STOCK TITAN

[Form 4] KALA BIO, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Kala Bio CFO Mary Reumuth reported a sale of 3,631 shares of common stock on June 24, 2025, at a weighted average price of $4.01 per share (range: $3.87-$4.12). The transaction was executed under a pre-established 10b5-1 trading plan from November 9, 2020.

Key details of the transaction:

  • The sale was specifically made to cover tax withholding obligations related to RSU vesting from a June 22, 2023 grant
  • Following the transaction, Reumuth maintains beneficial ownership of 62,100 shares, including 28,906 unvested RSUs
  • The transaction was reported via Form 4 within the required filing deadline

This planned sale under Rule 10b5-1 demonstrates standard executive equity management practices for tax obligations and does not indicate a significant change in the CFO's overall position in the company.

Mary Reumuth, CFO di Kala Bio, ha comunicato la vendita di 3.631 azioni ordinarie il 24 giugno 2025, a un prezzo medio ponderato di 4,01 $ per azione (intervallo: 3,87-4,12 $). L'operazione è stata eseguita nell'ambito di un piano di trading 10b5-1 predefinito risalente al 9 novembre 2020.

Dettagli principali della transazione:

  • La vendita è stata effettuata specificamente per coprire le obbligazioni fiscali derivanti dall'acquisizione di RSU concesse il 22 giugno 2023
  • Dopo la transazione, Reumuth detiene la proprietà effettiva di 62.100 azioni, incluse 28.906 RSU non ancora maturate
  • La transazione è stata comunicata tramite il Modulo 4 entro la scadenza prevista

Questa vendita pianificata ai sensi della Regola 10b5-1 rappresenta una prassi comune di gestione delle azioni da parte dei dirigenti per adempiere agli obblighi fiscali e non indica un cambiamento significativo nella posizione complessiva del CFO nella società.

Mary Reumuth, CFO de Kala Bio, informó la venta de 3.631 acciones comunes el 24 de junio de 2025, a un precio promedio ponderado de $4.01 por acción (rango: $3.87-$4.12). La operación se ejecutó bajo un plan de negociación 10b5-1 preestablecido desde el 9 de noviembre de 2020.

Detalles clave de la transacción:

  • La venta se realizó específicamente para cubrir obligaciones fiscales relacionadas con la consolidación de RSU otorgadas el 22 de junio de 2023
  • Tras la transacción, Reumuth mantiene la propiedad beneficiosa de 62,100 acciones, incluyendo 28,906 RSU no consolidadas
  • La transacción fue reportada mediante el Formulario 4 dentro del plazo requerido

Esta venta planificada bajo la Regla 10b5-1 demuestra prácticas estándar de gestión de acciones ejecutivas para obligaciones fiscales y no indica un cambio significativo en la posición general del CFO en la empresa.

Kala Bio의 CFO 메리 루무스(Mary Reumuth)는 2025년 6월 24일에 3,631주의 보통주를 주당 평균 4.01달러 (범위: 3.87~4.12달러)에 매도했다고 보고했습니다. 이 거래는 2020년 11월 9일에 미리 설정된 10b5-1 거래 계획에 따라 실행되었습니다.

거래의 주요 내용:

  • 이번 매도는 2023년 6월 22일 부여된 RSU(제한 주식 단위) 취득에 따른 세금 원천징수 의무를 충당하기 위해 이루어졌습니다.
  • 거래 후 루무스는 28,906주의 미취득 RSU를 포함하여 총 62,100주의 실질적 소유권을 유지하고 있습니다.
  • 거래는 규정된 제출 기한 내에 Form 4를 통해 보고되었습니다.

10b5-1 규정에 따른 이번 계획된 매도는 세금 의무를 위한 경영진의 표준 주식 관리 관행을 보여주며, CFO의 회사 내 전반적인 지분 변화가 크지 않음을 의미합니다.

Mary Reumuth, CFO de Kala Bio, a déclaré la vente de 3 631 actions ordinaires le 24 juin 2025, à un prix moyen pondéré de 4,01 $ par action (fourchette : 3,87 $ - 4,12 $). La transaction a été réalisée dans le cadre d'un plan de trading 10b5-1 préétabli depuis le 9 novembre 2020.

Détails clés de la transaction :

  • La vente a été effectuée spécifiquement pour couvrir les obligations fiscales liées à la levée des RSU attribuées le 22 juin 2023
  • Après la transaction, Reumuth conserve la propriété bénéficiaire de 62 100 actions, dont 28 906 RSU non acquises
  • La transaction a été déclarée via le formulaire 4 dans le délai imparti

Cette vente planifiée selon la règle 10b5-1 illustre les pratiques courantes de gestion des actions par les dirigeants pour répondre aux obligations fiscales et n'indique pas de changement significatif dans la position globale de la CFO au sein de l'entreprise.

Mary Reumuth, CFO von Kala Bio, meldete am 24. Juni 2025 den Verkauf von 3.631 Stammaktien zu einem gewichteten Durchschnittspreis von 4,01 $ pro Aktie (Spanne: 3,87-4,12 $). Die Transaktion wurde im Rahmen eines vorab festgelegten 10b5-1-Handelsplans vom 9. November 2020 durchgeführt.

Wichtige Details der Transaktion:

  • Der Verkauf erfolgte speziell zur Deckung von Steuerabzugsverpflichtungen im Zusammenhang mit der RSU-Vesting aus einer Zuteilung vom 22. Juni 2023
  • Nach der Transaktion hält Reumuth weiterhin das wirtschaftliche Eigentum an 62.100 Aktien, darunter 28.906 nicht freigegebene RSUs
  • Die Transaktion wurde fristgerecht über Formular 4 gemeldet

Dieser geplante Verkauf nach Regel 10b5-1 zeigt übliche Praktiken des Managements von Aktien zur Erfüllung steuerlicher Verpflichtungen und deutet nicht auf eine wesentliche Veränderung der Gesamtposition des CFO im Unternehmen hin.

Positive
  • None.
Negative
  • None.

Mary Reumuth, CFO di Kala Bio, ha comunicato la vendita di 3.631 azioni ordinarie il 24 giugno 2025, a un prezzo medio ponderato di 4,01 $ per azione (intervallo: 3,87-4,12 $). L'operazione è stata eseguita nell'ambito di un piano di trading 10b5-1 predefinito risalente al 9 novembre 2020.

Dettagli principali della transazione:

  • La vendita è stata effettuata specificamente per coprire le obbligazioni fiscali derivanti dall'acquisizione di RSU concesse il 22 giugno 2023
  • Dopo la transazione, Reumuth detiene la proprietà effettiva di 62.100 azioni, incluse 28.906 RSU non ancora maturate
  • La transazione è stata comunicata tramite il Modulo 4 entro la scadenza prevista

Questa vendita pianificata ai sensi della Regola 10b5-1 rappresenta una prassi comune di gestione delle azioni da parte dei dirigenti per adempiere agli obblighi fiscali e non indica un cambiamento significativo nella posizione complessiva del CFO nella società.

Mary Reumuth, CFO de Kala Bio, informó la venta de 3.631 acciones comunes el 24 de junio de 2025, a un precio promedio ponderado de $4.01 por acción (rango: $3.87-$4.12). La operación se ejecutó bajo un plan de negociación 10b5-1 preestablecido desde el 9 de noviembre de 2020.

Detalles clave de la transacción:

  • La venta se realizó específicamente para cubrir obligaciones fiscales relacionadas con la consolidación de RSU otorgadas el 22 de junio de 2023
  • Tras la transacción, Reumuth mantiene la propiedad beneficiosa de 62,100 acciones, incluyendo 28,906 RSU no consolidadas
  • La transacción fue reportada mediante el Formulario 4 dentro del plazo requerido

Esta venta planificada bajo la Regla 10b5-1 demuestra prácticas estándar de gestión de acciones ejecutivas para obligaciones fiscales y no indica un cambio significativo en la posición general del CFO en la empresa.

Kala Bio의 CFO 메리 루무스(Mary Reumuth)는 2025년 6월 24일에 3,631주의 보통주를 주당 평균 4.01달러 (범위: 3.87~4.12달러)에 매도했다고 보고했습니다. 이 거래는 2020년 11월 9일에 미리 설정된 10b5-1 거래 계획에 따라 실행되었습니다.

거래의 주요 내용:

  • 이번 매도는 2023년 6월 22일 부여된 RSU(제한 주식 단위) 취득에 따른 세금 원천징수 의무를 충당하기 위해 이루어졌습니다.
  • 거래 후 루무스는 28,906주의 미취득 RSU를 포함하여 총 62,100주의 실질적 소유권을 유지하고 있습니다.
  • 거래는 규정된 제출 기한 내에 Form 4를 통해 보고되었습니다.

10b5-1 규정에 따른 이번 계획된 매도는 세금 의무를 위한 경영진의 표준 주식 관리 관행을 보여주며, CFO의 회사 내 전반적인 지분 변화가 크지 않음을 의미합니다.

Mary Reumuth, CFO de Kala Bio, a déclaré la vente de 3 631 actions ordinaires le 24 juin 2025, à un prix moyen pondéré de 4,01 $ par action (fourchette : 3,87 $ - 4,12 $). La transaction a été réalisée dans le cadre d'un plan de trading 10b5-1 préétabli depuis le 9 novembre 2020.

Détails clés de la transaction :

  • La vente a été effectuée spécifiquement pour couvrir les obligations fiscales liées à la levée des RSU attribuées le 22 juin 2023
  • Après la transaction, Reumuth conserve la propriété bénéficiaire de 62 100 actions, dont 28 906 RSU non acquises
  • La transaction a été déclarée via le formulaire 4 dans le délai imparti

Cette vente planifiée selon la règle 10b5-1 illustre les pratiques courantes de gestion des actions par les dirigeants pour répondre aux obligations fiscales et n'indique pas de changement significatif dans la position globale de la CFO au sein de l'entreprise.

Mary Reumuth, CFO von Kala Bio, meldete am 24. Juni 2025 den Verkauf von 3.631 Stammaktien zu einem gewichteten Durchschnittspreis von 4,01 $ pro Aktie (Spanne: 3,87-4,12 $). Die Transaktion wurde im Rahmen eines vorab festgelegten 10b5-1-Handelsplans vom 9. November 2020 durchgeführt.

Wichtige Details der Transaktion:

  • Der Verkauf erfolgte speziell zur Deckung von Steuerabzugsverpflichtungen im Zusammenhang mit der RSU-Vesting aus einer Zuteilung vom 22. Juni 2023
  • Nach der Transaktion hält Reumuth weiterhin das wirtschaftliche Eigentum an 62.100 Aktien, darunter 28.906 nicht freigegebene RSUs
  • Die Transaktion wurde fristgerecht über Formular 4 gemeldet

Dieser geplante Verkauf nach Regel 10b5-1 zeigt übliche Praktiken des Managements von Aktien zur Erfüllung steuerlicher Verpflichtungen und deutet nicht auf eine wesentliche Veränderung der Gesamtposition des CFO im Unternehmen hin.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Reumuth Mary

(Last) (First) (Middle)
C/O KALA BIO, INC.
1167 MASSACHUSETTS AVENUE

(Street)
ARLINGTON MA 02476

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KALA BIO, Inc. [ KALA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/24/2025 S 3,631(1) D $4.01(2) 62,100(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This sale was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020 to cover tax withholding obligations in connection with the vesting and settlement of the Reporting Person's restricted stock units ("RSUs") granted on June 22, 2023.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.87 to $4.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. Includes 28,906 unvested RSUs.
/s/ Mary Reumuth 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many KALA shares did CFO Mary Reumuth sell on June 24, 2025?

CFO Mary Reumuth sold 3,631 shares of KALA common stock on June 24, 2025 at a weighted average price of $4.01 per share.

What was the purpose of KALA CFO's stock sale in June 2025?

The sale was made pursuant to a 10b5-1 trading plan adopted on November 9, 2020, specifically to cover tax withholding obligations related to the vesting and settlement of restricted stock units (RSUs) granted on June 22, 2023.

What is the price range of KALA shares sold by the CFO in the June 2025 transaction?

The shares were sold in multiple transactions at prices ranging from $3.87 to $4.12 per share, with a weighted average price of $4.01.

How many KALA shares does CFO Mary Reumuth own after the June 2025 transaction?

Following the transaction, Mary Reumuth beneficially owns 62,100 shares directly, which includes 28,906 unvested restricted stock units (RSUs).
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Biotechnology
Pharmaceutical Preparations
Link
United States
ARLINGTON