STOCK TITAN

Kardigan (KARD) director Popovits reports three stock option grants

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Kardigan, Inc. director Kimberly J. Popovits filed an initial Form 3 reporting her stock option holdings in the company. She holds three direct stock option awards over common stock, with exercise prices of $14.71 and $8.00 per share and expirations in 2035–2036. These options cover 33,289, 31,856, and 80,224 underlying shares. Footnotes state that one grant vests in three equal annual installments beginning September 23, 2024, and another vests fully on February 9, 2027, in each case subject to her continued service.

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Insider Popovits Kimberly J
Role Director
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
Holdings After Transaction: Stock Option (right to buy) — 145,369 shares (Direct)
Footnotes (2)
  1. F1. The shares subject to this option shall vest and become exercisable in three (3) equal annual installments commencing from September 23, 2024, subject to the Reporting Person's continued service on each such vesting date.
  2. F2. The shares subject to this option shall vest and become exercisable on February 9, 2027, subject to the Reporting Person's continued service on such vesting date.
Option exercise price $14.71 per share Stock option over 33,289 underlying common shares
Option exercise price $8.00 per share Two stock option awards over 31,856 and 80,224 shares
Underlying shares 33,289 shares Common stock underlying one stock option, direct ownership
Underlying shares 31,856 shares Common stock underlying second option, direct ownership
Underlying shares 80,224 shares Common stock underlying third option, direct ownership
Option expiration March 19, 2035 Expiration date for one $8.00 option grant
Option expiration April 22, 2035 Expiration date for another $8.00 option grant
Option expiration February 10, 2036 Expiration date for $14.71 option grant
Stock Option (right to buy) financial
"Security title is listed as "Stock Option (right to buy)" for each entry."
underlying security title financial
"Each derivative record specifies an underlying security title of Common Stock."
exercise price financial
"Derivative summary shows exercise price values of 14.7100 and 8.0000."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"Footnotes describe how the shares subject to each option shall vest and become exercisable."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Form 3 regulatory
"The insider filing is identified as Form 3, an initial ownership report."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Kimberly J. Popovits report in her Form 3 for KARD?

She reports initial holdings of three stock option awards in Kardigan, Inc. common stock. These options give her the right to buy a total of 145,369 underlying shares at set exercise prices and future expiration dates, reflecting her equity-based compensation as a director.

How many Kardigan (KARD) shares are covered by Popovits’ stock options?

Her reported options cover 33,289, 31,856, and 80,224 underlying common shares. These figures represent potential future share ownership if the options are exercised according to their terms, rather than current common stock holdings from exercised options.

What are the exercise prices of Kimberly Popovits’ Kardigan stock options?

She holds one option with a $14.71 per share exercise price and two options at $8.00 per share. These fixed prices define what she would pay per share to exercise the options, regardless of Kardigan’s future market price at exercise.

When do Kimberly Popovits’ Kardigan stock options expire?

Her reported options expire on March 19, 2035, April 22, 2035, and February 10, 2036. These dates mark the last days she can exercise each option; after expiration, the right to purchase the underlying shares lapses.

How do Popovits’ Kardigan options vest over time?

One option grant vests in three equal annual installments starting September 23, 2024, and another vests fully on February 9, 2027. Vesting occurs only if she continues serving the company through each relevant vesting date, aligning incentives with ongoing service.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Popovits Kimberly J

(Last)(First)(Middle)
C/O KARDIGAN, INC.
506 CARNEGIE CENTER DRIVE, SUITE 201

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2026
3. Issuer Name and Ticker or Trading Symbol
Kardigan, Inc. [ KARD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)03/19/2035Common Stock80,224$8D
Stock Option (right to buy) (1)04/22/2035Common Stock31,856$8D
Stock Option (right to buy) (2)02/10/2036Common Stock33,289$14.71D
Explanation of Responses:
1. The shares subject to this option shall vest and become exercisable in three (3) equal annual installments commencing from September 23, 2024, subject to the Reporting Person's continued service on each such vesting date.
2. The shares subject to this option shall vest and become exercisable on February 9, 2027, subject to the Reporting Person's continued service on such vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ John B. Moriarty, Jr., Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)