STOCK TITAN

Kardigan (KARD) director reports option awards, vesting dates and expiries

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Kardigan, Inc. director Giordano Douglas E. reported existing stock option holdings in his initial ownership filing. He holds options over 33,289 shares of common stock at an exercise price of $14.71 per share and 80,224 shares at $8.00 per share. These options vest over time, including three equal annual installments starting on June 6, 2024, and a separate grant that vests on February 9, 2027, and expire in 2035 and 2036 if not exercised.

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Insider Giordano Douglas E.
Role Director
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
Holdings After Transaction: Stock Option (right to buy) — 113,513 shares (Direct)
Footnotes (2)
  1. F1. The shares subject to this option shall vest and become exercisable in three (3) equal annual installments commencing from June 6, 2024, subject to the Reporting Person's continued service on each such vesting date.
  2. F2. The shares subject to this option shall vest and become exercisable on February 9, 2027, subject to the Reporting Person's continued service on such vesting date.
Option underlying shares 33,289 shares Underlying common stock for option at $14.71 exercise price
Option exercise price $14.71/share Stock option (right to buy) held directly
Second option underlying shares 80,224 shares Underlying common stock for option at $8.00 exercise price
Second option exercise price $8.00/share Stock option (right to buy) held directly
Option expiration March 19, 2035 Expiration date of $8.00 exercise price option
Option expiration February 10, 2036 Expiration date of $14.71 exercise price option
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy) linked to common stock"
Common Stock financial
"underlying_security_title: Common Stock for each option grant"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
exercise price financial
"conversion_or_exercise_price values of 14.7100 and 8.0000 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"shares subject to this option shall vest and become exercisable"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Kardigan (KARD) director Giordano Douglas disclose in this Form 3?

Giordano Douglas disclosed his existing stock option holdings in Kardigan. The filing lists options over 33,289 shares at $14.71 and 80,224 shares at $8.00, providing a baseline view of his derivative ownership as a company director.

How many Kardigan (KARD) shares are covered by Giordano Douglas’s options?

The options cover a total of 113,513 underlying common shares. One grant relates to 33,289 shares at $14.71 per share, and another to 80,224 shares at $8.00 per share, all held directly as reported in the Form 3.

What are the exercise prices of Giordano Douglas’s Kardigan (KARD) stock options?

The disclosed exercise prices are $14.71 and $8.00 per share. Each price applies to a separate option grant, determining the cost to acquire Kardigan common stock if Douglas chooses to exercise these options before they expire.

When do Giordano Douglas’s Kardigan (KARD) stock options vest?

His options vest over multiple future dates tied to continued service. One grant vests in three equal annual installments starting June 6, 2024, while another grant vests on February 9, 2027, provided he remains in service through each vesting date.

When do the Kardigan (KARD) stock options held by Giordano Douglas expire?

The disclosed option grants expire in 2035 and 2036 if unexercised. One grant carries an expiration date of March 19, 2035, and the other February 10, 2036, defining the last dates on which he may exercise each option.

Does this Kardigan (KARD) Form 3 show Giordano Douglas buying or selling shares?

The Form 3 reports holdings rather than new trades. It lists existing stock option awards, including their share amounts, exercise prices, vesting schedules, and expiration dates, but does not show open-market purchases or sales of Kardigan common stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Giordano Douglas E.

(Last)(First)(Middle)
C/O KARDIGAN, INC.
506 CARNEGIE CENTER DRIVE, SUITE 201

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2026
3. Issuer Name and Ticker or Trading Symbol
Kardigan, Inc. [ KARD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)03/19/2035Common Stock80,224$8D
Stock Option (right to buy) (2)02/10/2036Common Stock33,289$14.71D
Explanation of Responses:
1. The shares subject to this option shall vest and become exercisable in three (3) equal annual installments commencing from June 6, 2024, subject to the Reporting Person's continued service on each such vesting date.
2. The shares subject to this option shall vest and become exercisable on February 9, 2027, subject to the Reporting Person's continued service on such vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ John B. Moriarty, Jr., Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)