. (META) discloses that insider Javier Olivan intends to sell 517 Class A common shares through Charles Schwab on 30 June 2025. At the reference price embedded in the filing, the transaction is valued at $383,083. Meta has approximately 2.17 billion Class A shares outstanding, so the proposed sale represents well under 0.001% of the float.

The form also details Olivan’s historical trading activity. Over the preceding three months (31 Mar–23 Jun 2025) he sold 7,358 shares in fourteen separate transactions, generating about $4.42 million in gross proceeds. The shares were acquired via restricted-stock-unit (RSU) vesting on 15 May 2025, indicating the sales are largely tied to equity compensation rather than open-market purchases.

No other material information—such as company financials, operational updates, or material agreements—is included. The filing is therefore routine insider-sale disclosure required by SEC Rule 144 and does not, by itself, signal any change in Meta’s fundamentals.

Guidewire Software, Inc. (GWRE) – Form 144 filing dated 30 June 2025 discloses a proposed sale of 1,400 common shares by insider Mike Rosenbaum through Morgan Stanley Smith Barney. The planned transaction is valued at ≈ US$0.33 million, based on the stated aggregate market value of US$331,646. With 84.2 million shares outstanding, the new sale represents roughly 0.002% of total shares.

The filing also details a consistent pattern of insider disposals during the prior three-month window. Between 31 March 2025 and 23 June 2025, Rosenbaum executed 21 separate trades totaling 24,125 shares, generating ≈ US$5.33 million in gross proceeds. Adding the proposed sale raises cumulative disposals to 25,525 shares—still well below the 1% Rule 144 threshold and unlikely to create mechanical selling pressure in the secondary market.

While the dollar amounts are modest relative to Guidewire’s market capitalisation, the steady cadence of transactions may attract investor scrutiny over management’s near-term sentiment. The filing does not reference a Rule 10b5-1 trading plan; however, the signature page reiterates the standard representation that the insider is not in possession of undisclosed material adverse information.

No operational metrics, earnings data or corporate events are included in this filing. Consequently, the immediate financial impact on GWRE appears neutral; nevertheless, persistent insider selling can influence perception and warrants monitoring alongside forthcoming earnings releases and guidance.